SKIM ONLY
(**NOTE**: Remember---these are only ROUGH LECTURE NOTES in prose form
to make following lectures a bit easier. In lecture, I will update and
tailor and add/delete as needed, so these are not only rough, but
foundation on which contemporary prisoner litigation is based.
(parts 1-4 omitted)
5. THE COLONIES, THE CONSTITUTION AND THE "IMPERIAL JUDICIARY"
Premise 1: Truth is a 5-4 decision by the Supreme Court (Dan
O'Neil, 19** Odds Bodkins).
Premise 2: . . .the 1984 term [of the Supreme Court]. .
.seemed to produce what one commentator has called a
"jurisprudence of idiosyncrasy" (Edwin Meese, III (1985).
Conclusion: Truth is idiosyncratic.
Law has become one means by which the tension between freedom and
social control is mediated. Just as law can be used as a tool
for social emancipation, it can also be used for repression. The
English judicial concepts and administration that had evolved
over the centuries were employed to establish political and eco-
nomic domination over its colonies. This created competing defi-
nitions of rights and procedures, of judicial and legislative au-
thority, and of jurisdiction between England and colonial
subjects. The history of our Constitution is thus the history of
resistance to repressive law and the effort to define the nature
of liberty and the scope of state authority. It has its basis in
intra-class conflict, primarily between financial and commercial
interests of the two countries, the English attempting to secure
advantage through regulatory law, the Colonial opposing such attempts.
The previous chapter described how social tensions and subsequent
responses shaped the content of law, judicial structure and the
concept of individual rights. It also described how the rule of
law became partially autonomous became to the state.
This section will trace the emergence of the judiciary as a na-
tional power, and describe the manner in which not the judiciary,
but social conceptions of rights and the status of legal subjects
began to change immediately after ratification of the Constitu-
tion.
When the Barons rebelled against the authority of King John at
Runnymede, they drew for ideological inspiration from a distorted
and highly romanticized notion of the system of law under Edward
the Confessor. Similarly, those who rail against judicial au-
thority in the 1980s hold an equally distorted and romanticized
conception of the Constitution. Their claims are actually more
in line with the principles of the Articles of Confederation than
with the Constitution. This chapter describes the emergence of
our federal judiciary in order to recognize prisoner litigation
as consistent with the judicial philosophy of the writers the
Constitution, two centuries of federal judicial practice and a
conception of rights that has guided a millennium of jurispru-
dence.
LEGAL FUNDAMENTALISM
U.S. Attorney General Edwin Meese (1985: 7) has expressed hope
"for a day when the court returns to the basic principles of the
Constitution." His concern, common among judicial conservatives,
was over
an inaccurate reading of the text of the Constitution
and a disregard for the Framers' intention that state
and local governments be a buffer against the central-
izing tendencies of the national Leviathan (Meese, 1985: 6).
The view that current federal judicial decisions, especially in
the areas of civil liberties and expansion of rights in criminal
proceedings and for the rights of prisoners, represents "bad
law." These critics have argued that these rights "make no
sense," and has Chief Justice Warren Burger has asked, "If it
doesn't make good sense, how can it make good law?" (Duscha,
1969). These critics have argued that the expansion of rights is
based on the judiciary's flawed interpretation of both the Con-
stitution and of U.S. political history. This chapter challenges
this claim: It is the critics, not the so-called "rights indus-
try" who have selectively filtered law and events to support
their own ideological predilections.
Two of the most important principles that provide current justi-
fication for the Supreme Court to review prisoner petitions are
the duty to protect fundamental Constitutional rights and the
right to review at the national level judicial decisions or leg-
islative actions taken by individual states. The protection of
legal rights by judicial means developed gradually over the cen-
turies; the emergence of judicial review, however, is somewhat
more recent.
Judicial review refers to practice of court review of the deci-
sions of other, usually inferior (or lower) court decisions. In
the seventeenth century the English practice was expanded to in-
clude court review of legislative action as well review of judi-
cial decisions. Judicial review originally functioned to pre-
serve consistency of court decisions with common law doctrine and
to assure the legality of legislation. When the English monarch
was sufficiently strong, judicial review of Crown activity was
ineffective, and served to legitimate royal authority. When the
crown was weak, because of either an ineffective ruler or strong
opposition, review served as a moderate check against crown au-
thority. In the American colonies, by contrast, there was less
opportunity for domination of the judiciary by a single central
power, and the history of judicial review developed differently
than the English counterpart.
Judicial review in the U.S. has evolved into perhaps the single
most important means of defining, refining, and protecting legal
rights. It is often taken on faith by critics of Supreme Court
activism that the original framers did not intend to allow sweep-
ing powers of national review of state actions. Contemporary ju-
dicial critics who perceive "intrusion" of federal courts into
the state domain often argue that such action is actually uncon-
stitutional, and allows judges to vote their personal predilec-
tions rather than deduce legal principles (Berger, 1977; Bloch,
1958; Glazer, 1975; Morgan, 1984; Meese, 1985). These criti-
cisms, however, are based on several mistaken assumptions. jus-
tification[31]. First, these critics invariably allude to the
Tenth Amendment (1791) to "prove" their thesis:
The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are
reserved to the States respectively, or to the people.
This has historically been interpreted to mean that no individual
state may create or process law in a manner which violates Con-
stitutional principles. The Tenth Amendment, however, expressly
states, in the clause ignored by Supreme Court critics, that
states do not possess powers prohibited by the Constitution:
Second, and equally important, to claim that the original framers
did not intend for federal review of state law is simply wrong.
The early legislative documents and the subsequent activities of
the Supreme Court indicate that this function was both intended
and implemented in the initial years of the Republic. By recon-
structing a romantic interpretation of the so-called "intents" of
the original framers, the meaning of broad prescriptions becomes
reified and takes on a life independent of what was intended.
Such reification serves to distort Constitutional principles and
thus translates a political ideology into a judicial philosophy
in which the appearance of immutable "truths" are derived from
the authority of a "sacred text". Finally, although judicial
policy has undergone cyclical shifts over the past two centuries,
the history of judicial intervention began in the decades follow-
ing ratification of the Constitution and the enactment of the Ju-
diciary Act of 1789. These factors tend to be ignored by contem-
porary critics of the Supreme Court. This selective perception
of historical factors obscures the linear development of the use
of courts and law in protecting rights.
To better understand both the social and philosophical basis of
prisoner rights, it is useful to trace the manner in which rights
have been defined and applied in our judicial system. Perhaps
the primary issue in the debates over judicial review lies in the
role of the federal courts in deciding state matters. Critics
claim that intervention disrupts the balance between individual
states and the federal government, violates the historic function
of the judiciary, and represents an intrusion into affairs of
state that the Constitution mandates be left the "the people."
Criticisms of prisoner litigation appears especially vulnerable
to this argument, since it is argued that federal courts are to
distant and too uninformed to decide local law and order issues
for state officials." Such criticisms, however, derive from a
revision of history based on selective reading of the Constitu-
tion, dismissal of the historical antecedents that have shaped
current judicial philosophy, and an abysmal ignorance of federal
and state legislation that, when violated, provides cause for
federal relief in accordance with established law and policy.
The three camps in this debate may, for temporary convenience, be
divided into federalists, in the twentieth century associated
with political liberalism, and anti-federalists. Nationalism is
a useful term to identify those who favor a strong central au-
thority as a way to unify practices and policies from federalists
who still favor a significant degree of state autonomy.
Federalists former tend to see the interpretation and application
of rights as contingent on the changing needs of society. The
federal government is the appropriate and constitutionally-man-
dated mechanism for mediating this process. Anti-federalists, by
contrast, tend to adopt a romanticized view of rights as they are
literally specified in the Constitution, They tend to ignore
those factors underlying the practice of rights and reify the
literal meaning of the Constitution rather than recognize that
meanings are contingent upon the social conditions which exist at
the time of interpretation. Anti-federalists are commonly asso-
ciated with political conservatism, and feel federal powers
should be limited. Using the imagery of "democracy of and by the
people," they argue that states alone have the right to make and
implement policy. Federalists, by contrast, hold to the view
that the Constitution explicitely provides the federal government
with the legitimate power and authority to decide those issues
that raise a constitutional issue or that contain issues of in-
ter-state consequence. Such issues, they argue, are far too im-
portant to be decided on the basis of potential regional bias,
and require uniform standards consistent with the Law of the
Land. As with most debates that are highly emotional and ideo-
logically-based, it is difficult to reason people out of a posi-
tion into which reason did not lead them. Contemporary anti-fed-
eralists speak as though the alleged judicial activism of the
past decades is something recent. In a sense, they have re-in-
vented the wheel, since this debate simmered in the mid-eight-
eenth century, and boiled after the Colonial break with England.
Those who lean toward a nationalist perspective view the role of
the federal judiciary as breaking down regional or local practic-
es. The underlying premise is that in a technologically advanced
society, media, transportation, values, and practices become more
unified. In this view, diverse local practices may have a disru-
putive effect on the social stability, economic growth and cul-
ture of the society at large. The central government thus be-
comes the "steering mechanism" by which a degree of homogeneity
is created and social conflicts resolved (Habermas, 1975; O'Con-
nor, 1975). This view recognizes the changing role of the feder-
al government in legislative and judicial activity. Hence, in
this perspective, a judiciary of "original intent" is a chimera
that cannot be attained--even if we wished to--because of the
historical forces that have shaped and altered society.
THE COLONIAL PERIOD, 1600-1776
Early colonial law did not directly reproduce English law, it
nonetheless drew from the English tradition, and both civil and
habeas corpus rights of prisoners have been built upon this lega-
cy. It also drew heavily from English and French political phi-
losophy. In the colonies there was no native political philoso-
phy. Justification for rights was drawn from three sources:
First, from English and enlightenment philosophy, second, puritan
theology and third, was from the requirements of carrying out
commerce and industry. The development of colonial law benefited
from the emergence of political philosophies that provided the
intellectual and ideological justification for individual liberty
and weakened the legitimacy of the sovereign as the fount of law.
Philosophical ideas articulate rights and are, as a consequence,
"living signposts" denoting the status of a particular concept of
rights at a specific period of history. In the seventeenth cen-
tury, these signposts led legal scholars to develop theories that
elevated the individual to greater subject status in relation to
the sovereign or state.
The seventeenth and eighteenth centuries have become known as the
"Age of Reason," in part because of dramatic intellectual activi-
ty but also because of attempts to apply rational principles to
the governing of society. The seventeenth century English polit-
ical philosophy of Thomas Hobbes and John Locke, the eighteenth
century French philosophes, and in the late 1700s Thomas Paine
and other radical writers combined to influence the rights in the
U.S. Constitution, Guided by the writings of Locke, colonists de-
veloped a view of limited government in which the primary duty of
the central body was to protect the rights of citizens. A gov-
ernment that violated this responsibility, as it was perceived
the Crown had done in the eighteenth century, lost its legitimacy
as a governing body.
These political ideas effected subsequent political rights in
several ways. First, they created an explicit philosophy for and
justification of the expansion of political freedom as fundamen-
tal and inviolable to human existence. This extended basic
rights to all social subjects, rather than to a privileged few
and provided the justification for opposition when infringements
occurred. Second, these rights were inalienable, and there was
no justification for for their violation. This philosophy con-
tinues to have a dramatic impact on twentieth century civil
rights law, as some groups, for example prisoners, challenge the
rationale by which they have been systematically excluded from
Constitutional protections. Third, Seventeenth century legal
philosophy altered the conception of the relationship of the
state to the subject. While the subject had the obligation to
fulfill certain social or political responsibilities, the state,
too, had an obligation to protect the citizen. No longer was the
extension of rights left to the good will of the sovereign;
rights existed independent of the power of any agent to restrict
them, and the role of the state became that of protector of
rights and mediator in those conflicts which infringed upon them.
These ideas influenced the seventeenth century political develop-
ment in the American colonies by creating formal structures for
implementing and protecting individual liberty. Imported philos-
ophy shaped legislation by explicitely delineating the rights and
obligations of the state and its subjects. As a consequence,
governmental structure was modified to introduce or expand such
principles as limitation of state authority, sentative govern-
ment, habeas corpus and fair trials.
To speak of a homogeneous law in the early American colonies is
somewhat misleading, since the Dutch, French, Spanish and English
each brought their own customs with them as they settled the new
land. As Friedman (1975) has argued, there were as many "coloni-
al systems" as there were colonies, and many of the problems of
colonial unification centered on the problem of differing legal
systems. The English became dominant, however, and they imposed
their traditions on the evolving political culture. But even
among the English there were disparate legal customs and prefer-
ences stemming from diverse religious, economic interests, as
well as from the different social needs of each region.
Systems of justice began simply and gradually grew more complex,
slowly drawing more from the English system as economic and po-
litical interdependence grew, and as an expanding population of
English settlers were assimilated into what was becoming an in-
creasingly common culture[32]. In seventeenth century America,
the dominant settlements tended to be run by Puritan clergy, and
despite a more-or-less common heritage, the content and practice
of justice developed idiosyncratically to meet the particular
needs of each community. However, the Puritan grip on the polit-
ical and cultural life of the New England colonies had diminished
substantially by the early seventeenth century, and by the early
eighteenth century, the Puritan doctrine was not a significant
factor[33]. Sacred law thus replaced secular law, and English
common law became the dominant judicial form. Because of the new
conditions and the opportunity to restructure new societies, how-
ever, the common law of England was not always applicable to co-
lonial conditions.
Faced with uncertainty and the need for structure, one of the
first tasks of the new colonies was drafting their governing
charters. These charters did not create new rights, but rather
reaffirmed in written form existing notions of freedom. Colonial
charters did not, as a whole, waste space justifying the reasons
for claiming rights. The writers assumed that such a rationale
was sufficiently obvious, and simply wrote the rights into the
documents.
The first colonial charter was that of Virginia (1606), which es-
tablished the principle that American colonists would have the
same rights as English. Subsequent documents were built upon
these rights, and all shared one common feature: They established
statutory safeguards to individual liberty which were felt to be
the basis of English law, even if not fully extended to all sub-
jects in England. The king, however, had the authority to ap-
prove or reject the charters, but rejection only inflamed the
growing political and social tensions between crown and colonies.
As a consequence, even though he occasionally vetoed some char-
ters or individual provisions, many survived. The Ordinances for
Virginia (1618), the charters of Massachusetts Bay (1629), Mary-
land (1632), Connecticut (1639), and the Massachusetts Body of
Liberties (1641), for example, were drafted prior to comparable
English legislation and placed limits on sovereign power and sep-
arated their own laws from those of the English. Subsequent
charters included religious freedom (e.g., Charter of Rhode Is-
land, 1663), basic safeguards in criminal procedures such as tri-
al by jury, liberty of conscience, "fair" trials (Concessions and
agreements of West New Jersey, 1677), bail (Frame of Government
of Pennsylvania, 1682), and right to counsel (Pennsylvania Char-
ter of Privileges, 1701). Almost every right in the Constitu-
tion's Bill of Rights was safeguarded in two or more of the state
Constitutions a century earlier. In fact, the title "Bill of
Rights" or "Declaration of Rights" was given by eight states to a
separate group of guarantees of liberty and most remaining states
inserted protections of human rights among their general provi-
sions.
The Colonial Legacy
It was, then, the colonial legacy drawn from British common law
and enlightenment philosophy, rather than particularly new or in-
novative home-grown concepts of liberty, that formed the current
principles of social and political rights from which contemporary
civil rights are drawn. Hence, it is not so much the concept of
rights that has changed over the centuries; what has changed is
how they are expressed, and how and to whom they will be granted.
Despite the fairly uniform acceptance of a similar body of rights
in the colonies, their expression was shaped by several basic so-
cial factors. First, most colonists were middle class burghers,
freeholders and others to whom English agricultural life was fa-
miliar (Andrews, 1968). The colonists thus shared a relatively
common background and expectations. This, coupled with similar
needs for establishing economic and political viability, began to
impose some legal homogeneity on diverse social and religious so-
cieties. Second, the spirit of Protestant dissent was crucial in
defining rights. The doctrine of individual liberty stemmed from
the Puritan conception of freedom of speech, assembly and relig-
ion. These rights existed in principle under English law, but
religious dissenters and political activists found them to be
consistently violated, and they wanted explicit protections. One
function of the early charters was thus to limit the capacity of
a central power to impose a particular set of beliefs on those
who did not share the same views of government. Third, the need
for economic freedom in commerce, industry and trade required au-
tonomy from the restrictive laws which English kings passed in
the seventeenth and eighteenth centuries in attempts to secure
economic advantage. These laws restricted colonial trade and
stifled nascent industry, and law itself thus became a focal
point of conflict[34]. Fourth, the friction between crown admin-
istrative personnel and the colonial bourgeoisie added to the
tensions between rulers and ruled. Over-zealous enforcement,
military repression, ethnocentrism and administrative abuses exa-
cerbated the conflict between ruler and ruled, which further
prompted colonists to use law as a way to define rights, even if
there was not always corresponding success in fully attaining
them. Fifth, the American colonies were faced with a situation
similar to that of England a century earlier in that the preroga-
tives of the crown were not clearly defined (Pound, 1975: 55),
and equally strong claims could be made for either limiting or
preserving the crown authority. Finally, Colonial lawyers were
united in their opposition to the application of English law to
the Colonies, and Pound as identified eight "immemorial rights,"
guaranteed by centuries of law, that were habitually violated::
(1.) the imposition of taxes on and raising of revenue
from the colonies without the consent of the legisla-
tive body representing them; (2.) the unification of
all powers of government of the colonies in a central-
ized administration at Westminster which continually
neglected or even positively injured the interests of
the colonists in the interest of those who had influ-
ence on British politics; (3.) deprivation of jury tri-
al by extending admiralty jurisdiction at the expense
of the common law; (4.) providing for trials away from
the vicinage so as to put parties to expense and anno-
yance and deprive them of the advantage of good repute
among their neighbors; (5.) infringement of the right
to assemble in order to consider grievances and peti-
tion the king for redress; (6.) quartering soldiers and
keeping a standing army in time of peace without get-
ting the consent of the colonial legislature. . . (7.)
requiring oppressive security from a claimant of seized
property before he could claim it and defend his prop-
erty rights. . . (8.) referring to those laws and to
instructions to the royal governors as to industries in
the colonies, interference with merchants and traders
not in time of war, contrary to the interests of the
colonies and without any reference to colonial legisla-
tures (Pound, 1975: 71-72).
In 1768, Parliament established the Courts of Vice-Admiralty in
all the colonies for the purpose of more effectively recovering
crown revenue. In response, the first Continental Congress
drafted The Articles of Association (1775). The Articles called
for civil disobedience to British law, and declared that English
Crown had extended its powers beyond their ancient limits by de-
priving subjects of such rights as trial by Jury (Carson, 1971:
37). This led to the convening of the Continental Congress
(1774), the Declaration of Independence (1776) and the Articles
of Confederation declaring a "perpetual union" (1777).
THE CONSTITUTIONAL PERIOD: 1776-1789
We tend to think of the Constitution as reflecting a single set
of ideas, as the product of unified thinkers, or as a set of uni-
fied ideas produced in a single voice. This is far from the
truth. In fact, the Constitution was the consequence of many
diverse voices, of many different ideas, and of different social
and political needs. The Constitution was, in short, the product
of conflict, compromise negotiation and conciliation.
The Articles of Confederation
The Articles of Confederation, drafted and accepted by the Conti-
nental Congress in 1777, was the first formal document guiding
the operation of the new nation. The Articles signified a shift
from the colonial to the state system, and were written to pro-
tect states from the abuses of a centralized power. Unlike the
Constitution, which was placed in supreme position as Law of the
Land, Article Two of the earlier document preserved the autonomy
of individual states, and subtly placed the national body in a
subordinate, and ultimately unworkable, position:
...independence, and every power, jurisdiction, and right,
which is not by this confederation, expressly delegated
to the United States, in Congress assembled.
The Articles were not meant to create a powerful centralized
structure superordinate to the new states. The document was in-
stead a set of administrative procedures which did not specify
rights, but rather established broad working arrangements between
the various states. The Articles provided for common currency,
common protection and free trade and access between states. They
did not, however, provide a useful political philosophy by which
to unify or guide diverse groups possessing often incompatible
needs, policies or goals. Nor did they provide for a central ex-
ecutive department, a federal judiciary, the power to regulate
commerce or to prevent discriminatory trade practices, and there
was no mechanism to generate revenue. The document contained no
national agenda, no specific character, and above all, no cohe-
rent political structure for implementation. Above all, there
was no provision for a central steering authority that could me-
diate the emerging regional commercial problems, a lesson ignored
from the experience of medieval England. In some ways the Arti-
cles were an antiquated set of principles politically more appro-
priate to seventeenth century post-feudal fiefdoms and regional-
ism which protected private interests rather than a means of
promoting national stability and economic growth.
The failure of the Articles prompted a move to draft a new Con-
stitution based on a stronger federal system out of which came
the document which has lasted to the present. Some observers
have contended that the Convention itself was a violation of the
Articles' provisions, since the charter should have been altered
only by popular vote. A popular election of a convention to
amend the Articles would itself have been unconstitutional be-
cause the Articles set up a federation which could act only on
states, not on individuals. Thus, a popular election would have
violated the powers of the document, and at any rate, there ex-
isted no clear provision for amending the the Articles written
into the document (Brown, 1965: 157).
The Constitution.
The Constitutional Convention met in Philadelphia in 1787 and
adopted the new Constitution. Eight states ratified it in the
first year, and the required ninth state, Rhode Island, ratified
it in 1788. It went into effect in March, 1789.
The Articles of Confederation had generally reflected the philos-
ophy of nineteenth century advocates of states' rights and their
twentieth century epigones by assuming that the primary protec-
tion of liberties would be undertaken by individual state govern-
ments Under the Articles, each state retained its sovereignty,
freedom, independence, and powers and jurisdiction not rather
than a centralized judiciary. expressly delegated to federal au-
thority. The Constitution, by contrast, was a fundamental shift
away from the regionalism and local autonomy provided for in the
Articles, and represented as well a shift from explicit states'
rights to a strong central control, and created an estate system
with the executive, judiciary and legislature in equal partner-
ship.
Article III of the Constitution placed judicial power in a single
"Supreme Court" and extended this court's authority to all cases
"in law and equity" arising under the Constitution. The princi-
ple of judicial review of state actions was explicitly estab-
lished both in the Constitution itself (see Article III, Sections
1 and 2 and the fourteenth amendment), and in the intents of the
legislators as articulated by debates of the Constitutional Con-
vention.
The ideological debate, however, raged on. Contemporary critics
of federal intervention in states' rights in civil matters argue
that such authority exceeds the intents of the original framers
in defining judicial review. This view is belied by the debates
during the Constitutional Convention:
.li . . .both sides of the debate conceded the proprie-
ty of appellate review over state court decisions, and
that a supreme court should be established by the Con-
stitution itself. The controversy concerned whether
appeal of state court decisions to a national Supreme
Court was a sufficient mechanism for insuring national
authority and the uniformity of application of federal
laws (Barrett and Cohen, 1985: 43).
Some states introduced specific proposals to define the relation-
ship of the federal judiciary to the states. For example, the
Virginia Plan of the Constitutional Convention of 1787 provided
for a national judiciary authorized to negate any law that con-
travened the principles on which the new Constitution was formed,
a principle advocated by many convention participants.
The Convention ultimately rejected judiciary veto in favor of ex-
ecutive veto, but the ratifyng debates clearly indicate there was
certainly no unanimity among the framers in opposition to such
judicial powers, and judicial review was in fact provided for in
subsequent Constitutional language. This power is implied in the
"Supreme Law of the Land" doctrine specified in Article VI which
states that the Constitution
. . .Shall be the supreme Law of the Land; and the
Judges in every State shall be bound thereby, any Thing
in the Constitution or Laws of any State to the Contrary
notwithstanding.
The Constitutional powers of federal courts were further clari-
fied by the Judiciary Act of 1789 (1 Statutes at Large, 72).
This Act provided that the power to review and act upon the deci-
sions of state courts lay explicitely with the Supreme Court in
several types of cases, including those in which decisions or
laws were "repugnant to the constitution, treaties or laws of the
United States," or when laws or decisions clearly violated a Con-
stitutional principle (Barrett and Cohen, 1985: 44). The Act
further established the principle of judicial review by the Su-
preme Court for both federal and state courts. The Act provided
for a Supreme Court and six justices, and as a concession to
those who wanted assurances that state and regional law would be
preserved, district courts were established within each state.
The Act authorized all federal courts to issue various writs,
such as habeas corpus, and further specified that all federal
courts possessed the power to grant new trials. Although this
Act has been amended and modified in the past two centuries, it
provides the fundamental framework by which the judiciary oper-
ates to this day, and offers irrefutable evidence against those
who claim that recent Courts have usurped powers originally in-
tended by framers of the Constitution.
Constitutional rights and procedures were quickly accepted, and
they established a firm philosophy on which to build a national
judiciary. The basic principles included the following:
(1.) the idea of a fundamental law, the "law of the
land," to which all official and governmental action
was bound to conform, which law was to be applied by
the courts in the course of orderly litigation accord-
ing to the common law, and could be invoked against of-
ficials by anyone aggrieved; (2.) the idea of immemori-
al rights of Englishmen, secured by the law of the
land, and of the common law in which they were recog-
nized as the birthright of Englishmen and so of Ameri-
cans. . . (3.) the idea of authoritative declarations
of these rights in charters and bills of rights. . .
(4.) the idea of an independent judiciary, as set forth
in the English Bill of Rights of 1688, to administer
the fundamental law, and of lawmaking by a body dis-
tinct from the executive; (5.) the idea of courts re-
fusing to apply statutes in contravention of fundamen-
tal law (Pound, 1975: 61-62).
This did not mean that conflicts between federalists and anti-
federalists were resolved, however. The question of states'
rights remained a smoldering issue in national politics. The
Virginia and Kentucky Resolutions of 1798-99 aimed at the Alien
and Sedition acts typified the concerns of anti-Federalists. The
Sedition Act (1798) was passed by federalists to curtail politi-
cal speech which attacked government policy during a period of
tense relations with France. The Virginia General Assembly ar-
gued this was an intrusion of federal power on state domain, and
passed a protest "against the palpable and alarming infractions
of the Constitution," arguing that such powers were "positively
forbidden" by the amendments. The Alien and Sedition Acts were
never tested in the courts, but they surely would have survived
under the federalist-controlled judiciary at the turn of the cen-
tury. Despite their expiration, they provided a precedent for
repression of "undesirable" political activity that survived
through World War I and the Palmer Raids of 192*.
The stakes in the states' rights debate were political power
rather than juridical principle, and the southern states espe-
cially argued for state supremacy because of its politically
weaker position in relation to the north. The South was solidly
agricultural, while the north was developing a strong infrastruc-
ture based on industry, finance and commerce. The federalists
dominated the judiciary and the legislature, and southern states
perceived themselves, not without considerable justification, to
be politically subservient to their northern neighbors. The
slavery issue periodically re-emerged during the War of 1812,
generally raised by the entry of new states into the union. The
ban on the importation of slavery in 1808 aggravated these re-
gional tensions, although over a quarter of a million slaves were
illegally imported up to the civil war.
The principles of federalism dominated the language and implemen-
tation of, the Constitution; nonetheless, the Document represent-
ed a compromise between two competing positions.
One school, later to be articulated in Antifederalist
philosophy, saw the new government as a potential de-
stroyer of the rights of states. This group wanted
federal law to be adjudicated first by state courts and
only on appeal by the United States Supreme Court. The
other school, represented by Hamilton and Madison,
feared that the parochial prejudice of the state courts
would deal unjustly with litigants from other states
and other countries. . . A compromise on court organi-
zation was reached: Federalists obtained lower federal
courts, and antinationalists placed them within "state
containers" (Richardson and Vines, 1970: 22).
The Federalist Papers are revealing for providing insights into
the intents of the original framers. Hamilton, especially, ar-
gued that the federal government's role was, in part, to assure
that state legislatures were to be limited by constitutional pro-
visions, thus providing at least some basis for the argument that
the U.S. Supreme Court properly has jurisdiction over state crim-
inal and civil procedures dealing with constitutional issues (FP:
475). He considered the Constitution to be the standard for the
construction of state law (FP, 482), and although he, like most
others, believed in limited government, it was presumed that the
Constitutional principles would apply to the states. One way of
assuring some consistency, it was felt, was to establish federal
district courts in each state. But it was clear that individual
state courts were to be reasonably autonomous, but that federal
courts were the proper forum for appeal for questions of appro-
priate jurisdiction. Hamilton also argued recognized the inter-
dependence of law when he argued that all legislatures should
look beyond their own borders to the legal principles of other
jurisdictions, even of other countries (FP: 493). Hence, the
original intents were, at least for some of the framers, not nar-
row or parochial, but global and extensive.
It has been argued that our Constitution embodies the interests
of a dominant class.
Since government is primarily concerned with making
rules to determine property relations, the classes
whose rights are to be determined must obtain from the
government the rules which will favor their economic
interests. Thus constitutional history becomes the
process by which various economic groups seek to pro-
tect their particular interest by making or altering
the fundamental law of the land (Brown, 1965: 27).
In his useful but flawed class-based interpretation, Beard (1965)
has observed that the constitution was established by personal
property interests or capitalistic classes as opposed to small
farmers and debtors. Beard did not argue, as many think he did,
that the division in the country was between the owners of prop-
erty, who favored the Constitution, and the propertyless, who op-
posed it. The split was more subtle: Between personality or per-
sonal property (e.g., movable assets, a concern of merchants and
bankers, and realty (e.g., land), a concern of small farmers and
debtors[35].
But as Brown (1965: 113) has observed, one of the most striking
features of the debates was the fact that practically every fea-
ture of the Constitution was subjected to the question of whether
"the people" would accept it.
Contemporary critics of judicial power perceive modern judicial
theory to be based on a theory of centralization which, at least
until the Burger court, has elevated the judiciary to what some
see as the most influential of the three governmental branches.
The beginnings of "law by national judiciary" were framed in this
first Constitutional period. The definitive scope of this power,
however, remains debated to this day, contributing to considera-
ble disagreement over how far the Supreme Court may or ought to
go in pursuing its original mandate. Following Goldman and Jah-
nige (1985: 231), we can trace five broad historical cycles in
U.S. political and judicial history. These were 1) the federal-
ist-Jeffersonian (1789-1828); 2) the Jacksonian (1828-1860); 3)
the First Republican (1860-1896); 4) the Second Republican
(1896-1932); and 5) the New Deal (1932-1968). A sixth, which we
might label The Retrenchment Era, began with the election of
Richard Nixon in 1968 and has been more-fully implemented in the
1980s by the Reagan administration. Each of these periods was
shaped by broader social and political forces, and each illus-
trates shifts in the role and function of the court and helps
ground the emergence of prisoner litigation in a historical con-
text.
THE FEDERALIST-JEFFERSONIAN PERIOD (1789-1828)
Current Constitutional activity reflects a long process in the
transformation of legal theory, and this transformation began im-
mediately following the Constitution's ratification. The feder-
alist-Jeffersonian judicial period contains, as Goodman and Jah-
nige (1985: 231) have observed, two distinct sub-phases. First
was a period Constitutional consolidation, as the Supreme Court
cautiously defined its jurisdiction and the scope of its legal
and political powers. The guiding theories of such early Consti-
tutional theorists as James Wilson and John Marshall held that
the relationship between states and the federal judiciary was
based on the federalist theory of separation and balance of pow-
ers and upon the distribution of power among three co-equal com-
ponents. The second phase, from 1800-1828, was that of Jefferso-
nian democracy. Guided by the Federalist Chief Justice John
Marshall, the courts consolidated judicial power--and thus the
Constitution--as the supreme Law of the Land. Despite apparent
differences, these two phases
.li . . .still had the overall unity of the federal
government under the control of a fairly select elite
of merchants and planters concerning itself with the
problems of Constitution building, union, and the cre-
ation of economic and political stability in the face
of intrigues and tensions both foreign and domestic
(Goodman and Jahnige, 1985: 231).
In both phases, the Supreme Court faced the problem of defining
the scope of the powers of the new federal government, as well as
the relationship of its own power and goals in relation to both
the national executive and legislative branch on one hand, and
the new states on the other. Banks, transportation companies,
and other enterprises that operated between states raised numer-
ous legal and federally-related questions that had never been en-
countered previously. As a consequence, the subject status of
corporations and their relationship to the national government
became an issue. Could a corporation based in one state but op-
erating in several be taxed by those states, or only by the host
state? Could the federal government intervene in interstate com-
merce? Could corporations or states enact policies or laws that
would effectively put the federal government in a subordinate po-
sition to corporations?
The judiciary resolved virtually all of these issues in a way
that assured strong federal control and a social and political
environment conducive to national commercial interests, and Was
the status of a corporation of one state set up in another sub-
ject to the laws of the home or host state? It was generally
ruled that corporations, although not "persons," nonetheless held
certain rights beyond its mere corporate character, and the fed-
eral government had regulatory and statutory priority over the
states.
Three early Supreme Court decisions typify how the Supreme Court
helped solidify federal power. Marbury vs. Madison (5 U.S. ((1
Cranch)) 137, 1803), established the principle of judicial re-
view; Fletcher vs. Peck (10 U.S. ((6 Cranch)) 87, 1810) estab-
lished the inviolability of contracts, placing them beyond the
reach of state courts; and McCulloch vs. Maryland (17 U.S. ((4
Wheaton)) 316, 1819)) affirmed the doctrine of precedence of fed-
eral rights.
Marbury v. Madison grew out of federalist opposition to central-
ized power and attempts to pack the national judiciary through
John Adams' appointment of "midnight judges"--so called because
their commissions of appointment were rushed through in the final
hours of the his outgoing administration. Supreme Court judges,
solidly federalist, unanimously declared unConstitutional the Re-
publican attempt to interfere with the appointments. This deci-
sion solidly established the centralized and semi-autonomous pow-
er of the court in its first decades, and defined the federal
government's obligations in mediating social tensions through
systematic use of law, power, and resources. Marshall held that
the judiciary was the final interpreter of the Constitution, and
in skirting sensitive political issues, he also established the
framework and early legitimacy for an "activist" court (Thomas,
1976: 18-22). Marshall concluded that no original powers could
be vested in the Supreme Court beyond those to which the Court
was restricted by the Constitution (Carlson, 1971: 217). Al-
though Marshall disclaimed all jurisdiction not given by the Con-
stitution or by federal law, he invoked the 14th section of the
Judiciary Act of 1789 which permitted "original suits" to be
brought before the Supreme Court, and established the principle
that the court itself could determine the nature of federal pow-
ers in the Constitution. The significance of this decision lies
in the reasoning by which it established the dominance of federal
judicial power as ultimate arbiter of Constitutional questions
and established as well the Supreme Court as an equal among the
Executive and Legislative branches of government.
The second decision, Fletcher v. Peck, was the first case in
which the Supreme Court ruled a state statute to be in conflict
with the constitution. The issue centered on a land contract
which the state of Georgia had rescinded over a previous approv-
al, and involved a land scandal (Yazoo land fraud) and bribery by
two U.S. senators and three prominent judges, including a Supreme
Court justice. This decision was important for two reasons: It
was the first time that an important state statute was voided by
the Supreme Court for violating the "general principles" of the
Constitution. Second, as Miller (1982: 66) has observed, for the
first time the Supreme Court "invented law," since there were no
judicial precedents or legislative policies to guide decision
making.
The war of 1812 marks a transition period in U.S. history, in
part because national priorities shifted, and in part because the
war created a social climate analogous in many ways to the 1980s.
The war of 1812 was costly by standards of the time; it dislocat-
ed business and foreign trade, raised the national debt consider-
ably, debased currency values, and exposed glaring cracks in the
national political facade (Nye and Morpurgo, 1965: 337). After
the war, the public was less interested in external foreign rela-
tions and more in expanding the territory and economic structure
of country. The post-war period of 1814-1828 was known as the
"era of good feelings," so-called because, as in the 1980s, the
country was "feeling good" about itself. There was a trend to-
ward ultra-nationalism, characterized by the Monroe Doctrine, a
stronger military, solid uniform national currency, a protective
tariff for industry, rapid construction of infrastructure (roads,
bridges, canals), and territorial expansion. It was an age of
the business entrepreneur, expanding industry (textiles, steel,
transportation), and finance. Republicans strengthened the doc-
trine of nationalism in political and commercial enterprise, fa-
cilitated by the Supreme Court. The trend toward a strong feder-
al system continued to which the Supreme Court contributed, as
the third case, McCulloch v. Maryland, illustrates.
McCulloch addressed the status of a national bank, which had been
a controversial topic for a quarter-century. Two basic questions
were raised: 1) The constitutionality of an act incorporating the
Bank of the United States, and 2) the power of a state to tax an
agency of the federal government. Marshall's decision acknowl-
edged the limits of federal powers, while also leaving the feder-
al government with the discretionary powers to determine the
means by which it would carry out its functions. The decision
prohibited the states' right to tax federal agencies on the
grounds that if one agency could be taxed by states, then so
could all other federal enterprise. This last decision held that
the federal government is granted powers even if they are not
specifically stated in the Constitution if those purpose of its
acts are consistent with the Constitution and in the national in-
terest. This early ruling explicitely defined the relationship
of individual states as subordinate to the federal judiciary,
thus establishing the principle of federal supremacy. Marshall
reminded posterity that the Constitution was a living document
capable of meeting the various crises of human affairs.
If judicial expansion of national powers necessarily "erodes" the
powers of the states, then the Marshall court should be recog-
nized as the first cycle of this erosion. These three decisions
typified how, through judicial means, the federal government
slowly established supremacy over the states from the inception
of the Constitution. It was done by integrating the original
philosophy and intents of the framers with the unforeseen needs
of a growing economic and political system. These original deci-
sions, which provided the precedents and judicial philosophy of
late-twentieth century federal court activity were well within,
rather than outside of, the language and purpose of the Constitu-
tion. As Wolfe (1982) has argued, Marshall was faithful to the
Constitution, and carefully carved his decisions from the intents
of the founders of "democratic constitutionalism." When seen in
this light, the legal theories on which federal courts base their
intervention in prison affairs is not merely the result of civil
rights activists or "idiosyncratic law," but has deep roots in
our early Constitutional history.
THE JACKSONIAN PERIOD (1828-1860)
The Era of Good Feeling was spawned by nationalist pride, promot-
ed by federal politicians and served primarily the interests of
the growing economic interests of the northeast. But after 15
years of growing nationalism, there occurred a backlash. In 1828
the Democrats elected popular war hero Andrew Jackson to the
first of his two terms as president. Jackson contributed little
to the movement which bears his name, however, and the He served
mostly as a symbol of broader social forces (Nye and Morpurgo,
1965: 380). A political pragmatist rather than a doctrinaire
ideologue, Jackson campaigned against Jeffersonian Democracy and
what he perceived as the minority rule of northeastern financiers
and industrialists. Jackson led an attack on national institu-
tions, especially banks and the Supreme Court, which he felt were
tools by which the powerful minority maintained its position. He
departed radically from what has become known as Jeffersonian De-
mocracy, which dominated the previous two decades of U.S. poli-
tics and government. Jefferson's political philosophy, like
Jackson's, was based on a form of agrarianism. But Jefferson's
philosophy was more appropriate to a non-expanding society and
economy. Although Jefferson had opposed unrestrained centralized
power as inimical to democracy, he and his followers nonetheless
believed in, and created the political structure for, a strong
national authority as a means to develop commerce and finance.
Jackson, by contrast, developed policies based on expanding land
values, diversified agriculture, and speculative opportunities:
To Jackson, the federal government was not simply a po-
liceman to keep order, but a parent who gave a helping
hand when it was needed--but only when the citizen
asked for it. The Jacksonian did not want the govern-
ment to control his affairs except to the degree that
he requested it to do so. He was never loath (nor were
the Grangers and Populists later) to call on Washington
for assistance, for roads, canals, credit or subsidies;
yet at the same time he fiercely resented any intrusion
of federal power into his own domain of authority (Nye
and Morpurgo, 1965: 384).
Jackson's influence on the judiciary was considerable. The Jef-
fersonian-Federalist era had been dominated by Chief Justice Mar-
shall, and was characterized by decisions that strengthening both
the federal government and the judiciary; Jacson reversed this.
During his eight years, Jackson was able to appoint five of the
then-sitting seven justices, including elevation of his friend
Roger T. Taney to the position of Chief Justice, although not
without considerable difficulty in his confirmation hearings.
Although not judicially timid, Taney guided the court to a mid-
dle-of-the road position, tended to side with Southern states on
states' rights issues, particularly slavery and commerce. By at-
tempting to placate Southern political concerns while ignoring
their underlying sources, the Supreme Court sank "into obscurity
and impotence" from which it did not emerge until after the civil
war.
To some, the Taney court was archetypically conservative because
of its support of business interests and willingness to stamp ap-
proval upon legislative and executive policy. Others view it as
a liberal activist court for its decisions which extended long-
term judicial power. Much like the Burger Court of the later
twentieth century, the Taney court defies easy classifications,
illustrating how difficult it can be to precisely categorize the
political stance of the judiciary. The most far-reaching of
these decisions was the Dred Scott decision (Scott v. Sandford,
S.C. 19 Howard, 393-633, 1857), the first major civil rights case
in U.S. judicial history. It involved not only the issues of
slavery, legislative jurisdiction and judicial power, but in-
volved as well the subject status of slaves and the Constitution-
al rights such a status conferred. The Court's decision reaf-
firmed the supremacy of judicial power even while promoting, in
the short run, states' rights. At issue in the Scott case, os-
tensibly over the legal status of a slave, was actually an ideo-
logical struggle over the Missouri Compromise. The Missouri Com-
promise (1820) had been intended by Congress to settle the
politically sticky question of slavery. It permitted slavery in
Missouri, but prohibited it to the west of the Mississippi River
and in portions of the Louisiana Territory to the north of Mis-
souri. Because of this Act, Southern politicians hesitated to
admit additional free states, correctly perceiving that it would
shift the balance of power to the North, especially to abolition-
ists. Southerners contended that the compromise was unconstitu-
tional, and it was repealed by the Kansas-Nebraska Act (1854),
which, among other provisions, left the issue of slavery to the
voters of individual states. The repeal satisfied most Southern-
ers, but many abolitionist politicians were outraged, and the po-
litical harmony of the nation was threatened. The Scott decision
was an attempt to provide a Constitutional balance between the
two positions, but it satisfied neither.
Dred Scott, the plaintiff, was a Missouri slave who was taken by
his owner to the free states of Illinois and Wisconsin, where he
married and resided with his family and owner from 1834-36.
Scott's supporters sued for his freedom in Missouri courts. They
claimed that under the provisions of the Missouri Compromise he
was legally emancipated because he and his family had resided
sufficiently long in free territory. After years of litigation
and see-saw decisions in Missouri state and federal district
courts, the case finally came before the Supreme Court in 1856,
but a decision was postponed until the following year to avoid
making it an election year issue. When the case was finally de-
cided, Chief Justice Taney identified two primary legal issues:
1) whether the court had jurisdiction in the case (the court
ruled it did), and 2) whether, on the merits of the case, Scott
was indeed "free." The court ruled against Scott on the latter
issue. Ironically, this case had minimal impact on Scott. He
was emancipated immediately after the decision by his owner--the
brother-in-law of the deceased original owner--who was elected to
state office as an abolitionist (Lewis, 1965).
Taney's legal logic in writing the majority opinion has often
been questioned, but the significance of the outcome should not
be overlooked. This decision, while satisfying to conservatives,
had profound long-range consequences for twentieth century liber-
alism. Some consider the Dred Scott decision to be the founda-
tion of contemporary judicial activism because the Supreme Court
for the first time arrogated to itself (and to every other feder-
al court) the right to settle socio-political conflicts by judi-
cial decision, thus dramatically increasing judicial and politi-
cal power of the judiciary (Boudin, 1968: 3).
In addition to attempting to mediate the slavery question, Taney
also attempted to balance national and state commercial inter-
ests. The focus of litigation during his tenure had shifted to
ships, bridges, land, or canal companies, and banks (Boudin,
1968: 15). His "Cooley Rule" (Cooley v. Board of Wardens of the
Port of Philadelphia, 52 U.S. ((12 Howard)) 299, 1851) stemmed
from a conflict between state and federal regulation of commer-
cial transportation, and typifies the philosophy of Taney's court
toward business. At issue was the degree to which states could
regulate commerce (in this case water transportation). While ac-
knowledging and not repudiating the scope of federal jurisdiction
in regulating commerce specified in the Judiciary Act of 1789,
Taney also recognized the right of individual states to regulate
matters in their immediate interest. The decision was intended
to be limited in scope, but in practice it struct a temporary
balance between states' rights and federal powers and slowed the
trend toward judicial nationalism. It granted partial powers to
states to regulate interstate commerce on one hand, while on the
other made clear that it was the Court, not congress, that would
define which commerce could be regulated by the states and which
demanded a single uniform rule (Miller, 1982: 69).
Taney remained Chief Justice until the close of the Civil War.
During this period, the Court's judicial philosophy shifted away
from expansion of court powers of judicial review, which charac-
terized the Marshall court, to a more moderate position. The
court also ruled, in Barron v. Baltimore (7 Pet. 243, 1833), that
the first ten amendments applied only to federal, and not state,
courts, which limited the scope of federal jurisdiction until af-
ter the Civil War. Taney led a trend, begun in the 1820s, which
slowed, but did not reverse, the tide of nationalism. His court
functioned in part to mediate those political and economic inter-
ests that had not fully benefited from the growth of the first
decades of the new Republic, and a court that became known for
its judicial restraint nonetheless took an activist role in de-
ciding political issues in favor of a preferred definition of so-
cial order. Judicial doctrine and political dogma coincided, and
the court explicitely assumed the powers to mediate conflict, and
has retained them since.
At the close of the Jacksonian era, the country had changed dra-
matically from the isolated agricultural and small business
structure dominant during the Colonial era. Slave labor account-
ed for nearly 30 percent of the U.S. labor force (Aronowitz,
1973: 145), and the composition of the skilled working class had
shifted. After 1850, native born artisans who had dominated
their crafts prior to the Revolution remained; Western European
skilled immigrants moved into the textile, mining and iron indus-
try; displaced farmers moved into urban areas; and Irish and Chi-
nese peasants appeared en-masse to fill unskilled positions (Aro-
nowitz, 1973: 146). For Blacks, especially after the civil war,
this led to intense competition for economic status in the labor
groups, and the legal and political infrastructure did not match
the changes required to pursue "life, liberty and happiness."
This changed dramatically after the Civil War.
THE FIRST REPUBLICAN PERIOD (1860-1896)
The Civil War era marks the beginning of a dramatic shift in the
political and judicial history of civil rights. By 1860, politi-
cal and regional conflict had shattered former party alliances,
and the once-dominant Whigs and Democrats suffered internal ten-
sions and were no longer an effective political force. The Kan-
sas-Nebraska Act (1854) had split the Democrats along regional
lines; Southern Democrats supported the act, Northern Democrats
and abolitionists were virulently opposed. The Republicans had
opposed the Kansas-Nebraska act.
in 1860, the Republican presidential candidate, Abraham Lincoln,
won in a four-way race with less than half the popular vote. The
election of Republicans, and thus of representatives of Northern
political and economic interests, led to the final breach in the
Union, and ultimately to secession of the Southern states. For
the next quarter century, the Republicans solidified national po-
litical control, and dominated the Supreme Court through succes-
sive appointment of two Chief justices, both from Ohio, and a
stream of Republican justices. Among the issues brought before
the court were property and voting rights, interstate commerce,
and the seemingly never-ending question of the status and rights
of business. During the civil war, the federal judiciary had
stayed out of the way of the federal legislative and executive
branches (Miller, 1982: 73), and the Supreme Court was relatively
quiescent, although it did review war related cases. The Supreme
Court was, for example, called upon to specifically define the
conflict. Was it a war, a rebellion, or an insurrection? A def-
inition was necessary for dealing with military blockades, sei-
zure of foreign and domestic ships, and especially for resolving
secessionist issues after 1865. It was ruled that the Rebellion
was only an insurrection, that there was no de facto Government
possessing legal efficacy and recognition thus could not be ex-
tended to the pretended government of th Confederacy.
The decade following the war has been called the "zenith of fed-
eralism" (Carson, 1971: 501). and the judiciary made it clear
that it had exclusive authority to review the Constitutionality
of state policy on national issues. Post-war political schisms
had not disappeared, and one function of the federal government
was to steer the social system through potentially disruptive
conflicts that threatened to disrupt the fragile harmony of re-
construction. The federal government used its status as military
victor to reunite the states and define and implement a national
agenda, **MISSING TEXT??**
The problems of re-unification, economic development along capi-
talist-industrial rather than agricultural-slavery models, and
the protection of freed slaves occupied considerable federal leg-
islative and judicial attention. Two issues dominated the judi-
ciary: First was reconstruction and civil rights. The civil
status of former slaves and of Northern free Blacks in Southern
territory, the dissolution of the Southern system of agricultural
labor and the relationship of all Blacks to the Constitution de-
manded immediate attention. Second was the increasing problem of
regulating commerce and industry. This issue centered on whether
the Constitution permitted government to counter the growing po-
litical and economic power of increasingly large businesses
(trusts). Secondary post-war issues included land claims, such
as and Spanish laws under Louisiana Treaty were also common (Car-
son, 1971: 384). Other issues included questions of land, taxes,
internal improvements, industrial expansion, finances, tariffs,
labor and contract.
The Republicans were divided on Reconstruction policy; the Radi-
cal Republicans favored harsh penalties and corresponding legis-
lation, and the moderates, led by President Johnson, favoring a
more lenient policy[36]. The radicals advocated numerous poli-
cies for expanding the rights of Blacks, but their so-called
"Negro Policy" was cynical and politically motivated, devised as
a means to increase Black Republican voters to allow Republican
control of government. Obedient Blacks would vote, influential
Southern anti-Federalist whites would not. The election of 1866
returned a majority of Radical Republicans to Congress, and this
group led the enactment of post-war civil rights legislation and
Constitutional Amendments.
CIVIL RIGHTS AND THE CIVIL WAR AMENDMENTS
Following the war, a concept of civil rights emerged in a form
which survives to this day. This occurred at first primarily
through congressional legislation designed explicitely to protect
individual rights, that operated on a national scale. In 1866,
the Ku Klux Klan had been secretly formed to preserve the "white
race" by terrorizing Blacks. It was thus judged by Northern pol-
iticians that Constitutional amendments would be useful to create
rights for Blacks, and legislation was enacted to protect these
newly-created rights. The most important piece of legislation
was entitled "Act to Protect all Persons in the United States in
their Civil Rights (1866)," intended to protect freed slaves from
potential civil rights abuses. The first formal attempt at en-
forcement was instituted by Executive Document #29 (19 February,
1867) when President Johnson, acting on an earlier resolution by
the Senate, directed the Attorney General to report possible vio-
lations of the Act. Act. The first case filed under this legis-
lation was on behalf of William Fincher, "a person of color in
the state of Georgia," who alleged he was illegally indicted and
convicted for vagrancy in Pike County and forcibly subjected to
involuntary chain gang labor, a condition which violated his Con-
stitutional and statutory civil rights. Fincher claimed his
prosecution was intended to destroy his influence and credibility
in the community as a "colored preacher" because he was "zealous-
ly attached" to a society which was "offensive to public senti-
ment" (Executive Document #29, 1867: 3).
A second civil rights act was passed by Congress in 1867, but was
vetoed by President Johnson. Shortly after the ratification of
the 14th amendment (1868) which extended Constitutional protec-
tions from the federal domain to the states, the last significant
civil rights enactment of the reconstruction era was passed in
1871. This so-called "Ku Klux Klan Act" survives today as 42
U.S.C. Section 1983, and although it did not create rights, it
provided civil cause of action enforceable in federal courts
against any state official found to be in violation. Although
modified and renewed several times in the next 10 years, the rel-
evant language of the original civil rights legislation today re-
mains essentially unchanged.
In addition to legislative acts, three amendments were added to
the Constitution. The first was the thirteenth amendment (1865).
Its first section held that:
Neither slavery nor involuntary servitude, except as a
punishment for crime whereof the party shall have been
duly convicted, shall exist within the United States,
or any place subject to their jurisdiction.
The thirteenth amendment was significant not only for its sub-
stance, but for the new political philosophy it reflected: The
federal government assumed responsibility for guaranteeing liber-
ty by nationalizing the right to freedom and enforcing this right
through "appropriate legislation," a term inserted into the Con-
stitution for the first time. The policies of reconstruction,
however, were necessarily lenient, thus allowing latitude for
considerable political autonomy in previously successionist
states. This allowed the former slave-holding states opportunity
to impose restrictive laws particularly against Blacks.
The Fourteenth Amendment
Prior to the civil war, it had been settled that the federal gov-
ernment lacked the power to apply federal Bill of Rights stan-
dards to individual states. The Supreme Court had earlier estab-
lished in Barron v. Baltimore (7 Pet. 243, 1833) that these
provisions were limited to the federal government only. Subse-
quent attempts to expand Constitutional protections to state ac-
tions through, for example, the "due process" clause of the Fifth
Amendment, repeatedly failed. Failure prompted remedy, and addi-
tional legislation was required in order to provide the federal
judiciary with explicit powers to enforce federal law in the
states[37].
Fearing that additional protections were required to protect
rights, Congress passed the fourteenth amendment in 1868. The
fourteenth amendment was the most significant of the civil rights
amendments, for it not only defined citizenship and prohibited
states from enacting laws which abridged Constitutional rights,
but also extended federal authority into what had previously been
non-federal jurisdiction. Proposed in 1866 and ratified in 1868,
its language continues to provide the basis for in civil rights
litigation[38]:
All persons born or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens
of the United States and of the State in which they re-
side. No State shall make or enforce any law which
shall abridge the privileges or immunities of citizens
of the United States; nor shall any State deprive any
person of life, liberty, or property, without due pro-
cess of law; nor deny to any person within its juris-
diction the equal protection of laws.
The successionist states were not represented in the voting[39].
This amendment was intended to protect newly-freed slaves in the
Southern states, but its language was broad, and there was no
reference to slavery or to any specific group. The first sen-
tence of Section I of the Fourteenth Amendment has become known
as the "citizenship clause." It provided not only the definition
of citizenship which justified extension of Constitutional rights
to Blacks, but implicitly extended these rights to other ethnic
groups as well. Some of these groups, however, would not receive
the benefits for until the next century. The second sentence,
the "due process" clause, remains controversial to this day. In
essence, it extended to Bill of Rights to the state. The "equal
protection" clause further granted to all citizens Constitutional
safeguards--in principle, at least--against discriminatory law.
Because the language pertained to any person, and because of what
has come to be known as the "Due Process clause," the fourteenth
amendment is considered the most important single act in promot-
ing the federal government to the supreme protector of liberty in
state actions. Even today it remains debated whether this was
intended to be a short-hand summary of the bill of rights en-
forceable by the federal judiciary upon the states (Berger,
1977).
The final amendment of the reconstruction period was the fif-
teenth (1870), which was intended to protect voting rights:
The right of the citizens of the United States to vote
shall not be denied or abridged by the United States or
by any State on account of race, color, or previous
condition of servitude.
The issues surrounding the Amendments and legislation reflected
issues that had surged into the political domain in the 1840s.
They included such problems as habeas corpus law, slavery, fugi-
tive slaves, the "morality" of state law, the powers of the fed-
eral government to review state statutes, and the balance of po-
litical power between federal and state governments. The debates
were formulated in the abstract language of Constitutional mean-
ing and philosophy, and taken as a whole reflect two incompatible
interpretations of the relationship between federal and state
tone[40]. For example, some Southern states jailed Northern
Blacks, particularly sailors, because of laws excluding Blacks
from the state. This was considered a gross violation of Consti-
tutionally protected rights by Northern politicians. Arguing the
case in congress, Daniel Webster, a Massachusetts Senator and ar-
dent Federalist, summarized the tone in an 1850 Senate debate:
There is a more tangible and irritating cause of grie-
vance at the North. Free blacks are constanty employed
in the vessels of the North, generly as cooks or ste-
wards. When the vessel arrives, these free colored
men, are taken on shore, by the police or municipal au-
thority, imprisoned, and kept in prison, till the ves-
sel is again ready to sail. This is not only irratat-
ing, but exceedingly inconvenient and practice, and
seems altogether unjustifiable, and oppressive. . .
The North thinks such imprisonment illegal, and uncon-
stitutional (Virginia Commission on Constitutional His-
tory: 2).
A South Carolonia Senator responded in defense of such law and
practice by arguing that states could do as they pleased:
The laws of Congress, enacted long ago, for the regula-
tion of commerce and navigation, nowhere regard a col-
ored man as a citizen, and have made a makred distinc-
tion between them; neither the Constitution nor the
ancient laws regarded a colored man as a citizen, with-
in the contemplation of that term; and so far as it re-
gards this species of persons, each State can give them
a local status, to which all coming within a State ju-
risdiction must assimilate. They are a species of per-
sons having such rights only as may be conferred upon
them by State jurisdiction; they have no federal eligi-
bility, or federal recognition, as citizens of the
United States (Virgina Historical Commission, 1967: 2).
The controversy over the source of authority by which an entire
category of persons would be defined as "legal subjects," and
thus entitled to corresponding federal protections was clearly
understood as ultimately a Constitutional question. Nineteenth
century legislators, like their twentieth century counterparts,
were divided on the question of whether the Constitution was an
instrument of justice by which the nation's citizens were to be
protected from injustice, or whether the Constitution was instead
primarily a regulatory device limited to administering activities
between the states and between private individuals and the feder-
al body. Northern politicians clearly opted for the former in-
terpretation, and argued that it was within the federal domain to
establish protectings binding on individual states. Typical of
the arguments is that of James Wilson when supporting the House
version of the Civil RIghts Act of 1866:
As I have already said, "If the citizens of the United
States, as such, are entitled to possess and enjoy the
great fundamental civil rights which it is the true of-
fice of the Government to protect, and to equality in
the exemptions of the law, we must of necessity be
clothed with the power to insure to each and every cit-
izen these things which belong to him as a constituent
member of the great national family." Whatever these
great fundamental rights are, we must be invested with
power tolegislate for their protection or our Constitu-
tion fails in the first and most important office of
Government.
. . . . Before our
Constitution was formed, the great fundamental rights
which I have mentioned, belonged toevery person who be-
came a member of our great national family. No one
surrendered a jot or a tittle of these rights by con-
senting to the formation of the Government. And these
sevesral departments of Government possess the power to
enace, administer, and enforce the laws "necessary and
proper" to secure these rights which existed anterior
to the ordination of the Constitution. Any other view
of the powers of this Government dwards it and renders
it a failure in its most important office (Virginia
Commission on Constitutional History, 1967: 164-165).
In response, New Jersey states' rights Democrat Andrew Rogers
summarized the position of position of the opponents of federal
powers:
Now, sir, it cannot be pretended by any lawyer in this
House, whatever his political opinions may be, who will
base his integrity upon his professional experience,
that there is any authority in the Congress of the
United States to enter the domain of a State and inter-
fere with its internal police, statutes, and domestic
regulations (Virginia Commission on Constitutional His-
tory, 1967: 165).
Representative Rogers' position typified the combination of ra-
cial attitudes and judicial ideology:
Now, sir, if you pass this bill you will allow the neg-
roes of this country to compete for the high office of
President of the United States. Because if they are
citizens at all, they come within the meaning and let-
ter of the Constitution of the United States, which al-
lows all natural born citizens to become candidates for
the Presidency, and to exercise the duties of that of-
fice if elected.
[Unidentified House member]: Are you afraid of that?
Mr. Rodgers: I am afraid of degrading this Government.
I am afraid of danger to constitutional liberty. I am
alarmed at the stupendous strides which this Congress
is trying toinitiate. And I appeal in behalf of my
country, in behalf of those that are to come after us,
of generatins yet unborn, as well as those now living,
that convservative men on the other side should rally
to the standard of sovereign and independent States,
and blot out this idea which is inculcutaing itself he-
re, that all the powers of the States must be taken
away and the power of the Czar of Russia or of the Em-
peror of France must be lodged in the Federal Govern-
ment.
Sir, where is the civilized country on the face of the
earth that gives tothe negro the right tohold the high-
est office within the gift of the sovereign people, or
any other office? (Virginia Commission on Constitution-
al History, 1967: 167).
Despite bitter debates, Civil War civil rights legislation and
amendments passed. The debates clearly indicate that the Con-
gressional lawmakers understood full-well the implications of
their actions. They judged that they were developing laws ex-
plicitely within the framework of the Constitution and Bill of
Rights, and that their actions were consistent with and a logical
extension of the intents of Constitutional writers. The current
view of conservatives that the Fourteenth Amendment was not in-
tended to apply to states (Meese, 1985) is belied by the post-War
debates. John Bingham, the Ohio Representative who drafted the
first section of the Fourteenth Amendment, was unequivocal in
stating his intention. In an 1871 speech before the House on re-
enactment of the Civil Rights Act, he explained his purpose in
drafting the earlier legislation, and argued that no state ever
had the right to defeat the purpose of government. In describing
how he had attepted to imitate the framers of the Constitution in
language and intent, he read the first eight articles of the Bill
of Rights in order to specify the liberties belonging to all na-
tional citizens. He then reaffirmed his intention of expanding
these rights to the states:
These eight articles I have shown never were limita-
tions upon the power of the States, until made so by
the fourteenth amendment. The words of that amendment,
"no State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States," are an express prohibition upon every
State of the Union, which may be enforced under exist-
ing laws of Congress, and such other laws for their
better enforcement as Congress may make.
. . .
Sir, before the ratification of the fourteenth amend-
ment, the State could deny to any citizen the right of
trial byjury, and it was done. Before tht the State
could abridge the freedom of the press, and it was so
done in half of the States of the Union. Before that a
State, as in the case of the State of Illinois, could
make it a crime punishable by fine and imprisonment for
any citizen within her limits, in obedience to the in-
jucntin of our divine Master, to help a slave who was
ready to perish; togive him shelter, or break with him
his crust of bread. The vlidity of that State restric-
tion uponi the rights of conscience and the duty of
life was affirmed, to the shame and disgrace of Ameri-
ca, in the Supreme Court of the United States; but nev-
ertheless affirmed in obedience to the requirements of
the Constitution.
Under the Constitution as it is, not as it was, and by
force of the fourteenth amendment, no State hereafter
can imitate the bad example of Illinois, to which I
have referred, nor can any State ever repeat the exam-
ple of Georgia and send men to the penitentiary, as did
that State, for teacing the Indian to read the lessons
of the New Testament, to know that new evangel, "The
pure in heart shall see God."
Mr. Speaker, this House may safely follow the example
of the makers of the Constitution and the builder of
the Republic, by passing laws for enforcing allthe
privileges and immunities of citizens of the United
States, as guarantied by the amended Constitution and
expressly enumerated in the Constitutin. Do gentlemen
say that by so legislating we would strike down the
rights of the State? God forbid. I believe our dual
system of government essential to our national exis-
tence.
. . .
The people of the United States are entitled to have
their rights guarantied to them by the Constitution of
the United States, protected by national law. I enter
upon no new construction.
The role of governmentis to protect the rights and interests of indi-
vidual citizens, and argument that duplicated the philosophy of
the writers of 1789.
The passage of the civil rights acts was, then, not the outcome
of hasty legislation and uninformed debate. Nor did it simply
reflect a power minority imposing its will on the majority; the
legislation was passed by Congress, and the Amendments were rati-
fied by the requisite two-thirds of the states. Lawmakers and
citizens alike were aware that they were not creating new rights
nor usurping power from the states for the federal government.
They fully believed, and cited appropriate law and debates from
the original Constitutional Convention to substantiate their po-
sition, that the Constitution was intended to protect all the
liberties it specified.
These amendments and legislation were sound in theory, however,
but ineffective in practice. Any immediate gains of the civil
rights amendments and legislation were short-lived. Although the
legislation resulted in a set of legal principles that expanded
rights for previoulsy excluded groups, there was no explicit ex-
tra-legal machinery created to protect the rights, since it was
assumed that the judicial enforcement of legislation and amend-
ments would suffice for the task. This assumption was mistaken.
The state courts thus continued to affirm regional social prac-
tices, and the federal district courts were hesitant to review
state practices; even when they did, they tended to ignore bla-
tant state violations of civil rights.
It would be too simplistic, however, to view the post-Civil War
federal judiciary as simply affirming the states' rights doc-
trine. Federal decisions in fact reflected an attempt to main-
tain a delicate balance of power between states and the federal
judiciary at a time when the need to re-establish political har-
mony was crucial. The post-war federal judiciary was committed
to maintaining and extending national power while simultaneously
allowing especially the Southern states to retain a semblance of
autonomy following the divisive conflicts created by the civil
war.
In a sense, the post-war judiciary did indeed reaffirm the in-
tents of the nation's founders, but not by advocating states'
rights. Congress began implement in practice George Washington's
tenet that the Constitution created "one people." The process be-
gan slowly, almost imperceptibly; the Nation was establishing a
fundamental law for all subjects. The protections in the Consti-
tution and amendments, intended by the framers to guarantee lib-
erty, was--with the help of legislation and the Fourteenth Amend-
ment--gradually extended to fulfill the original intents: It was
forming a more perfect Union, establishing justice, promoting the
general welfare, and securing the blessing of liberty to a larger
body of the population.
Judges also recognized that the Constitution was a living docu-
ment that could be used as a political tool to balance a diversi-
ty of interests, maintain social and political harmony, facili-
tate growth of a rapidly growing and changing economy, and at the
same time preserve federalism by strengthening its right to adju-
dicate state matters. Judges also recognized that the Constitu-
tion could be used as a passive instrument by denying of certiar-
ori to appellants or through decisions that would preserve state
practices while retaining the judicary's right to review such
practices. This had the paradoxical outcome of preserving re-
pressive laws while expanding judicial authority, implying that
such laws could be reinterpreted at a later date. As a conse-
quence, the number of petitions brought before the court by civil
rights advocates, economic interests, and others, rose. But this
increase of federal activity, the rise of corporate business and
the expansion of federal power thorugh judicial interpretation
placed a burden on the federal court which it was not able to
handle (Richardson and Vines, 1970: 28). By the end of the 1870s
and the re-emergence of the successionist states to grace, little
attention was given to Constitutional rights, and by the next
Constitutional period, the gains obtained immediately after the
war were considerably diminished by Southern Black Codes, "Jim
Crow" laws and federal quiescence in acting on civil rights is-
sues[41].
The decline of the Republican party also reduced the impetus for
enforcement of previous Republican legislation:
In the election of 1874, the Republican Party lost con-
trol of the House and was no longer in the position to
continue the enactment of reconstruction legislation.
In 1876, the Republican Party continued to lose con-
gressinal seats, and the election of that year--by com-
mon understanding--is considered the termantin of the
reconstruction period (Virginia Commission on Constitu-
tional Government, 1967: Preface).
Federal power necessitated by the war was in decline, and both
courts and Congress moved toward a new federal-state equilibrium.
This balance was brought about by reinterpretation of law, as
typified in the Civil Rights Cases (109 U.S. 3, 1883). In these
cases the Court adopted a narrow interpretation of civil rights
legislation and amendments, and effectively struck down the pub-
lic accommodations section of the Civil Rights Act of 1875.
Other post-Reconstruction decisions upheld disciminatory capital
punishment based on race, the exclusion of Blacks from juries and
restrictive voting practices. The Civil Rights Cases passed the
political power from the federal government back to the states,
and especially in the south an apartheid system became a funda-
mental part of the social structure. By 1890, most Southern and
some Northern states had restrictive laws against Blacks, and the
civil rights legislation of the post-war decade had become inop-
erative. In civil rights matters, federal courts generally
avoided confrontation with, or repeal of, Southern state laws and
decisions, holding to the principle that all powers not expressly
given to the federal government remained with the states, regard-
less of the perceived Constitutional discrepancies (Bloch, 1958:
49). A spate of decisions held that racial discrimination in em-
ployment, exclusion on juries, disparate sentencing in criminal
offenses and in public accommodations were either not necessarily
unconstitutional or not within the domain of federal jurisdic-
tion.
The Slaughter-House Cases (16 Wallace 36, 1872), provide the most
dramatic examples of this process. The court upheld the right of
businesses to form monopolies by aplying the Fourteenth Amend-
ment's Due Process Clause. The Slaughter-House Cases hold a cu-
rious place in U.S. Constitutional history. On one hand, they
provided a narrow interpretation of the Fourtheenth Amendment
which functioned to weaken much of the Reconstruction legisla-
tion. It limited the "privileges and immunities" clause of Sec-
tion I, and argued:
We doubt very much whether any action of a State not
directed by way of discrimination against the negroes
as a class, or on account of their race, will ever be
held to come within the purview of this [fourteenth
amendment] provision. It is so clearly a provision for
that race and that emergency, that a strong case would
be necessary for its application to any other.
One the other hand, it had three long-range consequences for
subsequent judicial theory. First, despite the apparently narrow
interpretation, the decision effectively created a new category
of litigants to whom the concept of due process would apply.
This implicitely re-affirmed court power to bring new legal sub-
jects under Constitutional protection. Second, the decision ex-
panded the legal status of business by granting them the same
status as "persons." The "citizenship" clause of Section I of the
Fourteenth Amendment provided that "all persons born or natural-
ized in the United States, and subject to the jurisdiction there-
of, are citizens." By extending Constitutional protections to
corporate entities, the definition of citizenship was explicitely
and dramatically expanded. Hence, the inclusion of new groups to
be protected by the Constitution is hardly a recent development
of "activist judges."
In the late nineteenth century, businesses played much the same
role in expanding Constitutional legal theory as civil rights
groups have done since the 1960s, and with the same result: The
Law of the Land was brought in line with the times, and legal
models were created by which to resolve through legal means those
social problems which others forms of dispute resolution could
not. Finally, the Slaughter-House Cases established one source
of federal power to control private conduct (Barret and Cohen,
1985: 1016). This conservative decision by a conservative court
was intended to limit federal intervention into the social sec-
tor, even while expanding it in the economic realm. It had, how-
ever, the ironic outcome of providing precedent for judicial in-
tervention into a broad range of activities which had previously
been avoided.
The narrow interpretation of due process and equal protection in-
tended by the Slaughter-House Cases gradually eroded. The limit-
ed application of equal protection to non-Black groups estab-
lished by this decision was altered. In Strauder v. West
Virginia ( 100 U.S. 303, 306, 307), the Court ruled that a state
statute limiting juries to whites was unconstitutional.
By 1885, the Court had expanded its interpretation of the Four-
teenth Amendment, and as Barrett and Cohen, 1985: 662) have ar-
gued, by the mid-1880s, Chinese--and eventualy other groups--were
considered to be groups entitled to its protection. Despite re-
sistance to nationalization of the Fourteenth Amendment in the
two decades following the Civil War, the mid-1890s, the courts
had reinterpreted the Due Process Clause to guarantee rights pre-
viously rejected under the Privileges and Immunities Clause in
the Slaughter House Cases (Cortner, 1981: 23). Federal courts
may have been cautious in their interpretion of the Constitution
and federal legislation in civil rights cases, but they were far
less so in other areas.
Faced with the aftermath of social and economic disruption, Con-
gress focused both time and resources primarily on returning the
country to stability and growth. The post-civil war era had
stimulated both the Northern and Southern economy, and industrial
expansion in the North led to the influx of Northern capital and
industrial development in the South.
Territorial expansion led to rapid and dramatic growth of rail-
roads and corresponding manufacturing. Such industries as coal,
steel, mining and textiles flourished. After 1866, the four-
teenth Amendment to the Constitution proved to be an invaluable
aid to these new industries. Business not only needed the assis-
tance of politicians, but also the help of the courts: Interpre-
tation of the law was as important as the law itself. (Nye and
Morpurgo, 1965: 584). Railroads, coal, oil and mining companies,
as well as trusts benefited from litigation. Prior to civil war,
businesses were small, local, and usually not incorporated. Eco-
nomic necessity and technological advances transformed society
from one based on labor intensive to capital intensive produc-
tion. This required new laws and appropriate judicial interpre-
tation to assure smooth commercial growth. Northern victory
meant that Northern industrial and business interests, represent-
ed by Republicans previously held in check by a coalition of
Southern and northwestern interests, were free to run the nation
as they wished. Federal litigation helped change this when busi-
nesses began challenging state laws perceived to inhibit com-
merce. The power of the economic structure on court issues and
decisions continued through the close of the century.
In 1886, it was "discovered" that corporations were constitution-
al subjects, and thus entitled to protection under the "due pro-
cess of law" clauses (Santa Clara County v. Southern Pacific
Railway, 118 U.S. 394, 1886), when Chief Justice Waite declared
that 14th amendment applies to "corporations" as well as persons.
This represented a dramatic shift in the concept of legal rights
in that non-persons now possessed rights which had previously
been granted only to persons. The Due Process Clause of the
fourteenth, cited by conservatives as a threat to states' rights,
amendment became a convenient tool for businesses to establish
and protect their rights when it served their interests.
Prior to the civil war, on only two occasions did the court at-
tempt to define the scope of the "due process" phrase of the
fifth amendment (Barrett and Cohen, 1985: 481). After the war,
changing concepts of rights, of due process, and above all, a
changing society that challenged previous concepts created new
social--and by extension legal--conflicts for the Court to re-
solve.
The first and most dramatic litigation was the "slaugh-
ter-house" cases (16 Wall. 36, 1872), in which the state of Loui-
sana chartered a corporation and allowed it exclusive right to
conduct business in New Orleans and required all competing compa-
nies to close. The statutes were challenged on the basis that
they elevated the privileges of a powerful monopoly at the ex-
pense of the polity in general. The plaintiffs claimed that the
statutes violated the thirteenth amendment (by creating involun-
tary servitude), and the fourteenth amendment (through depriva-
tion of property without due process, abridging privileges and
immunities of U.S. citizens, and denying plaintiffs equal protec-
tion of the law). Despite an eloquent dissent by Justice Field,
the court upheld the Constitutionaity of the statutes.
In siding with monopolistic enterprise, the court suggested that
there were areas in which the judiciary should not interfer lest
it upset the balance between state and federal power. But this
was not so much a states' rights issue as the reflection of a
broader trend which transcended individual states. In an era of
emerging monopolies, which broke down political and ideological
barriers between states, this decision supported a trend that fa-
cilitated the creation of a national economy along monopolistic
lines, and thus contributed to the growing need for a strong cen-
tral authority to maintain the production/distribution cycle of
commerce.
The Supreme Court further established itself as the protector of
national norms in declaring bigamy illegal in Utah (Reynolds v.
U.S., 98 U.S. 145, 1878). The court ruled that the state laws
banning the practice did not consistute violation of freedom of
religion. Writing for the majority, chief justice Morrison R.
Waite argued that although religious freedom should prevail, leg-
islation in the states could enact laws prescribing a rules for
preservation of fundamental institutions such as marriage or fam-
ily relations. While the decision may seem on its surface to up-
hold the doctrine of states' rights, it actually elevated the
federal judiciary as ultimate judge of national norms.
The transition between the first and second Republican periods
was marked by the Plessy v. Ferguson decision (163 U.S. 537,
1896). At issue was the constitutionality of racial discrimina-
tion, and in upholding the practice, the decision guided state
policies for the next 60 years. At issue was the constitutional-
ity of an 1890 Louisiana act providing separate railway carriages
for whites and blacks. The court ruled that racial separation
did not necessarily stamp "the colored race with a badge of in-
feriority," and created the "separate but equal" doctrine to jus-
tify its position. In writing the majority opinion, Justice
Brown argued that races cannot be "put on the same plane" by ju-
dicial fiat:
Legislation is powerless to eradicate racial instincts,
or to abolish distinctions based upon physical differ-
ences, and the attempt to do so can only result in ac-
centuating the difficulties of the present situation.
If the civil and political rights of both races be
equal, one cannot be inferior to the other civilly or
politically.
The court did not rule that it lacked jurisdiction in such mat-
ters, for it explicitely accepted that right without modifica-
tion. It also created a specific doctrine, "separate but equal,"
to be used as a standard by which to judge future cases.
The First Republican period has left an important legacy to con-
temporary civil rights litigation. First, it provided the basis
for intervention by the federal judiciary into private conduct.
The scope of this intervention was not clearly defined, however,
and subsequent decisions provided the judicial logic for expan-
sion. Second, the Fourteenth Amendment was used to bring state
legislation and judicial practice in line with federal norms, and
thus functioned to bring a certain homogeneity to national judi-
cial activity. Third, several clauses in the Fourteenth Amend-
ment were reinterpreted to protect the rights of a variety of so-
cial subjects that had previously been unprotected. The
"citzenship," "due process," and "equal protection" clauses espe-
cially were expanded to extend rights to corporations, minorities
and others. It should be re-emphasized that the decisions, espe-
cially those of civil rights, were often unfavorable to minori-
ties. Nonetheless, the legal theories and judicial logy was fo-
rulated by which the federal judiciary later justified
intervention on the basis of the Fourteenth Amendment. This pro-
vided the fundamental basis for subsequent intervention, which
some call "judicial activism." In the next period, the courts
were relatively quiet, protecting their power and consolidating
the social and economic decisions to conform to the emergent cor-
porate-capital phase of history.
THE SECOND REPUBLICAN PERIOD (1896-1932)
In the 36 years since the First Republican period, 12 new states
were added to the union, and the population more than doubled
from the 1860 total of 31,500,000. By 1896 the nation was still
rural, but the urban poplulation was increasing rapidly. The
country was in the middle of its industrial revolution--200 years
after that of England--and large corporations were becoming more
powerful. The Standard Oil Company had formed the first trust in
1882, and within the next few years large trusts were controlling
considerable resources and power. By the 1890s, liberal thinkers
judged government controlled by a privileged few who ran it for
the benefit of businesses, banks railroads and large industry.
In some respects, early twentieth century economic forces spurred
"judicial activism" in much the same way as civil rights pres-
sures did 60 years later. The growth of national industry and
the need for a corresponding set of laws and regulations demanded
consistent legal policies and practices, and the courts were used
to challenge those laws which stifled economic freedom. Through
Constitutional interpretation and enforcement, the federal judi-
cary consistently voided state laws that stifled the growth of a
national economy, enforced the right of contract as a Constitu-
tional right, and effectively shifted power from the states to
the federal government. Thus began the Progressive era in which
the federal government took an increasingly prominent role in
maintaining the stability and harmony of the social and economic
order. William McKinley began the first of his two terms, and
campaigned as an advocate of big business. During this era, the
government took an aggressive role, largely at the prompting of
big business and such organizations as National Association of
Manufacturers and National Civil Federation, to regulate commerce
and industry.
The Sherman Anti-Trust Act, passed in 1890, prohibited in vague
language all cominations of restraint in trade. It was largely
ineffective in its first 15 years, but after the turn of the cen-
tury legal issues raised by the act were beginning to reach fed-
eral courts. Following the mood of the time, the Supreme Court
upheld the act, further strengthening the legitimacy of judicial
intervention in private affairs. Other signiicant legislation
included the Federal Reserve Act and the Federal Trade Commis-
sion. The former brought the nation's financial institutions un-
der regulative control and thus insured stability in the economic
environment The latter act, along with the Food and Drug Act and
Meat Inspection act, was passd at the behest of large firms with-
in each industry in order to control smaller competitors and at-
tain product credibility (Greenberg, 1974: 94-95). For excel-
lent discussions of the political[42]
By the 1920s, the ideology of "equal opportunity" and "liberty
for all" was being shattered by economic inequality, repression
of socialist thought, and a political system that seemed indiffe-
rent to the needs of a growing underclass. Any hope of re-estab-
lishing social harmony consistent with the principles of laissez
faire economic principles and a "hands-off" judicial philosophy
was shattered by the Great Depression. The social conditions
spawned by a changing society in chaos, and the emerging struggle
for for rights afterwards, led to perhaps the most extensive le-
gal changes in the nation's history.
6. LAW IN THE "MODERN ERA"
The new deal brought with it profound changes between the federal
government and the states, and this relationship led to the im-
portance of the U.S. Supreme Court in reviewing both state and
federal statutes and procedures.
THE NEW DEAL ERA (1932-1968)
If the second Republican period was one of mediating inter-class
conflicts in the realm of commerce and industry, the New Deal era
was one of mediating social conflicts created by the Great De-
pression. The population continued to grow, partly because of
the influx of foreign labor, and the economic structure was in-
creasingly unable to accommodate a growing underclass that was
unable to find secure employment and that was also excluded from
fundamental liberties such as free speech and assembly, and gen-
erally living on the periphery of an affluence shared by a minor-
ity of the population. When the courts ruled on the constitu-
tionality of laws, they consistently affirmed federal legislation
controlling economic enterprise. Civil rights issues were not
common, but corporate rights were nonetheless extended, and in-
cluded such issues as tort, contract, interstate trade and intra-
corporate regulation. In fact, Miller (1982: 165) has argued
that from 1890-1937, justices read freedom of contract into the
Constitution's Due Process Clauses, This dramatically altered the
concept of legal rights by creating new categories of protected
persons.
In short, this was the era of Big Business and emerging monopoly
capitalism, and the courts spend virtually no time mulling over
issues of individual rights or liberty. Legislators, the judici-
ary, and other social institutions were inattentive to the chang-
ing social conditions, and the economic collapse of 1828 provided
the opportunity for change. The ideal of equality during the
Second Republican era had been dept alive by the ideal of occupa-
tional mobility (Aronowitz, 1973: 154). It became increasingly
clear that the ideology of opportunity was belied by the reality
of class, exploitation, and general insensitivity by state and
federal government to the problems of survival for an increasing
portion of the population. National unemployment reached 15 mil-
lion on the day of Roosevelt's inauguration (Greenberg, 1974:
105), and it became clear that the federal system, to preserve
the capitalist structure, would be required to attack social ills
as aggressively as it had tackled the economic ills in the Pro-
gressive Era. The federal machinery that had been used to create
economic regulation in the business environment was now turned
upon social regulation. Thus began the new cycle of federal in-
tervention in the New Deal.
The marriage between big business and government was transformed
with the election of President Roosevelt and the "New Deal." This
period was characterized by the emergence of the "welfare state"
in which the federal government began to assume responsibility
for maintaining social harmony Using a variety of political and
legislative strategems, President Roosevelt took an aggressive
role in creating national recovery programs. His social programs
especially have been criticized as "creeping socialism." These
social programs in fact staved off dramatic social change by ame-
lioriting the harsher conditions of the depression. Public works
provided unemployed workers with at least a minimal income; wel-
fare programs helped others meet daily requirements for survival.
To meet the constitutional challenges to his recovery policies,
Roosevelt recognized that a sympathetic judiciary was necessary,
and this led to his attempt in 1937 to pack the Supreme Court
with co-ideologues who would presumably rule in his favor on con-
troversial cases. His bill to increase the court to 15 members,
thus allowing him to appoint up to six additional justices,
failed. Nonetheless, he was ultimately successful in court-pack-
ing, and when he died in 1945, the only non-Roosevelt appointee
was Justice Roberts, and he was soon replaced by President Tru-
man.
In the middle of Roosevelt's presidency, civil rights legislation
re-emerged. The most important included the Fair Labor Standards
Act (1938) The World War II Federal Employment Practices Commit-
tee (1941, 1943), and the Wartime Voting Act (1941) which was
later amended and strengthened in the Federal Voting Assistance
Act (1955). In addition, much of the New Deal legislation con-
tained clauses establishing the principle of non-discrimination
and equality of opportunity. Well-intended as this legisation
was, however, it was largely symbolic. There were no provisions
for defining discrimination and no machinery for sanctioning vio-
lations (BNA, 1964: 10).
By the late 1930s, federal support of business had reversed and
was replaced by social welfare concerns. The post-1937 Supreme
Court economic decisions left intact most state and federal laws
regulating economic life, and the Supreme Court consistently de-
nied certiorari in cases challenging the constitutionality of
such legislation (Goldman and Jahnige, 1985: 187). Despite the
general support of social legislation, federal courts also upheld
the constitutionality of one of the most blatant examples of ra-
cism in our nation's history. In the months following the decla-
ration of war with Japan, a series of executive orders, state and
federal acts were passed directed against persons of Japenese de-
scent, many of whom were second or third generation U.S. citi-
zens. Using descent as the target category, these acts variously
established curfews, restricted travel and reduced the first
amendment rights of Japanese. The most controversial federal
policy required relocation of large entire populations of Pacific
coast Japanese to detention camps, and included confiscation of
property and possessions as a practical, if not explicitely au-
thorized, outcome. Although persons of German descent were not
so-treated, in a series of cases in 1943 and 1944, the Supreme
Court upheld the policies, arguing that persons of Japanese de-
scent presented a special danger to the community in the context
of the war (Hirabayashi v. U.S., 320 U.S. 81, 1943). These deci-
sions were, however, overruled in Following Roosevelt's death in
1945, President Truman generally continued New Deal policy. Al-
though not fully sharing the social philosophy of his predeces-
sor, Truman nonetheless was committed to continuing the general
thrust of Roosevelt's programs, even if not with the same enthu-
siasm.
Although the Roosevelt years produced no single dramatic civil
rights decisions, it remains a significant period in the Consti-
tutional history of civil rights for several reasons. First, and
most important, it established an operative ideology of social
justice--albeit in rudimentary form--by creating the rationale
for protection of "the little guy." This was done through New
Deal legislation, re-emergence of civil rights legislation, and
above all, through translating social issues of poverty and pub-
lic welfare to national policy. Second, the federal judiciary,
through narrow but explicit decisions, slowly chipped away at
laws that repressed individual freedom. The NAACP was particu-
larly active, but other groups also sought to redress social
grievances through litigation. Finally, the Supreme Court re-
mained a Roosevelt court into the 1950s, thus providing a block
of civil rights supporters that formed the backbone of the Warren
court in the 1950s and beyond. The election of President Eisen-
hower has been considered by many to represent a backlash to New
Deal policies of his predecessors. This is only partially true,
however, since Roosevelt's policies remained intact and continued
to provide the model for federal policy for the next 15 years.
President Eisenhower believed he could reverse the Court's phi-
losophy when he appointed Earl Warren, a political conservative
and judicial moderate, as the Court's Chief Justice in 1953. He
was wrong.
Driving along the nation's highways in the 1950s and 1960s, one
would see sporadically-placed billboards with a three word mes-
sage: "IMPEACH EARL WARREN!" In Michigan, and perhaps in other
states as well, these signs were sponsored by John Birch Society
sypmathizers. The sponsors, with reasoning that presaged conser-
vative critics of the 1980s, argued that the Warren Court was vi-
olating the Constitution and moving the country toward socialism
with its radical and unfounded interpretation of the law and in-
tervention into the lives of "the people."
The Warren Court consolidated through judicial means the social
reforms enacted by New Dealers. Almost immediately, the new
Chief Justice established himself and his court as an advocate
for social change. The first landmark decision, Brown v. Board
of Education (347 U.S. 483, 1954) overturned Plessey v. Ferguson,
and has been called the "second reconstruction" because of its
profound impact on civil rights and dramatic resurrection of the
rights contained in the Fourteenth Amendment. Brown was not the
first case to succesfully chenge the Plessy decision, but it was
the most dramatic and comprehensive. It consolidated the previ-
ous decisions by making explicit the legal theories underlying
Constitutional guarantees. Legal attacks on school segregation
began in the 1930s, led by Black lawyers. In consistently ruling
for the plaintiffs, the Supreme Court slowly chipped away at the
Plessy decision, but it avoided direct confrontation with that
decision until Brown.
The Brown suit challenged the "separate but equal" doctrine es-
tablished in the Plessy decision and was brought against the
school districts of several states. The plaintiffs argued that
racial segregation in public schools denied children equal pro-
tection under the fourteenth amendment by denying them access to
White schools which were considered superior. Although the case
was originally argued in 1952, reargument was heard in 1954 be-
cause a number of unanswered questions remained concerning the
applicability of the fourteenth amendment to the circumstances.
Writing for the majority, Chief Justice Warren wrote:
Does segregation of children in public schools solely
on the basis of race, even though the physical facili-
ties and other "tangible" factors may be equal, deprive
the children of the minority group of equal educational
opportunities? We believe that it does.
The Brown decision overturned Plessy, and held that using race as
a criteria denied due process under the fourteenth amendment.
More significantly, the decision explicitely ordered remedial ac-
tion and established the federal government as the proper agent
for carrying out the order.
The civil rights movement began in the 1950s, and by the end of
Eisenhower's second term had become a cause celebre for Blacks,
white liberals and especially for politicians sensitive to the
political advantages the support of this new constituency could
convey. The election of John F. Kennedy in 1962 represented a
re-affirmation of the New Deal and government involvement in me-
diating social and political problems, and rejection of conserva-
tive "hands-off" states' rights philosophy. Kennedy's New Fron-
tier was in effect a series of policies aimed at garnering the
support of groups previously excluded from political power. In
developing programs to help minorities and the poor, Kennedy pro-
vided the structure and ideology for of the civil rights movement
for the next decade.
The Kennedy era did not represent a reversal of the policies of
previous decades; it was in fact a continuation of a trend that
had waxed and waned since the 1930s. Since the 1930s, minorities
had persistently litigated fourteenth amdendment issues. Blacks
continued their assault on racial separatism, especially in
schools and accommodations; Hispanics from the southwest chal-
lenged restrictive laws barring them from full enjoyment of
rights; Asians litigated against relocation and immigration; and
new groups (handicapped, mentally impaired, juveniles) challenged
state laws that were alleged to reduce their rights. Not all
cases were equally successful, and no successful case was partic-
ularly dramatic. Many cases were lost, the Supreme Court denied
certiorari to many others, and even when a decision was favorable
to the plaintiff, it tended to be narrow in scope. Nonetheless,
the legal trends had begun under the New Deal as the courts be-
came recognized as a legitimate and occasionally useful avenue to
redress perceived wrongs on Constitution grounds.
During the eight years of the Kennedy/Johnson administrations,
broad-reaching legislation implied by Brown was enacted to pro-
tect civil liberties. The most notable was the Civil Rights Act
of 1964. Unlike similarly intended legislation of Roosevelt's
Administration, this Act was far-reaching. It in principle
banned discrimination in numerous areas, including employment,
voting and public accommodations, on the basis of race, ethnici-
ty, religion or sex. After three months of heated and often hos-
tile debate, the law was implemented.
Following the 1964 Act, several civil rights acts were passed.
Among the most significant include The Housing Act of 1968, sev-
eral acts prohibiting discrimination in federally-funded pro-
grams, a new Voting Rights Act (1965), and the Indian Civil
Rights Act (1968)[43]. It also provided the means of enforcement
by creating the Equal Employment Opportunity Commission empowered
with a variety of powers to redress violations. In addition,
state laws restricting Bill of Rights protections to state defen-
dants were being chipped away. For example, 25 states had enact-
ed laws similar to the federal Civil Rights Act by 1964, although
these were enforced unequally among the states.
The process of expanding civil rights had begun in the 1930s, but
escalated dramatically in the 1960s.
Describing the expansion of protected rights risks the danger of
implying that such expansion occurs in a smooth, linear manner.
But legal change rarely occurs without corresponding social con-
flicts. When the first civil rights revolution occurred in the
1860s, U.S. society was relatively segmented. There was no na-
tional media to immediately make visible struggles for rights or
to announce federal policy and decisions. Geographic mobility
was limited, and groups supporting or opposing issues could not
quickly descend upon a city or government agency to demonstrate
on behalf of their cause. There was no history of civil disobe-
dience or social activism to provide models or strategies for
systematic activist involvement. This had changed by the second
civil rights revolution of the mid-twentieth century. News media
provided immediate information, transportation allowed mobiliza-
tion of issue-oriented sympathizers, and there had emerged a va-
riety of strategies for social protest. The law became a focal
point around which social activists mobilized.
When Rosa Parks refused to give up her seat on a Montgomery, Ala-
bama, bus in 1955, she provided the symbol around which civil
rights activists mobilized. Opponents of racial segregation re-
sponded as early as 1956, when massive protests against the Su-
preme Court ruling to desegregate schools was organized by South-
ern Congressional representatives. The following year, Arkansas
Governor Orval Faubus called out the national guard to prevent
nine black children from entering an all-white highschool.
George Wallace successfully campaigned for governor of Alabama on
an explicity racist platform, Georgia Governor Lester Maddox Mad-
dox stood at the door and 3,000 federal troops were called out to
put down riots at the University of Mississippi when James Mere-
dith became the first black ever to enroll in the school. Mere-
dith was later shot to death in an ambush for his civil rights
involvement. Viola Liuzzo, a white civil rights worker, was mur-
dered returning from a demonstration in a crime that ultimately
implicated the FBI[44]. Three civil rights workers were murdered
in Mississippi in a police conspiracy in 1963 (see U.S. v. Price,
383 U.S. 787, 1966), and Martin Luther King was murdered while
standing outside his Memphis motel in 1968. In addition, state
and federal law enforcement agencies, along with conservative
"monitoring" organizations conducted systematic surveillance, en-
gaged in disruptive activity, and responded with punitive meas-
ures to civil rights activists engaged in legal activities
(Church Committee, 197*; Thomas, 1981).
Changing technology of the post-World War two years required re-
assessment of Constitutional protections against invasion unrea-
sonable search and seizure, and self-incrimination. Sophisticat-
ed surveillance devices, for example, have enabled law
enforcement agents to listen to or view behaviors in ways never
imagined by the writers of the Constitution. The Supreme Court
directly confronted technological abuses in Katz v. United States
(389 U.S. 347, 1967), when it reversed a 40 year old decision and
precluded the use of evidence obtained from illicit wiretapping.
Social norms and values transformed radically in the New Deal
years, and attacks on local restrictions on literature and speech
expanded the freedom of communication. The anti-communist hyste-
ria of the post-war years resulted in challenges against suppres-
sion of speech and assembly. Transition from corporate capital-
ism to monopoly capitalism with an international character
demanded new interpretions of the legal rights and status of cor-
porations, of corporate law, and of tax law. A proliferation of
federal agencies churned out laws, policies and regulations to
monitor and administer steering strategies and thus prevent na-
tional chaos. Typical of landmark civil liberties decisions are
those that addressed criminal procedures and the liberties of su-
spects. These included especially Mapp v. Ohio (367 U.S. 643,
1961), which expanded protection against illegal searches and/
provided the logic for the current "exclusionary rule" against
use of illegally obtained evidence in criminal trials; Escobedo
v. Illinois (378 U.S. 478, 1964), which/ protected the rights of
suspects during interogation; and especially Miranda v. Arizona
(384 U.S. 436, 1966), which held that suspects must be read
their rights when an investigation/ moves to the accusatory
stage, gave the Warren Court the undeserved reputation of judi-
cial permissiveness and excessive activism.
During this period this most important prisoner petition to that
time, Gideon v. Wainwright (372 U.S. 335, 1963) was decided.
Gideon, the plaintiff, was serving a sentence in Florida for
breaking and entering a poolroom. Writing from his prison cell,
he filed for a writ of habeas corpus, claiming that he was not
represented by counsel at his state trial. He argued that he was
entitled to counsel as a Constitutional right. For 30 years the
nation's courts had operated on a principle established in Betts
v. Brady (316 U.S. 455, 1942), which held that the concept of due
process did not necessarily entitle state defendents to counsel
in every non-capital case. The Gideon decision overturned Betts,
and established that the right to counself was fundamental and
essential to fair trials, and must be protected. This decision
was far-reaching not only because of the substance of the deci-
sion, but also because it provided both a model and the motiva-
tion for other state prisoners to petition for writs of habeas
corpus in federal court if they could identify violations of Con-
stitutionally-protected rights. One federal judge has suggested
that the Gideon case typifies what "prisoner litigation is all
about:"
You know, the most intriguing case to me that ever was
filed by a prisoner was Gideon vs. Wainright . . .
where an age-old practice that nobody had challenged;
well, it had been challenged from time to time, but the
right to a lawyer at your trial was left to the state,
except in exceptional circumstances. If you couldn't
speak the language, or were mentally defective, or
whatever. And Gideon files this case out of Florida
prison, and by God, the Supreme Court of the United
States listens to it, appoints a great lawyer to repre-
sent, and changes the whole rule. And that's why pris-
oner cases in one sense are kind of fun, because, yes,
a lot of cases lack merit, and every once in awhile you
find one that's sort of a pearl that you look at and
say "you know, he's put his finger on what I perceive
to be a real problem (Illinois Federal Judge, 1985:
personal interview).
A national economy and a communication structure in which the me-
dia were becoming less parochial had a homogenizing effect on the
nation, and the Supreme Court became a significant mechanism for
bringing local custom in line with national needs. In one sense,
it is incorrect to view the judicial activism of the 1960s as a
juridical revolution or as a shift to a remarkably new period in
judicial philosophy. Granted, the judicial players on Supreme
Court acted out the legal drama with flair, even ad-libbing when
the occasion arose. But if the script of the legal play was al-
tered somewhat, the genre was not. Just as West Side Story was an
updated version of Romeo and Juliet, the Warren Court, with five
of its members appointed by Eisenhower, two of which were later
replaced by Kennedy, continued the ideological and philosophical
script that had been created decades earlier. It was with relief
and optimism that conservatives welcomed Richard Nixon's inaugu-
ration in 1969, for it was believed that he would reverse the
tide of perceived liberalism in the federal courts. Although the
extension of rights became highly visible in the dawn of the War-
ren court, it
RETRENCHMENT: 1968 AND AFTER
In the main, Goldman and Jahnige (1985: 232) are correct in argu-
ing that New Deal policies begun in the 1930s ended with the
election of Richard Nixon in 1968.
Nixon acted quickly in an attept to shape the court to one of his
liking. He had been impressed with the conservative judicial
philosophy of Warren Burger, and appointed him as Supreme Court
Chief Justice when Earl Warren resigned. Within his first 30
months, Nixon was able to appoint three additional justices. In
his first few months in office, he also orchestrated attacks upon
liberal justices who he felt were excessively liberal. In 1969,
President Nixon, through Attorney general John Mitchell, prepared
charges against Associate Justice Abe Fortas. Fortas was forced
to resign because of earlier violations that were considered in-
defensible for a Supreme Court Justice. Following the defeat of
two Nixon nominees to replace Fortas, Nixon, Attorney General
John Mitchell and House Republican Leader Gerald Ford joined to
attack Justice William O. Douglas, considered the most-liberal of
the justices. In a speech on the House floor, Ford demanded that
Douglas be impeached for his unorthodox views, liberal publica-
tions and life style[45]. Douglas survived the attack, but the
Supreme Court became more visible in the public eye perhaps than
at any previous time, and the Court lost much of its luster as a
legitimate, impartial body.
In some ways, the emergence of Nixon was reminiscent of Jackson's
election in 1828: The country was ideologically split between na-
tionalists and those of a more parochial view, and a president
was elected who, it was believed, would plug the dyke and roll
back the flood of federal intervention in matters considered by
many to be private. President Nixon had boasted in 1968 that he
would fill the federal courts with judicial conservatives to make
the Constitution "more secure," and since 1969, judicial appoint-
ments have included consideration of whether the candidate was
"soft on crime" (Goldman, 1975: 497). Nixon appointed a Chief
Justice, Warren Burger, and three associate justices to the Su-
preme Court, and his successor, Gerald Ford, appointed one asso-
ciate justice. The Nixon court became known as the "four plus
one" court, and given that Nixon was meticulously careful about
appointing co-ideologues, it was assumed that the juducial trend
would be retarded, if not actually reversed. Such was not the
case.
If opposition to civil rights legislation and federal polices,
and political intimidation of the federal judiciary were intended
to influence judicial outcomes, they were unsuccessful. Although
the Nixon "block of four" voted together on 54 of the 66 (82 per-
cent) cases it heard in the 1972 term, none of the Warren Court
decisions were overturned (Pollack, 1979: 307). The momentum of
the civil rights, anti-war and other social activist movements
had waned, but the impetus for change remained. Hippies and yip-
pies moved from the streets and college campuses into yuppie
world of law and intra-system change. The courts remained an
arena for social struggle, and whatever their political ideology
prior to enlistment on the bench, Supreme Court justices contin-
ued to expand individual rights.
In the 1970s, the court continued to affirm the New Deal and War-
ren Court legacy, although with little enthusiasm. Decisions in-
consistent with the legacy tended to be narrow in scope, and had
little impact on reversing the civil rights trend. Roev. Wade
(410 U.S. 113, 1973), which overturned as unconstitutional state
legislation prohibiting abortion, symbolized the momentum of civ-
il liberties. The case challenged Texas anti-abortion statutes
as unConstitutional under the concept of personal liberty embod-
ied in the Fourteenth Amendment's Due Process Clause, and under
personal, marital, familial and sexual privacy outlined in the
Bill of Rights. In writing the majority opinion, Justice Black-
mun wrote:
We therefore conclude that the right of personal priva-
cyincludes the abortion decision, but that this right
is not unqualified and must be considered against im-
portant state interests.
The Roe decision has been criticized for "faulty legal logic."
This criticism is based on the Court's attempt to proscribe Con-
stitutional guidelines for anti-abortion state laws based on a
trimester concept of pre-natal life stages. Awkward as the
Court's reasoning may have been, it was attempting to confront
the definition of "person," a definition never specified in the
Constitution. The Court was not making new law in this attempt.
It was attempting to balance states' interests in protecting pre-
natal life with womens' right to sexual privacy. In so-doing,
the Court was faced with problems of legal definitions, medical
technology which changed conceptions of "life" and Fourth Amend-
ment rights by way of the Fourteenth Amendment. The decision il-
lustrates the impossibility of literally application of Constitu-
tional language. Despite the complaints of strict Constitutional
constructionists, changes occur for which previous concepts of
and method for dispute resolution are unworkable. When the judi-
ciary recognizes and attempts to address these changes through
interpretation of law, it is accused either of "making new law"
or of rewriting the Constitution. These criticisms tend to oc-
cur, however, only when decisions challenge a preferred view of
social order rather than on the legal logic itself. Examination
of legal logic tends to be used, as discussions of Roe vs. Wade
indicate, as a rhetorical strategy to promote political ideology.
This rhetorical strategy has been used frequently especially by
conservatives when their appointees attempted to follow Constitu-
tional ¤rather than political principles in constructing deci-
sions.
Civil rights advocates, however, are not immune from such criti-
cisms. They, too, claimed "foul" when the Constitutional logic
appeared to counter the logic of civil liberties[46]. Further,
aggressive enforcement of civil rights legislation continued dur-
ing the Nixon Administration, largely as the result of career
civil servants retained from earlier years[47]. On the whole,
rights that were previously established were consistently pro-
tected, and although the trend toward expansion of rights has
visibly slowed, it has not halted. This period is, it should be
remembered, the one in which the rights of criminal defendants
and prisoners was dramatically increased.
Contrary to some views, the administration of President Carter
was not a reversal of Nixon's program. As * (198*) has persua-
sively argued, Carter's general political program was--if for
different reasons--similar, if not identical, to that of his suc-
cessor, Ronald Reagan. Carter appointed no Supreme Court justic-
es and relative few (*) district or appellate judges. Carter's
emphasis on civil rights did not translate into a resurgence of
civil rights litigation in the courts. The civil rights litiga-
tion rate (sum it). There is some evidence that his federal ap-
pointees were somewhat more conservative than other democrats in
deciding some liberty issues, and in fact approximated the stance
of Reagan's ppointments (Suchner, Thomas and Aylward, 1986).
It was under President Reagan that a direct broadside on "judi-
cial activism" and civil liberties was levelled. Reagan pledged
both during his first presidential campaign and after election to
reverse the trend of "judicial liberalism." He delegated his At-
torney General, William French Smith, the task of bringing the
federal judiciary into ideological alignment with conservative
principles:
In October, 1981, Attorney General William French Smith
launched a broadside attack on the federal courts for
"subjective judicial policy-making." President Reagan,
he said, would appoint new judges attuned to "the
groundswell of conservatism evidenced by the 1980
elections." Mr. Reagan has done that. . . (Taylor,
1984: E5).
The view persists that "judicial activism" has created excessive
judicial abuses and should be reversed (Burger, 1974, 1982;
Meese, 1985; Smith, 1982). Mid-way through his second term,
Reagan has appointed political and judicial conservative Sandra
Day O'Connor to the Supreme Court. Her appointment has created a
solid conservative voting block that includes Chief Justice Burg-
er and Justices Rehnquist and White. As a consequence, a single
vote by a moderate judge has created the 5-4 majority required to
rule against civil liberties issues. Rulings have gone particu-
larly against suspects in criminal proceedings and for states
rights, although there have been some pro-rights surprises in
these areas.
6. BUSH AND CLINTON
(omitted)
7. THE CURRENT LANDSCAPE: BUSH AND THE CONSERVATIVE BACKLASH
(omitted)
Summary
Different social eras create different social isues, and this re-
quires refinement, even creation, of new legal norms to replace
older ones that no longer suffice to resolve conflicts or main-
tain social harmony. So countervailing forces to industry power
came into being---(miller, 1982: 73)---in 1860s, civil rights
law; anti-trust in progressive era (bring in stuff from hist he-
re); labor in 1930s, civil rights in 1960s. [Note the difference
between Status rights and personal rights (Miller, 1982: 92).
Status rights may conflict with personal rights, and this has im-
pelled much of the response of Burger court against prior Supreme
Court decisions. (Miller, 1982: 92). The use of courts in so-
cial struggle has its roots in the transition to an industrial
economy during the closing decades of the nineteenth century and
the social transformations of the first decades of the twentieth.
With the lag of about a generation between changes in the social
and economic system, the Supreme Court during this period remade
the Constitution in the image of Social Darwinism, supporting of
the interests of big business (for an empirical discussion of Su-
preme Court ideology and decisions during this period, see espe-
cially Schubert, 1974). With the emergence of large, centralized
industrialized bureaucracies, corporations began to acquire the
status of legal subjects. This dramatically changed the concep-
tion of the legal subject in that entities other than individuals
became bearers of rights and privileges, and could in principle
engage as "equals" in litigation.
The transition from laissez faire to monopoloy capital also re-
quired transformations in the legal relations governing the pro-
ductive and exchange structure between corporations. Legal rela-
tions were further mediated by labor struggles of the late
nineteenth and early twentieth century. The outcome was an ex-
pansion of rights--albeit in asymetrical balance--for individu-
als, corporations (which acquired and strengthened their subject
status) and the state itself (as it acquired increasing legal
power and authority by which to intervene in mediating social ex-
istence). Although this increased subject status conferred a va-
riety of rights, it also implied obligations in that legal sub-
jects such as corporations and government agencies, became
potential targets for litigation, thus creating a new avenue for
resolving social conflict under federal laws.
CONCLUSION
The purpose of this manuscript has been to illustrate the manner
in which a variety of social forces have guided the development
of the content and application of law over the centuries. The
emergence of law as a social practice began at least 3,000 years
ago, and has changed in response to new social conditions. The
laws of Hammurabi were not appropriate for more complex societies
such as Greece or Rome. Mosaic law was fine for a relatively un-
complex and homogeneous society, but it was not appropriate for a
society that required meeting the needs of diverse groups. The
legal principles of England, although still with us today, were
practiced much differently, primarily because the nature of Eng-
lish society was much different than the one in which we current-
ly live. The laws of the post-Civil War era were likewise modi-
fied, because the industrialization and emergence of new social
groups had different needs than existed prior to the Civil War.
What does this tell us about the relationship between law and so-
ciety today? It demonstrates that law changes in response to so-
cial conditions, and that legal principles can be interpreted--
correctly--to meet the changing social conditions. The meaning
of the Fourteenth Amendment, for example, has changed largely be-
cause new groups have demanded equal protection, and the princi-
ples embodied in the Fourteenth Amendment provided the logic, but
not necessarily the explicit provisions, to meet them. Hence,
when we speak of "legal fundamentalism" or a "doctrine of origi-
nal intents," we must first understand the role of law in socie-
ty, how law changes, and above all, the different intents of con-
stitutional principles. The Constitution, as a document of
compromise, was, above all, a set of guidelines for reconciling
diverse interests and goals, not an exact blueprint to be liter-
ally followed to the letter.
Footnotes
[1] My own view is that legal fundamentalism is a political, not
a judicial, ideology. This would make a good paper topic.
[2] In some ways, this system was similar to the logic of civil
law, in which offenders are expected to pay compensation and
penalties. In blood feuds, the wrong was "corrected," and a
bit more tacked on as punishment. This, on occasion, perpet-
uated a feud, especially when the offender's family felt too
much vengeance had been extracted, and retaliation was re-
quired.
[3] Feudalism was the dominant form of social organization during
the Middle Ages. The term "medieval" as used here is synony-
mous with "Middle Ages," and refers roughly to a period be-
tween the fall of the Roman Empire (fifth century A.D.) and
the Renaissance (fifteenth century A.D.). Feudalism has been
called an invention of historians (Bean, 1968: 1) in that the
concept itself was not used until the nineteenth century.
Customary historical usage defines feudalism consistent with
the root meaning of feudum, namely, a designation of the mil-
itary obligations required in return for holding a portion of
land. It is especially these obligations and their corre-
sponding social relations that formed the bulk of civil law
through the Middle Ages. Wallerstein's definition is pre-
ferred as the most descriptive.
[4] "suitors," Suitors were the owners of property and the elect-
ed men of the hundreds (or townships). By the eleventh cen-
tury, much of England was divided into shires, except where
Danish influence prevailed, and each shire was divided into
small units known as hundreds for fiscal purposes. The hun-
dred was both a territorial division and a court, and as
Holdsworth (1956: 7) has argued they were also a form of de
facto police organization. The hundred court was the judi-
cial unit for ordinary affairs and met every four weeks,
while the county court was appointed to be held twice a year
(Pollack and Maitland, 1968: 42).
[5] The witan was a feature of European administration and refers
to a body elected or appointed to advise the king. Oleson
(1955: 110) contends that the term "witenagemot" has no
broader technical meaning other than as a meeting of the wi-
tan.
[6] The concept of the king's peace did not originally apply to
all subjects, but was limited to protect the king in his
house and travels. A violation was an act of personal dis-
obedience toward the king, much more serious than a breach of
simple public order. After the Normans, however, the concept
rapidly expanded and was used as a general rule by which to
maintain public order.
[7] The continental practice of trial by combat was not used un-
til the Normans, and the customary procedure in English tri-
als was the oath, a system in which a defendant was required
to have a designated number of "oath helpers" swear to his or
her character. In the oath system, which became popularized
especially after the twelfth century, the district's reputa-
ble men who were presumed to know the facts of the case were
summoned to pronounce on oath the truth of the matter, thus
deciding the case (Poole, 1964: 406). Failing the oath, the
ordeal, usually of hot water or iron, was employed to deter-
mine the verdict. (Barlow, 1972: 51).
[8] although Edward's reign was marked by a struggle for power
between natives and foreigners, primarily French (Oleson,
1955: 5). it tends to be forgotten that William's claim to
the throne was based in part from his English ancestry, and
the close relationship between England and Normandy during
this period. There is also strong evidence that Edward the
Confessor himself favored Duke William as his successor.
Rather than a major watershed in English history, the so-
called Norman conquest was a more or less typical violent
transition, and not the first time a foreigner had been an
English King.
[9] These custom-based procedural importations included trial by
ordeal and combat, which the Normans preferred as a means of
resolving disputes. The theory behind this process was "di-
vine intervention," although its use in England has probably
been overstated. They also had inherited a tradition of use
of the Carolingian missi dominici and of the sworn investiga-
tion, which they reshaped (Barlow, 1972: 107). Barlow (1972:
107) has reminded us, however, that although Norman law was
French in origin, it was shaped according to provincial cus-
tom and had never been committed to writing. The Normans al-
so introduced trial by combat; however in the Norman system,
the defendant had the explicit right to refuse combat, al-
though the defendant might then face trial by ordeal.
[10] That he ruled for over a decade may be due in part to his
counsellors, especially Anselm, Abbot of Bec, who suggested
that William 1) recognize the harshness of his rule, 2) for-
give the debts due him, 3) restore the laws of the Confes-
sor, 4) reduce his ministers' oppression of the populace,
and 5) redress the wrongs of the Church (Davis, 1957: 89).
[11] A functional equivalent of this body had existed for several
centuries, and it slowly became a formal and departmental-
ized institution and an effective organ of Norman and Angev-
in administration. Under Edward the Confessor, this body
was the witan, but under the Normans became the Curia Regis.
In addition to its judicial role, it kept careful records of
all cases which came before it, thus providing a written
legacy for subsequent generations. As Poole (1964: 11) has
observed, it was, at least through the eleventh century, a
court essentially feudal in character comprising high-rank-
ing persons and bishops who sat as barons. It was a tribu-
nal of loyal supporters, but nonetheless a court that at-
tempted, for the time, to administer law systematically. In
the eleventh century, the curia Regis were those assemblies
that met with the king three times annually and performed
judicial tasks. Under Henry II, it began taking shape as a
strong, central court which later produced the court of Com-
mon Pleas. The advice of this body, even in its infancy,
could not be ignored, for without the material support of
the participants, the king could not carry out his policy
(Poole, 1964: 11).
[12] Ecclesiastical law remained more rational than English law.
Under canon law, the rules of evidence were balanced in fa-
vor of the defendant. There were two stages to an ecclesi-
astical evidentiary proceeding:
In the first, the evidence brought by the accuser was
marshalled and sifted; secondly, if the evidence was
regarded as inconclusive, the accused had the right of
clearing himself by the oath of compurgators. The law
of evidence, as understood by the Church, was compara-
tively scientific, and many accusations which the untu-
tored common sense of a lay judge would have regarded
as completely proven were rejected as baseless in the
courts-Christian (Davis, 1957: 208).
[13] This expansion of administration is analogous to our contem-
porary judicial response to overload in which Chief Justice
Berger, rather than transfer power outside the judiciary,
has recommended new inferior courts, under jurisdiction of
the U.S.S.C., be created to process additional cases.
[14] Forest law, which governed the vast extent of the king's do-
mains, was bound neither by Norman legal forms nor by Eng-
lish traditions, but was framed absolutely at the king's
will. These forest laws were later to become a key focus of
class struggle, symbolizing the diverse interests of a vari-
ety of groups (see Thompson, 1975).
[15] Members of this body were actually nobles, but were called
justices when they assumed their new position.
[16] The Athenian jury was more a forum than a trial, and trials
with several thousand "jurors" were not uncommon. Unlike
its later English distant cousin, the Athenians did not rely
on evidence, witnesses, or "rules of fairness." Although ju-
ries derived from statute law, the procedures did not. Most
scholars also agree that the jury was not a novelty in the
twelfth century. It had been employed in primitive form in
Anglo-Saxon England and, on the continent, by the Carolingi-
an emperors in the ninth century before passing to the Nor-
mans.
[17] For an excellent discussion of this aspect of law and jus-
tice in the twelfth century, see especially Poole,
1964:385-424.
[18] An assize referred to a convening body, and the laws enacted
at such sittings were referred to as "assizes." The title of
a particular assize generally took the name of the location
in which this body sat.
[19] Henry attempted to put in writing those limitations on the
clergy that had previously been custom, and he attempted to
force the bishops to commit themselves publicly to obey
crown authority. The Pope, normally predisposed toward Hen-
ry, rejected these constitutions and sided with Becket, who
rejected the king's attempt to explicitly subordinate the
Church. It was this assize particularly which illustrated
the independence of archbishop Thomas Becket, Henry's close
friend, from his former mentor. Although Henry carefully
modified his proposals when confronted with opposition from
the church (and Becket, prior to his murder), these consti-
tutions for the first time in English history created a code
of laws issued by the sole authority of the king, without
any appeal to the sanction of binding and immutable custom
(Green, 1968: 128).
[20] As Rembar (1980: 20) has observed, appeal originally re-
ferred to a criminal proceeding brought by a private citi-
zen, the practice of appeal and indictment existed side by
side. Appeal tended to culminate in a jury trial. It was
not until several centuries later that the meaning of appeal
as judicial review of legislation or litigation became com-
mon.
[21] The Church withdrew the sanction of its authority from all
forms of ordeal by 1215, but even prior to this there was
decreasing confidence in its validity (Warren, 1973: 321).
[22] John sought Papal intervention, not as King of England, but
as Papal servant and bearer of Christianity, and he con-
vinced the Pope that the Magna Carta threatened the Cru-
sades.
[23] Although the Magna Carta extended the rights of men, it was
not so generous in recognizing the rights of women. Chapter
34, for example, explicitly strengthened their subservient
social status: "No one shall be seized nor imprisoned on
the appeal of a woman concerning the death of any one except
her husband."
[24] The term Parliament came into use in the mid-thirteenth cen-
tury, but the barons who met at Runnymede, despite their ap-
parent lack of representation from shires and boroughs, were
labeled retrospectively Parliamentum Runimedae (Maitland, 1913: 72).
[25] This contributed to the rise in the popularity and power of
the court of equity in the chancery:
because of the hardening and definition of the Common
Law, because of the decline of the personal monarch and
the continued delegation of his function, including
even some of his prerogative powers, and because of the
unsettled times, the chancery emerged unmistakably as a
great court of equitable jurisdiction, with power,
precedents, and procedures of its own (Wilkinson, 1964:
266).
[26] An analysis of the political and ideological impact of the
Inns of Court on law and the judiciary remains to be done.
One one suspects it was substantial, given the conflicts be-
tween the nobility and crown, and their joint opposition to
the church.
[27] This was the period of the Carrier Case (1473), a landmark
in theft law. In this case, a person who had been assigned
responsibility for transporting bales had taken the contents
for personal use, and was apprehended and charged with a
felony. Under the laws of the period, a person who came le-
gally into possession of an object was not considered guilty
for converting it for personal gain, and this incident, al-
though it may seem odd in the hindsight of legal history,
nonetheless required considerable debate and new interpreta-
tion of the law by which felonious theft was defined.
[28] Although the Star Chamber was referred to in the fourteenth
century (Holdsworth, 1956: 496), its origins are considered
by most historians to be more recent. Consensus holds that
it took the form by which we know it primarily under Henry
VII and the name was taken from the shape of the room in
which it met. It was under Henry VIII and Elizabeth, how-
ever, that its character as an abusive, powerful body was
shaped. Its significance was not so much judicial as polit-
ical, for it operated beyond the reach of local terrorism
and was empowered not only to issue writs of subpoena but
also to examine defendants upon oath. It dealt with a broad
range of offenses, and its jurisdiction stretched to include
nobility who had been previously exempt from ordinary tribu-
nals (Fisher, 1913: 21).
[29] Public trials, explicit procedural rules, emphasis on the
state being required to prove the case, and relative freedom
to speak in court distinguished English from European trials
at this time.
[30] This was the period of Thomas More's UTOPIA (1516), in which
he described a mythical society in which there were few laws
and no lawyers.
[31] For an excellent review of and response to doctrinaire
states' rights advocates and critics of Constitutional ac-
tivism, see especially Miller, 1982.
[32] For a brief but excellent history of English common law in
the colonies, see especially Reinsch, 1968.
[33] The decline of Puritanism occurred partially through inter-
nal schisms between commercial and agrarian interests, and
partly because of competing challenges from non-Puritans.
Perhaps the most significant reason for the decline of Puri-
tanism lay in its doctrine:
It was always a difficult creed to hold, containing
seemingly irreconcilable principles which had to be
kept in alignment by constant argument and adjustment.
Its concepts of God, free will, knowledge and revela-
tion, sin, and moral duty were maintained throughout
the seventeenth century in delicate intellectual and
imaginative balance; to later generations of ministers
and laity they seemed les capable of proof or reconcil-
iation. As the concepts themselves came under the
scrutiny of a rationalistic, hard-headed age, the sys-
tem they supported disintegrated. . .(Russell and Mor-
purgo, 1965: 345).
[34] The first major restrictive act was the Navigation Act
(1660), which regulated colonial commerce in order to expand
English trade. A century later, the Sugar Act (1764), the
Stamp Act (1765), the Townshend Acts (1767) and the "Intol-
erable Acts (1774) prompted overt opposition to the Crown's
legal authority and created fertile ground for resistance to
English legal and political authority. Had the Crown taken
a less restrictive policy toward the Colonies, it is unlike-
ly the rebellious merchants would have found sufficient sup-
port for their cause.
[35] For a sympathetic but nonetheless highly critical evaluation
of Beard, see especially Brown, 1965. See also the work of
Alfred A. Young, of NIU, in In These Times, Vol. 11, #34,
Sept 9-15: 12-13.
[36] The term "radical Republican" did not mean that this group
shared the political philosophy of what has become known as
"leftists." The advocacy of minority rights to which this
group adhered was not motivated by broad philosophic con-
cerns, but by political expediency. In the areas of com-
merce, individual rights and other issues, they were not
significantly distinguishable from their colleagues.
[37] Collins (1974/1912: 7-12) has argued that the primary rea-
sons for the passage of the Fourteenth Amendment were polit-
ical. While acknowledging racial equality as one motivating
factor, he adds that other functions included punishing the
South, expanding and centralizing the power of the federal
government, and enhancing control of the Republican party.
[38] There were three other sections in the fourteenth amendment,
none bearing on civil rights. The second section specified
that representative apportionment in Congress would be pro-
portionate to state population; the third disallowed persons
taking part in "insurrection or rebellion against the United
States" from serving as federal officials except by two-
thirds vote of Congress; the fourth removed federal and
state liability for or debts incurred through the civil war.
The final section provided Congress with the "power to en-
force, by appropriate legislation, the provisions of this
article."
[39] The following states were excluded: Alabama, Arkansas, Flo-
rida, Georgia, Louisiana, Mississippi, North Carolina, South
Carolina, Tennessee, Texas and Virginia. By 1868, seven of
the confederate states were re-admitted to the Union, and
Texas, Virginia and Mississippi were re-instated during the
Grant administration after they had endorsed the fifteenthh
Amendment and Black sufferage.
[40] The Congressional debates on civil liberties legislation and
amendments between 1849-1876 have been reprinted by the Vir-
ginia Commission on Constitutional History, 1867.
[41] Jim Crow laws were laws specifically intended to maintain
racial segregation by placing restrictions on interracial
marriage, voting, ownership of property, employment, resi-
dence, use of public accommodations and education. They
functioned as current Apartheid law does in contemporary
South Africa.
[42] economy of the Reform Era, 1890-1948, see especially Green-
berg, 1974; Kokol, 19**; Weinstein, 19**; Chandler, 1972,
and Aronowitz, 1973).
[43] The best summary of federal civil rights legislation and
corresponding legal cases affirming them is probably Antieau
(1980).
[44] Gary Rowe, an FBI informant, was implicated in the 1965 mur-
der. A subsequent civil suit alleged that the FBI new of
the danger to Ms. Liuzzo's saftey, but failed to take pro-
tective action (Peterson, 1983).
[45] Ford apparently had misgivings about his involvment in the
affair, and later suggested that he had been "had" by his
colleagues (Pollack, 1979: 299).
[46] Two examples of this include Bakke v. *, (* v. * ), in which
the court ruled in favor of merit qualifications for admis-
sion to a California medical school, and in *, in which the
Court ruled in favor of laying-off municipal workers on the
basis of seniority rather than minority preference. The
Constitutional logic of both cases was sound, and there is
no evidence that either case had any impact on subsequent
civil liberties cases.
[47] For an excellent discussion of federal application of civil
rights policies, see especially U.S. Commission on Civil
Rights, 1976).
BIBLIOGRAPHY
Bibliography available on request
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