NOTES / ROUGH SKETCH of Sociology of Law lecture

SKIM ONLY

(**NOTE**: Remember---these are only ROUGH LECTURE NOTES in prose form to make following lectures a bit easier. In lecture, I will update and tailor and add/delete as needed, so these are not only rough, but foundation on which contemporary prisoner litigation is based. (parts 1-4 omitted) 5. THE COLONIES, THE CONSTITUTION AND THE "IMPERIAL JUDICIARY" Premise 1: Truth is a 5-4 decision by the Supreme Court (Dan O'Neil, 19** Odds Bodkins). Premise 2: . . .the 1984 term [of the Supreme Court]. . .seemed to produce what one commentator has called a "jurisprudence of idiosyncrasy" (Edwin Meese, III (1985). Conclusion: Truth is idiosyncratic. Law has become one means by which the tension between freedom and social control is mediated. Just as law can be used as a tool for social emancipation, it can also be used for repression. The English judicial concepts and administration that had evolved over the centuries were employed to establish political and eco- nomic domination over its colonies. This created competing defi- nitions of rights and procedures, of judicial and legislative au- thority, and of jurisdiction between England and colonial subjects. The history of our Constitution is thus the history of resistance to repressive law and the effort to define the nature of liberty and the scope of state authority. It has its basis in intra-class conflict, primarily between financial and commercial interests of the two countries, the English attempting to secure advantage through regulatory law, the Colonial opposing such attempts. The previous chapter described how social tensions and subsequent responses shaped the content of law, judicial structure and the concept of individual rights. It also described how the rule of law became partially autonomous became to the state. This section will trace the emergence of the judiciary as a na- tional power, and describe the manner in which not the judiciary, but social conceptions of rights and the status of legal subjects began to change immediately after ratification of the Constitu- tion. When the Barons rebelled against the authority of King John at Runnymede, they drew for ideological inspiration from a distorted and highly romanticized notion of the system of law under Edward the Confessor. Similarly, those who rail against judicial au- thority in the 1980s hold an equally distorted and romanticized conception of the Constitution. Their claims are actually more in line with the principles of the Articles of Confederation than with the Constitution. This chapter describes the emergence of our federal judiciary in order to recognize prisoner litigation as consistent with the judicial philosophy of the writers the Constitution, two centuries of federal judicial practice and a conception of rights that has guided a millennium of jurispru- dence. LEGAL FUNDAMENTALISM U.S. Attorney General Edwin Meese (1985: 7) has expressed hope "for a day when the court returns to the basic principles of the Constitution." His concern, common among judicial conservatives, was over an inaccurate reading of the text of the Constitution and a disregard for the Framers' intention that state and local governments be a buffer against the central- izing tendencies of the national Leviathan (Meese, 1985: 6). The view that current federal judicial decisions, especially in the areas of civil liberties and expansion of rights in criminal proceedings and for the rights of prisoners, represents "bad law." These critics have argued that these rights "make no sense," and has Chief Justice Warren Burger has asked, "If it doesn't make good sense, how can it make good law?" (Duscha, 1969). These critics have argued that the expansion of rights is based on the judiciary's flawed interpretation of both the Con- stitution and of U.S. political history. This chapter challenges this claim: It is the critics, not the so-called "rights indus- try" who have selectively filtered law and events to support their own ideological predilections. Two of the most important principles that provide current justi- fication for the Supreme Court to review prisoner petitions are the duty to protect fundamental Constitutional rights and the right to review at the national level judicial decisions or leg- islative actions taken by individual states. The protection of legal rights by judicial means developed gradually over the cen- turies; the emergence of judicial review, however, is somewhat more recent. Judicial review refers to practice of court review of the deci- sions of other, usually inferior (or lower) court decisions. In the seventeenth century the English practice was expanded to in- clude court review of legislative action as well review of judi- cial decisions. Judicial review originally functioned to pre- serve consistency of court decisions with common law doctrine and to assure the legality of legislation. When the English monarch was sufficiently strong, judicial review of Crown activity was ineffective, and served to legitimate royal authority. When the crown was weak, because of either an ineffective ruler or strong opposition, review served as a moderate check against crown au- thority. In the American colonies, by contrast, there was less opportunity for domination of the judiciary by a single central power, and the history of judicial review developed differently than the English counterpart. Judicial review in the U.S. has evolved into perhaps the single most important means of defining, refining, and protecting legal rights. It is often taken on faith by critics of Supreme Court activism that the original framers did not intend to allow sweep- ing powers of national review of state actions. Contemporary ju- dicial critics who perceive "intrusion" of federal courts into the state domain often argue that such action is actually uncon- stitutional, and allows judges to vote their personal predilec- tions rather than deduce legal principles (Berger, 1977; Bloch, 1958; Glazer, 1975; Morgan, 1984; Meese, 1985). These criti- cisms, however, are based on several mistaken assumptions. jus- tification[31]. First, these critics invariably allude to the Tenth Amendment (1791) to "prove" their thesis: The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people. This has historically been interpreted to mean that no individual state may create or process law in a manner which violates Con- stitutional principles. The Tenth Amendment, however, expressly states, in the clause ignored by Supreme Court critics, that states do not possess powers prohibited by the Constitution: Second, and equally important, to claim that the original framers did not intend for federal review of state law is simply wrong. The early legislative documents and the subsequent activities of the Supreme Court indicate that this function was both intended and implemented in the initial years of the Republic. By recon- structing a romantic interpretation of the so-called "intents" of the original framers, the meaning of broad prescriptions becomes reified and takes on a life independent of what was intended. Such reification serves to distort Constitutional principles and thus translates a political ideology into a judicial philosophy in which the appearance of immutable "truths" are derived from the authority of a "sacred text". Finally, although judicial policy has undergone cyclical shifts over the past two centuries, the history of judicial intervention began in the decades follow- ing ratification of the Constitution and the enactment of the Ju- diciary Act of 1789. These factors tend to be ignored by contem- porary critics of the Supreme Court. This selective perception of historical factors obscures the linear development of the use of courts and law in protecting rights. To better understand both the social and philosophical basis of prisoner rights, it is useful to trace the manner in which rights have been defined and applied in our judicial system. Perhaps the primary issue in the debates over judicial review lies in the role of the federal courts in deciding state matters. Critics claim that intervention disrupts the balance between individual states and the federal government, violates the historic function of the judiciary, and represents an intrusion into affairs of state that the Constitution mandates be left the "the people." Criticisms of prisoner litigation appears especially vulnerable to this argument, since it is argued that federal courts are to distant and too uninformed to decide local law and order issues for state officials." Such criticisms, however, derive from a revision of history based on selective reading of the Constitu- tion, dismissal of the historical antecedents that have shaped current judicial philosophy, and an abysmal ignorance of federal and state legislation that, when violated, provides cause for federal relief in accordance with established law and policy. The three camps in this debate may, for temporary convenience, be divided into federalists, in the twentieth century associated with political liberalism, and anti-federalists. Nationalism is a useful term to identify those who favor a strong central au- thority as a way to unify practices and policies from federalists who still favor a significant degree of state autonomy. Federalists former tend to see the interpretation and application of rights as contingent on the changing needs of society. The federal government is the appropriate and constitutionally-man- dated mechanism for mediating this process. Anti-federalists, by contrast, tend to adopt a romanticized view of rights as they are literally specified in the Constitution, They tend to ignore those factors underlying the practice of rights and reify the literal meaning of the Constitution rather than recognize that meanings are contingent upon the social conditions which exist at the time of interpretation. Anti-federalists are commonly asso- ciated with political conservatism, and feel federal powers should be limited. Using the imagery of "democracy of and by the people," they argue that states alone have the right to make and implement policy. Federalists, by contrast, hold to the view that the Constitution explicitely provides the federal government with the legitimate power and authority to decide those issues that raise a constitutional issue or that contain issues of in- ter-state consequence. Such issues, they argue, are far too im- portant to be decided on the basis of potential regional bias, and require uniform standards consistent with the Law of the Land. As with most debates that are highly emotional and ideo- logically-based, it is difficult to reason people out of a posi- tion into which reason did not lead them. Contemporary anti-fed- eralists speak as though the alleged judicial activism of the past decades is something recent. In a sense, they have re-in- vented the wheel, since this debate simmered in the mid-eight- eenth century, and boiled after the Colonial break with England. Those who lean toward a nationalist perspective view the role of the federal judiciary as breaking down regional or local practic- es. The underlying premise is that in a technologically advanced society, media, transportation, values, and practices become more unified. In this view, diverse local practices may have a disru- putive effect on the social stability, economic growth and cul- ture of the society at large. The central government thus be- comes the "steering mechanism" by which a degree of homogeneity is created and social conflicts resolved (Habermas, 1975; O'Con- nor, 1975). This view recognizes the changing role of the feder- al government in legislative and judicial activity. Hence, in this perspective, a judiciary of "original intent" is a chimera that cannot be attained--even if we wished to--because of the historical forces that have shaped and altered society. THE COLONIAL PERIOD, 1600-1776 Early colonial law did not directly reproduce English law, it nonetheless drew from the English tradition, and both civil and habeas corpus rights of prisoners have been built upon this lega- cy. It also drew heavily from English and French political phi- losophy. In the colonies there was no native political philoso- phy. Justification for rights was drawn from three sources: First, from English and enlightenment philosophy, second, puritan theology and third, was from the requirements of carrying out commerce and industry. The development of colonial law benefited from the emergence of political philosophies that provided the intellectual and ideological justification for individual liberty and weakened the legitimacy of the sovereign as the fount of law. Philosophical ideas articulate rights and are, as a consequence, "living signposts" denoting the status of a particular concept of rights at a specific period of history. In the seventeenth cen- tury, these signposts led legal scholars to develop theories that elevated the individual to greater subject status in relation to the sovereign or state. The seventeenth and eighteenth centuries have become known as the "Age of Reason," in part because of dramatic intellectual activi- ty but also because of attempts to apply rational principles to the governing of society. The seventeenth century English polit- ical philosophy of Thomas Hobbes and John Locke, the eighteenth century French philosophes, and in the late 1700s Thomas Paine and other radical writers combined to influence the rights in the U.S. Constitution, Guided by the writings of Locke, colonists de- veloped a view of limited government in which the primary duty of the central body was to protect the rights of citizens. A gov- ernment that violated this responsibility, as it was perceived the Crown had done in the eighteenth century, lost its legitimacy as a governing body. These political ideas effected subsequent political rights in several ways. First, they created an explicit philosophy for and justification of the expansion of political freedom as fundamen- tal and inviolable to human existence. This extended basic rights to all social subjects, rather than to a privileged few and provided the justification for opposition when infringements occurred. Second, these rights were inalienable, and there was no justification for for their violation. This philosophy con- tinues to have a dramatic impact on twentieth century civil rights law, as some groups, for example prisoners, challenge the rationale by which they have been systematically excluded from Constitutional protections. Third, Seventeenth century legal philosophy altered the conception of the relationship of the state to the subject. While the subject had the obligation to fulfill certain social or political responsibilities, the state, too, had an obligation to protect the citizen. No longer was the extension of rights left to the good will of the sovereign; rights existed independent of the power of any agent to restrict them, and the role of the state became that of protector of rights and mediator in those conflicts which infringed upon them. These ideas influenced the seventeenth century political develop- ment in the American colonies by creating formal structures for implementing and protecting individual liberty. Imported philos- ophy shaped legislation by explicitely delineating the rights and obligations of the state and its subjects. As a consequence, governmental structure was modified to introduce or expand such principles as limitation of state authority, sentative govern- ment, habeas corpus and fair trials. To speak of a homogeneous law in the early American colonies is somewhat misleading, since the Dutch, French, Spanish and English each brought their own customs with them as they settled the new land. As Friedman (1975) has argued, there were as many "coloni- al systems" as there were colonies, and many of the problems of colonial unification centered on the problem of differing legal systems. The English became dominant, however, and they imposed their traditions on the evolving political culture. But even among the English there were disparate legal customs and prefer- ences stemming from diverse religious, economic interests, as well as from the different social needs of each region. Systems of justice began simply and gradually grew more complex, slowly drawing more from the English system as economic and po- litical interdependence grew, and as an expanding population of English settlers were assimilated into what was becoming an in- creasingly common culture[32]. In seventeenth century America, the dominant settlements tended to be run by Puritan clergy, and despite a more-or-less common heritage, the content and practice of justice developed idiosyncratically to meet the particular needs of each community. However, the Puritan grip on the polit- ical and cultural life of the New England colonies had diminished substantially by the early seventeenth century, and by the early eighteenth century, the Puritan doctrine was not a significant factor[33]. Sacred law thus replaced secular law, and English common law became the dominant judicial form. Because of the new conditions and the opportunity to restructure new societies, how- ever, the common law of England was not always applicable to co- lonial conditions. Faced with uncertainty and the need for structure, one of the first tasks of the new colonies was drafting their governing charters. These charters did not create new rights, but rather reaffirmed in written form existing notions of freedom. Colonial charters did not, as a whole, waste space justifying the reasons for claiming rights. The writers assumed that such a rationale was sufficiently obvious, and simply wrote the rights into the documents. The first colonial charter was that of Virginia (1606), which es- tablished the principle that American colonists would have the same rights as English. Subsequent documents were built upon these rights, and all shared one common feature: They established statutory safeguards to individual liberty which were felt to be the basis of English law, even if not fully extended to all sub- jects in England. The king, however, had the authority to ap- prove or reject the charters, but rejection only inflamed the growing political and social tensions between crown and colonies. As a consequence, even though he occasionally vetoed some char- ters or individual provisions, many survived. The Ordinances for Virginia (1618), the charters of Massachusetts Bay (1629), Mary- land (1632), Connecticut (1639), and the Massachusetts Body of Liberties (1641), for example, were drafted prior to comparable English legislation and placed limits on sovereign power and sep- arated their own laws from those of the English. Subsequent charters included religious freedom (e.g., Charter of Rhode Is- land, 1663), basic safeguards in criminal procedures such as tri- al by jury, liberty of conscience, "fair" trials (Concessions and agreements of West New Jersey, 1677), bail (Frame of Government of Pennsylvania, 1682), and right to counsel (Pennsylvania Char- ter of Privileges, 1701). Almost every right in the Constitu- tion's Bill of Rights was safeguarded in two or more of the state Constitutions a century earlier. In fact, the title "Bill of Rights" or "Declaration of Rights" was given by eight states to a separate group of guarantees of liberty and most remaining states inserted protections of human rights among their general provi- sions. The Colonial Legacy It was, then, the colonial legacy drawn from British common law and enlightenment philosophy, rather than particularly new or in- novative home-grown concepts of liberty, that formed the current principles of social and political rights from which contemporary civil rights are drawn. Hence, it is not so much the concept of rights that has changed over the centuries; what has changed is how they are expressed, and how and to whom they will be granted. Despite the fairly uniform acceptance of a similar body of rights in the colonies, their expression was shaped by several basic so- cial factors. First, most colonists were middle class burghers, freeholders and others to whom English agricultural life was fa- miliar (Andrews, 1968). The colonists thus shared a relatively common background and expectations. This, coupled with similar needs for establishing economic and political viability, began to impose some legal homogeneity on diverse social and religious so- cieties. Second, the spirit of Protestant dissent was crucial in defining rights. The doctrine of individual liberty stemmed from the Puritan conception of freedom of speech, assembly and relig- ion. These rights existed in principle under English law, but religious dissenters and political activists found them to be consistently violated, and they wanted explicit protections. One function of the early charters was thus to limit the capacity of a central power to impose a particular set of beliefs on those who did not share the same views of government. Third, the need for economic freedom in commerce, industry and trade required au- tonomy from the restrictive laws which English kings passed in the seventeenth and eighteenth centuries in attempts to secure economic advantage. These laws restricted colonial trade and stifled nascent industry, and law itself thus became a focal point of conflict[34]. Fourth, the friction between crown admin- istrative personnel and the colonial bourgeoisie added to the tensions between rulers and ruled. Over-zealous enforcement, military repression, ethnocentrism and administrative abuses exa- cerbated the conflict between ruler and ruled, which further prompted colonists to use law as a way to define rights, even if there was not always corresponding success in fully attaining them. Fifth, the American colonies were faced with a situation similar to that of England a century earlier in that the preroga- tives of the crown were not clearly defined (Pound, 1975: 55), and equally strong claims could be made for either limiting or preserving the crown authority. Finally, Colonial lawyers were united in their opposition to the application of English law to the Colonies, and Pound as identified eight "immemorial rights," guaranteed by centuries of law, that were habitually violated:: (1.) the imposition of taxes on and raising of revenue from the colonies without the consent of the legisla- tive body representing them; (2.) the unification of all powers of government of the colonies in a central- ized administration at Westminster which continually neglected or even positively injured the interests of the colonists in the interest of those who had influ- ence on British politics; (3.) deprivation of jury tri- al by extending admiralty jurisdiction at the expense of the common law; (4.) providing for trials away from the vicinage so as to put parties to expense and anno- yance and deprive them of the advantage of good repute among their neighbors; (5.) infringement of the right to assemble in order to consider grievances and peti- tion the king for redress; (6.) quartering soldiers and keeping a standing army in time of peace without get- ting the consent of the colonial legislature. . . (7.) requiring oppressive security from a claimant of seized property before he could claim it and defend his prop- erty rights. . . (8.) referring to those laws and to instructions to the royal governors as to industries in the colonies, interference with merchants and traders not in time of war, contrary to the interests of the colonies and without any reference to colonial legisla- tures (Pound, 1975: 71-72). In 1768, Parliament established the Courts of Vice-Admiralty in all the colonies for the purpose of more effectively recovering crown revenue. In response, the first Continental Congress drafted The Articles of Association (1775). The Articles called for civil disobedience to British law, and declared that English Crown had extended its powers beyond their ancient limits by de- priving subjects of such rights as trial by Jury (Carson, 1971: 37). This led to the convening of the Continental Congress (1774), the Declaration of Independence (1776) and the Articles of Confederation declaring a "perpetual union" (1777). THE CONSTITUTIONAL PERIOD: 1776-1789 We tend to think of the Constitution as reflecting a single set of ideas, as the product of unified thinkers, or as a set of uni- fied ideas produced in a single voice. This is far from the truth. In fact, the Constitution was the consequence of many diverse voices, of many different ideas, and of different social and political needs. The Constitution was, in short, the product of conflict, compromise negotiation and conciliation. The Articles of Confederation The Articles of Confederation, drafted and accepted by the Conti- nental Congress in 1777, was the first formal document guiding the operation of the new nation. The Articles signified a shift from the colonial to the state system, and were written to pro- tect states from the abuses of a centralized power. Unlike the Constitution, which was placed in supreme position as Law of the Land, Article Two of the earlier document preserved the autonomy of individual states, and subtly placed the national body in a subordinate, and ultimately unworkable, position: ...independence, and every power, jurisdiction, and right, which is not by this confederation, expressly delegated to the United States, in Congress assembled. The Articles were not meant to create a powerful centralized structure superordinate to the new states. The document was in- stead a set of administrative procedures which did not specify rights, but rather established broad working arrangements between the various states. The Articles provided for common currency, common protection and free trade and access between states. They did not, however, provide a useful political philosophy by which to unify or guide diverse groups possessing often incompatible needs, policies or goals. Nor did they provide for a central ex- ecutive department, a federal judiciary, the power to regulate commerce or to prevent discriminatory trade practices, and there was no mechanism to generate revenue. The document contained no national agenda, no specific character, and above all, no cohe- rent political structure for implementation. Above all, there was no provision for a central steering authority that could me- diate the emerging regional commercial problems, a lesson ignored from the experience of medieval England. In some ways the Arti- cles were an antiquated set of principles politically more appro- priate to seventeenth century post-feudal fiefdoms and regional- ism which protected private interests rather than a means of promoting national stability and economic growth. The failure of the Articles prompted a move to draft a new Con- stitution based on a stronger federal system out of which came the document which has lasted to the present. Some observers have contended that the Convention itself was a violation of the Articles' provisions, since the charter should have been altered only by popular vote. A popular election of a convention to amend the Articles would itself have been unconstitutional be- cause the Articles set up a federation which could act only on states, not on individuals. Thus, a popular election would have violated the powers of the document, and at any rate, there ex- isted no clear provision for amending the the Articles written into the document (Brown, 1965: 157). The Constitution. The Constitutional Convention met in Philadelphia in 1787 and adopted the new Constitution. Eight states ratified it in the first year, and the required ninth state, Rhode Island, ratified it in 1788. It went into effect in March, 1789. The Articles of Confederation had generally reflected the philos- ophy of nineteenth century advocates of states' rights and their twentieth century epigones by assuming that the primary protec- tion of liberties would be undertaken by individual state govern- ments Under the Articles, each state retained its sovereignty, freedom, independence, and powers and jurisdiction not rather than a centralized judiciary. expressly delegated to federal au- thority. The Constitution, by contrast, was a fundamental shift away from the regionalism and local autonomy provided for in the Articles, and represented as well a shift from explicit states' rights to a strong central control, and created an estate system with the executive, judiciary and legislature in equal partner- ship. Article III of the Constitution placed judicial power in a single "Supreme Court" and extended this court's authority to all cases "in law and equity" arising under the Constitution. The princi- ple of judicial review of state actions was explicitly estab- lished both in the Constitution itself (see Article III, Sections 1 and 2 and the fourteenth amendment), and in the intents of the legislators as articulated by debates of the Constitutional Con- vention. The ideological debate, however, raged on. Contemporary critics of federal intervention in states' rights in civil matters argue that such authority exceeds the intents of the original framers in defining judicial review. This view is belied by the debates during the Constitutional Convention: .li . . .both sides of the debate conceded the proprie- ty of appellate review over state court decisions, and that a supreme court should be established by the Con- stitution itself. The controversy concerned whether appeal of state court decisions to a national Supreme Court was a sufficient mechanism for insuring national authority and the uniformity of application of federal laws (Barrett and Cohen, 1985: 43). Some states introduced specific proposals to define the relation- ship of the federal judiciary to the states. For example, the Virginia Plan of the Constitutional Convention of 1787 provided for a national judiciary authorized to negate any law that con- travened the principles on which the new Constitution was formed, a principle advocated by many convention participants. The Convention ultimately rejected judiciary veto in favor of ex- ecutive veto, but the ratifyng debates clearly indicate there was certainly no unanimity among the framers in opposition to such judicial powers, and judicial review was in fact provided for in subsequent Constitutional language. This power is implied in the "Supreme Law of the Land" doctrine specified in Article VI which states that the Constitution . . .Shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding. The Constitutional powers of federal courts were further clari- fied by the Judiciary Act of 1789 (1 Statutes at Large, 72). This Act provided that the power to review and act upon the deci- sions of state courts lay explicitely with the Supreme Court in several types of cases, including those in which decisions or laws were "repugnant to the constitution, treaties or laws of the United States," or when laws or decisions clearly violated a Con- stitutional principle (Barrett and Cohen, 1985: 44). The Act further established the principle of judicial review by the Su- preme Court for both federal and state courts. The Act provided for a Supreme Court and six justices, and as a concession to those who wanted assurances that state and regional law would be preserved, district courts were established within each state. The Act authorized all federal courts to issue various writs, such as habeas corpus, and further specified that all federal courts possessed the power to grant new trials. Although this Act has been amended and modified in the past two centuries, it provides the fundamental framework by which the judiciary oper- ates to this day, and offers irrefutable evidence against those who claim that recent Courts have usurped powers originally in- tended by framers of the Constitution. Constitutional rights and procedures were quickly accepted, and they established a firm philosophy on which to build a national judiciary. The basic principles included the following: (1.) the idea of a fundamental law, the "law of the land," to which all official and governmental action was bound to conform, which law was to be applied by the courts in the course of orderly litigation accord- ing to the common law, and could be invoked against of- ficials by anyone aggrieved; (2.) the idea of immemori- al rights of Englishmen, secured by the law of the land, and of the common law in which they were recog- nized as the birthright of Englishmen and so of Ameri- cans. . . (3.) the idea of authoritative declarations of these rights in charters and bills of rights. . . (4.) the idea of an independent judiciary, as set forth in the English Bill of Rights of 1688, to administer the fundamental law, and of lawmaking by a body dis- tinct from the executive; (5.) the idea of courts re- fusing to apply statutes in contravention of fundamen- tal law (Pound, 1975: 61-62). This did not mean that conflicts between federalists and anti- federalists were resolved, however. The question of states' rights remained a smoldering issue in national politics. The Virginia and Kentucky Resolutions of 1798-99 aimed at the Alien and Sedition acts typified the concerns of anti-Federalists. The Sedition Act (1798) was passed by federalists to curtail politi- cal speech which attacked government policy during a period of tense relations with France. The Virginia General Assembly ar- gued this was an intrusion of federal power on state domain, and passed a protest "against the palpable and alarming infractions of the Constitution," arguing that such powers were "positively forbidden" by the amendments. The Alien and Sedition Acts were never tested in the courts, but they surely would have survived under the federalist-controlled judiciary at the turn of the cen- tury. Despite their expiration, they provided a precedent for repression of "undesirable" political activity that survived through World War I and the Palmer Raids of 192*. The stakes in the states' rights debate were political power rather than juridical principle, and the southern states espe- cially argued for state supremacy because of its politically weaker position in relation to the north. The South was solidly agricultural, while the north was developing a strong infrastruc- ture based on industry, finance and commerce. The federalists dominated the judiciary and the legislature, and southern states perceived themselves, not without considerable justification, to be politically subservient to their northern neighbors. The slavery issue periodically re-emerged during the War of 1812, generally raised by the entry of new states into the union. The ban on the importation of slavery in 1808 aggravated these re- gional tensions, although over a quarter of a million slaves were illegally imported up to the civil war. The principles of federalism dominated the language and implemen- tation of, the Constitution; nonetheless, the Document represent- ed a compromise between two competing positions. One school, later to be articulated in Antifederalist philosophy, saw the new government as a potential de- stroyer of the rights of states. This group wanted federal law to be adjudicated first by state courts and only on appeal by the United States Supreme Court. The other school, represented by Hamilton and Madison, feared that the parochial prejudice of the state courts would deal unjustly with litigants from other states and other countries. . . A compromise on court organi- zation was reached: Federalists obtained lower federal courts, and antinationalists placed them within "state containers" (Richardson and Vines, 1970: 22). The Federalist Papers are revealing for providing insights into the intents of the original framers. Hamilton, especially, ar- gued that the federal government's role was, in part, to assure that state legislatures were to be limited by constitutional pro- visions, thus providing at least some basis for the argument that the U.S. Supreme Court properly has jurisdiction over state crim- inal and civil procedures dealing with constitutional issues (FP: 475). He considered the Constitution to be the standard for the construction of state law (FP, 482), and although he, like most others, believed in limited government, it was presumed that the Constitutional principles would apply to the states. One way of assuring some consistency, it was felt, was to establish federal district courts in each state. But it was clear that individual state courts were to be reasonably autonomous, but that federal courts were the proper forum for appeal for questions of appro- priate jurisdiction. Hamilton also argued recognized the inter- dependence of law when he argued that all legislatures should look beyond their own borders to the legal principles of other jurisdictions, even of other countries (FP: 493). Hence, the original intents were, at least for some of the framers, not nar- row or parochial, but global and extensive. It has been argued that our Constitution embodies the interests of a dominant class. Since government is primarily concerned with making rules to determine property relations, the classes whose rights are to be determined must obtain from the government the rules which will favor their economic interests. Thus constitutional history becomes the process by which various economic groups seek to pro- tect their particular interest by making or altering the fundamental law of the land (Brown, 1965: 27). In his useful but flawed class-based interpretation, Beard (1965) has observed that the constitution was established by personal property interests or capitalistic classes as opposed to small farmers and debtors. Beard did not argue, as many think he did, that the division in the country was between the owners of prop- erty, who favored the Constitution, and the propertyless, who op- posed it. The split was more subtle: Between personality or per- sonal property (e.g., movable assets, a concern of merchants and bankers, and realty (e.g., land), a concern of small farmers and debtors[35]. But as Brown (1965: 113) has observed, one of the most striking features of the debates was the fact that practically every fea- ture of the Constitution was subjected to the question of whether "the people" would accept it. Contemporary critics of judicial power perceive modern judicial theory to be based on a theory of centralization which, at least until the Burger court, has elevated the judiciary to what some see as the most influential of the three governmental branches. The beginnings of "law by national judiciary" were framed in this first Constitutional period. The definitive scope of this power, however, remains debated to this day, contributing to considera- ble disagreement over how far the Supreme Court may or ought to go in pursuing its original mandate. Following Goldman and Jah- nige (1985: 231), we can trace five broad historical cycles in U.S. political and judicial history. These were 1) the federal- ist-Jeffersonian (1789-1828); 2) the Jacksonian (1828-1860); 3) the First Republican (1860-1896); 4) the Second Republican (1896-1932); and 5) the New Deal (1932-1968). A sixth, which we might label The Retrenchment Era, began with the election of Richard Nixon in 1968 and has been more-fully implemented in the 1980s by the Reagan administration. Each of these periods was shaped by broader social and political forces, and each illus- trates shifts in the role and function of the court and helps ground the emergence of prisoner litigation in a historical con- text. THE FEDERALIST-JEFFERSONIAN PERIOD (1789-1828) Current Constitutional activity reflects a long process in the transformation of legal theory, and this transformation began im- mediately following the Constitution's ratification. The feder- alist-Jeffersonian judicial period contains, as Goodman and Jah- nige (1985: 231) have observed, two distinct sub-phases. First was a period Constitutional consolidation, as the Supreme Court cautiously defined its jurisdiction and the scope of its legal and political powers. The guiding theories of such early Consti- tutional theorists as James Wilson and John Marshall held that the relationship between states and the federal judiciary was based on the federalist theory of separation and balance of pow- ers and upon the distribution of power among three co-equal com- ponents. The second phase, from 1800-1828, was that of Jefferso- nian democracy. Guided by the Federalist Chief Justice John Marshall, the courts consolidated judicial power--and thus the Constitution--as the supreme Law of the Land. Despite apparent differences, these two phases .li . . .still had the overall unity of the federal government under the control of a fairly select elite of merchants and planters concerning itself with the problems of Constitution building, union, and the cre- ation of economic and political stability in the face of intrigues and tensions both foreign and domestic (Goodman and Jahnige, 1985: 231). In both phases, the Supreme Court faced the problem of defining the scope of the powers of the new federal government, as well as the relationship of its own power and goals in relation to both the national executive and legislative branch on one hand, and the new states on the other. Banks, transportation companies, and other enterprises that operated between states raised numer- ous legal and federally-related questions that had never been en- countered previously. As a consequence, the subject status of corporations and their relationship to the national government became an issue. Could a corporation based in one state but op- erating in several be taxed by those states, or only by the host state? Could the federal government intervene in interstate com- merce? Could corporations or states enact policies or laws that would effectively put the federal government in a subordinate po- sition to corporations? The judiciary resolved virtually all of these issues in a way that assured strong federal control and a social and political environment conducive to national commercial interests, and Was the status of a corporation of one state set up in another sub- ject to the laws of the home or host state? It was generally ruled that corporations, although not "persons," nonetheless held certain rights beyond its mere corporate character, and the fed- eral government had regulatory and statutory priority over the states. Three early Supreme Court decisions typify how the Supreme Court helped solidify federal power. Marbury vs. Madison (5 U.S. ((1 Cranch)) 137, 1803), established the principle of judicial re- view; Fletcher vs. Peck (10 U.S. ((6 Cranch)) 87, 1810) estab- lished the inviolability of contracts, placing them beyond the reach of state courts; and McCulloch vs. Maryland (17 U.S. ((4 Wheaton)) 316, 1819)) affirmed the doctrine of precedence of fed- eral rights. Marbury v. Madison grew out of federalist opposition to central- ized power and attempts to pack the national judiciary through John Adams' appointment of "midnight judges"--so called because their commissions of appointment were rushed through in the final hours of the his outgoing administration. Supreme Court judges, solidly federalist, unanimously declared unConstitutional the Re- publican attempt to interfere with the appointments. This deci- sion solidly established the centralized and semi-autonomous pow- er of the court in its first decades, and defined the federal government's obligations in mediating social tensions through systematic use of law, power, and resources. Marshall held that the judiciary was the final interpreter of the Constitution, and in skirting sensitive political issues, he also established the framework and early legitimacy for an "activist" court (Thomas, 1976: 18-22). Marshall concluded that no original powers could be vested in the Supreme Court beyond those to which the Court was restricted by the Constitution (Carlson, 1971: 217). Al- though Marshall disclaimed all jurisdiction not given by the Con- stitution or by federal law, he invoked the 14th section of the Judiciary Act of 1789 which permitted "original suits" to be brought before the Supreme Court, and established the principle that the court itself could determine the nature of federal pow- ers in the Constitution. The significance of this decision lies in the reasoning by which it established the dominance of federal judicial power as ultimate arbiter of Constitutional questions and established as well the Supreme Court as an equal among the Executive and Legislative branches of government. The second decision, Fletcher v. Peck, was the first case in which the Supreme Court ruled a state statute to be in conflict with the constitution. The issue centered on a land contract which the state of Georgia had rescinded over a previous approv- al, and involved a land scandal (Yazoo land fraud) and bribery by two U.S. senators and three prominent judges, including a Supreme Court justice. This decision was important for two reasons: It was the first time that an important state statute was voided by the Supreme Court for violating the "general principles" of the Constitution. Second, as Miller (1982: 66) has observed, for the first time the Supreme Court "invented law," since there were no judicial precedents or legislative policies to guide decision making. The war of 1812 marks a transition period in U.S. history, in part because national priorities shifted, and in part because the war created a social climate analogous in many ways to the 1980s. The war of 1812 was costly by standards of the time; it dislocat- ed business and foreign trade, raised the national debt consider- ably, debased currency values, and exposed glaring cracks in the national political facade (Nye and Morpurgo, 1965: 337). After the war, the public was less interested in external foreign rela- tions and more in expanding the territory and economic structure of country. The post-war period of 1814-1828 was known as the "era of good feelings," so-called because, as in the 1980s, the country was "feeling good" about itself. There was a trend to- ward ultra-nationalism, characterized by the Monroe Doctrine, a stronger military, solid uniform national currency, a protective tariff for industry, rapid construction of infrastructure (roads, bridges, canals), and territorial expansion. It was an age of the business entrepreneur, expanding industry (textiles, steel, transportation), and finance. Republicans strengthened the doc- trine of nationalism in political and commercial enterprise, fa- cilitated by the Supreme Court. The trend toward a strong feder- al system continued to which the Supreme Court contributed, as the third case, McCulloch v. Maryland, illustrates. McCulloch addressed the status of a national bank, which had been a controversial topic for a quarter-century. Two basic questions were raised: 1) The constitutionality of an act incorporating the Bank of the United States, and 2) the power of a state to tax an agency of the federal government. Marshall's decision acknowl- edged the limits of federal powers, while also leaving the feder- al government with the discretionary powers to determine the means by which it would carry out its functions. The decision prohibited the states' right to tax federal agencies on the grounds that if one agency could be taxed by states, then so could all other federal enterprise. This last decision held that the federal government is granted powers even if they are not specifically stated in the Constitution if those purpose of its acts are consistent with the Constitution and in the national in- terest. This early ruling explicitely defined the relationship of individual states as subordinate to the federal judiciary, thus establishing the principle of federal supremacy. Marshall reminded posterity that the Constitution was a living document capable of meeting the various crises of human affairs. If judicial expansion of national powers necessarily "erodes" the powers of the states, then the Marshall court should be recog- nized as the first cycle of this erosion. These three decisions typified how, through judicial means, the federal government slowly established supremacy over the states from the inception of the Constitution. It was done by integrating the original philosophy and intents of the framers with the unforeseen needs of a growing economic and political system. These original deci- sions, which provided the precedents and judicial philosophy of late-twentieth century federal court activity were well within, rather than outside of, the language and purpose of the Constitu- tion. As Wolfe (1982) has argued, Marshall was faithful to the Constitution, and carefully carved his decisions from the intents of the founders of "democratic constitutionalism." When seen in this light, the legal theories on which federal courts base their intervention in prison affairs is not merely the result of civil rights activists or "idiosyncratic law," but has deep roots in our early Constitutional history. THE JACKSONIAN PERIOD (1828-1860) The Era of Good Feeling was spawned by nationalist pride, promot- ed by federal politicians and served primarily the interests of the growing economic interests of the northeast. But after 15 years of growing nationalism, there occurred a backlash. In 1828 the Democrats elected popular war hero Andrew Jackson to the first of his two terms as president. Jackson contributed little to the movement which bears his name, however, and the He served mostly as a symbol of broader social forces (Nye and Morpurgo, 1965: 380). A political pragmatist rather than a doctrinaire ideologue, Jackson campaigned against Jeffersonian Democracy and what he perceived as the minority rule of northeastern financiers and industrialists. Jackson led an attack on national institu- tions, especially banks and the Supreme Court, which he felt were tools by which the powerful minority maintained its position. He departed radically from what has become known as Jeffersonian De- mocracy, which dominated the previous two decades of U.S. poli- tics and government. Jefferson's political philosophy, like Jackson's, was based on a form of agrarianism. But Jefferson's philosophy was more appropriate to a non-expanding society and economy. Although Jefferson had opposed unrestrained centralized power as inimical to democracy, he and his followers nonetheless believed in, and created the political structure for, a strong national authority as a means to develop commerce and finance. Jackson, by contrast, developed policies based on expanding land values, diversified agriculture, and speculative opportunities: To Jackson, the federal government was not simply a po- liceman to keep order, but a parent who gave a helping hand when it was needed--but only when the citizen asked for it. The Jacksonian did not want the govern- ment to control his affairs except to the degree that he requested it to do so. He was never loath (nor were the Grangers and Populists later) to call on Washington for assistance, for roads, canals, credit or subsidies; yet at the same time he fiercely resented any intrusion of federal power into his own domain of authority (Nye and Morpurgo, 1965: 384). Jackson's influence on the judiciary was considerable. The Jef- fersonian-Federalist era had been dominated by Chief Justice Mar- shall, and was characterized by decisions that strengthening both the federal government and the judiciary; Jacson reversed this. During his eight years, Jackson was able to appoint five of the then-sitting seven justices, including elevation of his friend Roger T. Taney to the position of Chief Justice, although not without considerable difficulty in his confirmation hearings. Although not judicially timid, Taney guided the court to a mid- dle-of-the road position, tended to side with Southern states on states' rights issues, particularly slavery and commerce. By at- tempting to placate Southern political concerns while ignoring their underlying sources, the Supreme Court sank "into obscurity and impotence" from which it did not emerge until after the civil war. To some, the Taney court was archetypically conservative because of its support of business interests and willingness to stamp ap- proval upon legislative and executive policy. Others view it as a liberal activist court for its decisions which extended long- term judicial power. Much like the Burger Court of the later twentieth century, the Taney court defies easy classifications, illustrating how difficult it can be to precisely categorize the political stance of the judiciary. The most far-reaching of these decisions was the Dred Scott decision (Scott v. Sandford, S.C. 19 Howard, 393-633, 1857), the first major civil rights case in U.S. judicial history. It involved not only the issues of slavery, legislative jurisdiction and judicial power, but in- volved as well the subject status of slaves and the Constitution- al rights such a status conferred. The Court's decision reaf- firmed the supremacy of judicial power even while promoting, in the short run, states' rights. At issue in the Scott case, os- tensibly over the legal status of a slave, was actually an ideo- logical struggle over the Missouri Compromise. The Missouri Com- promise (1820) had been intended by Congress to settle the politically sticky question of slavery. It permitted slavery in Missouri, but prohibited it to the west of the Mississippi River and in portions of the Louisiana Territory to the north of Mis- souri. Because of this Act, Southern politicians hesitated to admit additional free states, correctly perceiving that it would shift the balance of power to the North, especially to abolition- ists. Southerners contended that the compromise was unconstitu- tional, and it was repealed by the Kansas-Nebraska Act (1854), which, among other provisions, left the issue of slavery to the voters of individual states. The repeal satisfied most Southern- ers, but many abolitionist politicians were outraged, and the po- litical harmony of the nation was threatened. The Scott decision was an attempt to provide a Constitutional balance between the two positions, but it satisfied neither. Dred Scott, the plaintiff, was a Missouri slave who was taken by his owner to the free states of Illinois and Wisconsin, where he married and resided with his family and owner from 1834-36. Scott's supporters sued for his freedom in Missouri courts. They claimed that under the provisions of the Missouri Compromise he was legally emancipated because he and his family had resided sufficiently long in free territory. After years of litigation and see-saw decisions in Missouri state and federal district courts, the case finally came before the Supreme Court in 1856, but a decision was postponed until the following year to avoid making it an election year issue. When the case was finally de- cided, Chief Justice Taney identified two primary legal issues: 1) whether the court had jurisdiction in the case (the court ruled it did), and 2) whether, on the merits of the case, Scott was indeed "free." The court ruled against Scott on the latter issue. Ironically, this case had minimal impact on Scott. He was emancipated immediately after the decision by his owner--the brother-in-law of the deceased original owner--who was elected to state office as an abolitionist (Lewis, 1965). Taney's legal logic in writing the majority opinion has often been questioned, but the significance of the outcome should not be overlooked. This decision, while satisfying to conservatives, had profound long-range consequences for twentieth century liber- alism. Some consider the Dred Scott decision to be the founda- tion of contemporary judicial activism because the Supreme Court for the first time arrogated to itself (and to every other feder- al court) the right to settle socio-political conflicts by judi- cial decision, thus dramatically increasing judicial and politi- cal power of the judiciary (Boudin, 1968: 3). In addition to attempting to mediate the slavery question, Taney also attempted to balance national and state commercial inter- ests. The focus of litigation during his tenure had shifted to ships, bridges, land, or canal companies, and banks (Boudin, 1968: 15). His "Cooley Rule" (Cooley v. Board of Wardens of the Port of Philadelphia, 52 U.S. ((12 Howard)) 299, 1851) stemmed from a conflict between state and federal regulation of commer- cial transportation, and typifies the philosophy of Taney's court toward business. At issue was the degree to which states could regulate commerce (in this case water transportation). While ac- knowledging and not repudiating the scope of federal jurisdiction in regulating commerce specified in the Judiciary Act of 1789, Taney also recognized the right of individual states to regulate matters in their immediate interest. The decision was intended to be limited in scope, but in practice it struct a temporary balance between states' rights and federal powers and slowed the trend toward judicial nationalism. It granted partial powers to states to regulate interstate commerce on one hand, while on the other made clear that it was the Court, not congress, that would define which commerce could be regulated by the states and which demanded a single uniform rule (Miller, 1982: 69). Taney remained Chief Justice until the close of the Civil War. During this period, the Court's judicial philosophy shifted away from expansion of court powers of judicial review, which charac- terized the Marshall court, to a more moderate position. The court also ruled, in Barron v. Baltimore (7 Pet. 243, 1833), that the first ten amendments applied only to federal, and not state, courts, which limited the scope of federal jurisdiction until af- ter the Civil War. Taney led a trend, begun in the 1820s, which slowed, but did not reverse, the tide of nationalism. His court functioned in part to mediate those political and economic inter- ests that had not fully benefited from the growth of the first decades of the new Republic, and a court that became known for its judicial restraint nonetheless took an activist role in de- ciding political issues in favor of a preferred definition of so- cial order. Judicial doctrine and political dogma coincided, and the court explicitely assumed the powers to mediate conflict, and has retained them since. At the close of the Jacksonian era, the country had changed dra- matically from the isolated agricultural and small business structure dominant during the Colonial era. Slave labor account- ed for nearly 30 percent of the U.S. labor force (Aronowitz, 1973: 145), and the composition of the skilled working class had shifted. After 1850, native born artisans who had dominated their crafts prior to the Revolution remained; Western European skilled immigrants moved into the textile, mining and iron indus- try; displaced farmers moved into urban areas; and Irish and Chi- nese peasants appeared en-masse to fill unskilled positions (Aro- nowitz, 1973: 146). For Blacks, especially after the civil war, this led to intense competition for economic status in the labor groups, and the legal and political infrastructure did not match the changes required to pursue "life, liberty and happiness." This changed dramatically after the Civil War. THE FIRST REPUBLICAN PERIOD (1860-1896) The Civil War era marks the beginning of a dramatic shift in the political and judicial history of civil rights. By 1860, politi- cal and regional conflict had shattered former party alliances, and the once-dominant Whigs and Democrats suffered internal ten- sions and were no longer an effective political force. The Kan- sas-Nebraska Act (1854) had split the Democrats along regional lines; Southern Democrats supported the act, Northern Democrats and abolitionists were virulently opposed. The Republicans had opposed the Kansas-Nebraska act. in 1860, the Republican presidential candidate, Abraham Lincoln, won in a four-way race with less than half the popular vote. The election of Republicans, and thus of representatives of Northern political and economic interests, led to the final breach in the Union, and ultimately to secession of the Southern states. For the next quarter century, the Republicans solidified national po- litical control, and dominated the Supreme Court through succes- sive appointment of two Chief justices, both from Ohio, and a stream of Republican justices. Among the issues brought before the court were property and voting rights, interstate commerce, and the seemingly never-ending question of the status and rights of business. During the civil war, the federal judiciary had stayed out of the way of the federal legislative and executive branches (Miller, 1982: 73), and the Supreme Court was relatively quiescent, although it did review war related cases. The Supreme Court was, for example, called upon to specifically define the conflict. Was it a war, a rebellion, or an insurrection? A def- inition was necessary for dealing with military blockades, sei- zure of foreign and domestic ships, and especially for resolving secessionist issues after 1865. It was ruled that the Rebellion was only an insurrection, that there was no de facto Government possessing legal efficacy and recognition thus could not be ex- tended to the pretended government of th Confederacy. The decade following the war has been called the "zenith of fed- eralism" (Carson, 1971: 501). and the judiciary made it clear that it had exclusive authority to review the Constitutionality of state policy on national issues. Post-war political schisms had not disappeared, and one function of the federal government was to steer the social system through potentially disruptive conflicts that threatened to disrupt the fragile harmony of re- construction. The federal government used its status as military victor to reunite the states and define and implement a national agenda, **MISSING TEXT??** The problems of re-unification, economic development along capi- talist-industrial rather than agricultural-slavery models, and the protection of freed slaves occupied considerable federal leg- islative and judicial attention. Two issues dominated the judi- ciary: First was reconstruction and civil rights. The civil status of former slaves and of Northern free Blacks in Southern territory, the dissolution of the Southern system of agricultural labor and the relationship of all Blacks to the Constitution de- manded immediate attention. Second was the increasing problem of regulating commerce and industry. This issue centered on whether the Constitution permitted government to counter the growing po- litical and economic power of increasingly large businesses (trusts). Secondary post-war issues included land claims, such as and Spanish laws under Louisiana Treaty were also common (Car- son, 1971: 384). Other issues included questions of land, taxes, internal improvements, industrial expansion, finances, tariffs, labor and contract. The Republicans were divided on Reconstruction policy; the Radi- cal Republicans favored harsh penalties and corresponding legis- lation, and the moderates, led by President Johnson, favoring a more lenient policy[36]. The radicals advocated numerous poli- cies for expanding the rights of Blacks, but their so-called "Negro Policy" was cynical and politically motivated, devised as a means to increase Black Republican voters to allow Republican control of government. Obedient Blacks would vote, influential Southern anti-Federalist whites would not. The election of 1866 returned a majority of Radical Republicans to Congress, and this group led the enactment of post-war civil rights legislation and Constitutional Amendments. CIVIL RIGHTS AND THE CIVIL WAR AMENDMENTS Following the war, a concept of civil rights emerged in a form which survives to this day. This occurred at first primarily through congressional legislation designed explicitely to protect individual rights, that operated on a national scale. In 1866, the Ku Klux Klan had been secretly formed to preserve the "white race" by terrorizing Blacks. It was thus judged by Northern pol- iticians that Constitutional amendments would be useful to create rights for Blacks, and legislation was enacted to protect these newly-created rights. The most important piece of legislation was entitled "Act to Protect all Persons in the United States in their Civil Rights (1866)," intended to protect freed slaves from potential civil rights abuses. The first formal attempt at en- forcement was instituted by Executive Document #29 (19 February, 1867) when President Johnson, acting on an earlier resolution by the Senate, directed the Attorney General to report possible vio- lations of the Act. Act. The first case filed under this legis- lation was on behalf of William Fincher, "a person of color in the state of Georgia," who alleged he was illegally indicted and convicted for vagrancy in Pike County and forcibly subjected to involuntary chain gang labor, a condition which violated his Con- stitutional and statutory civil rights. Fincher claimed his prosecution was intended to destroy his influence and credibility in the community as a "colored preacher" because he was "zealous- ly attached" to a society which was "offensive to public senti- ment" (Executive Document #29, 1867: 3). A second civil rights act was passed by Congress in 1867, but was vetoed by President Johnson. Shortly after the ratification of the 14th amendment (1868) which extended Constitutional protec- tions from the federal domain to the states, the last significant civil rights enactment of the reconstruction era was passed in 1871. This so-called "Ku Klux Klan Act" survives today as 42 U.S.C. Section 1983, and although it did not create rights, it provided civil cause of action enforceable in federal courts against any state official found to be in violation. Although modified and renewed several times in the next 10 years, the rel- evant language of the original civil rights legislation today re- mains essentially unchanged. In addition to legislative acts, three amendments were added to the Constitution. The first was the thirteenth amendment (1865). Its first section held that: Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction. The thirteenth amendment was significant not only for its sub- stance, but for the new political philosophy it reflected: The federal government assumed responsibility for guaranteeing liber- ty by nationalizing the right to freedom and enforcing this right through "appropriate legislation," a term inserted into the Con- stitution for the first time. The policies of reconstruction, however, were necessarily lenient, thus allowing latitude for considerable political autonomy in previously successionist states. This allowed the former slave-holding states opportunity to impose restrictive laws particularly against Blacks. The Fourteenth Amendment Prior to the civil war, it had been settled that the federal gov- ernment lacked the power to apply federal Bill of Rights stan- dards to individual states. The Supreme Court had earlier estab- lished in Barron v. Baltimore (7 Pet. 243, 1833) that these provisions were limited to the federal government only. Subse- quent attempts to expand Constitutional protections to state ac- tions through, for example, the "due process" clause of the Fifth Amendment, repeatedly failed. Failure prompted remedy, and addi- tional legislation was required in order to provide the federal judiciary with explicit powers to enforce federal law in the states[37]. Fearing that additional protections were required to protect rights, Congress passed the fourteenth amendment in 1868. The fourteenth amendment was the most significant of the civil rights amendments, for it not only defined citizenship and prohibited states from enacting laws which abridged Constitutional rights, but also extended federal authority into what had previously been non-federal jurisdiction. Proposed in 1866 and ratified in 1868, its language continues to provide the basis for in civil rights litigation[38]: All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State in which they re- side. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due pro- cess of law; nor deny to any person within its juris- diction the equal protection of laws. The successionist states were not represented in the voting[39]. This amendment was intended to protect newly-freed slaves in the Southern states, but its language was broad, and there was no reference to slavery or to any specific group. The first sen- tence of Section I of the Fourteenth Amendment has become known as the "citizenship clause." It provided not only the definition of citizenship which justified extension of Constitutional rights to Blacks, but implicitly extended these rights to other ethnic groups as well. Some of these groups, however, would not receive the benefits for until the next century. The second sentence, the "due process" clause, remains controversial to this day. In essence, it extended to Bill of Rights to the state. The "equal protection" clause further granted to all citizens Constitutional safeguards--in principle, at least--against discriminatory law. Because the language pertained to any person, and because of what has come to be known as the "Due Process clause," the fourteenth amendment is considered the most important single act in promot- ing the federal government to the supreme protector of liberty in state actions. Even today it remains debated whether this was intended to be a short-hand summary of the bill of rights en- forceable by the federal judiciary upon the states (Berger, 1977). The final amendment of the reconstruction period was the fif- teenth (1870), which was intended to protect voting rights: The right of the citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude. The issues surrounding the Amendments and legislation reflected issues that had surged into the political domain in the 1840s. They included such problems as habeas corpus law, slavery, fugi- tive slaves, the "morality" of state law, the powers of the fed- eral government to review state statutes, and the balance of po- litical power between federal and state governments. The debates were formulated in the abstract language of Constitutional mean- ing and philosophy, and taken as a whole reflect two incompatible interpretations of the relationship between federal and state tone[40]. For example, some Southern states jailed Northern Blacks, particularly sailors, because of laws excluding Blacks from the state. This was considered a gross violation of Consti- tutionally protected rights by Northern politicians. Arguing the case in congress, Daniel Webster, a Massachusetts Senator and ar- dent Federalist, summarized the tone in an 1850 Senate debate: There is a more tangible and irritating cause of grie- vance at the North. Free blacks are constanty employed in the vessels of the North, generly as cooks or ste- wards. When the vessel arrives, these free colored men, are taken on shore, by the police or municipal au- thority, imprisoned, and kept in prison, till the ves- sel is again ready to sail. This is not only irratat- ing, but exceedingly inconvenient and practice, and seems altogether unjustifiable, and oppressive. . . The North thinks such imprisonment illegal, and uncon- stitutional (Virginia Commission on Constitutional His- tory: 2). A South Carolonia Senator responded in defense of such law and practice by arguing that states could do as they pleased: The laws of Congress, enacted long ago, for the regula- tion of commerce and navigation, nowhere regard a col- ored man as a citizen, and have made a makred distinc- tion between them; neither the Constitution nor the ancient laws regarded a colored man as a citizen, with- in the contemplation of that term; and so far as it re- gards this species of persons, each State can give them a local status, to which all coming within a State ju- risdiction must assimilate. They are a species of per- sons having such rights only as may be conferred upon them by State jurisdiction; they have no federal eligi- bility, or federal recognition, as citizens of the United States (Virgina Historical Commission, 1967: 2). The controversy over the source of authority by which an entire category of persons would be defined as "legal subjects," and thus entitled to corresponding federal protections was clearly understood as ultimately a Constitutional question. Nineteenth century legislators, like their twentieth century counterparts, were divided on the question of whether the Constitution was an instrument of justice by which the nation's citizens were to be protected from injustice, or whether the Constitution was instead primarily a regulatory device limited to administering activities between the states and between private individuals and the feder- al body. Northern politicians clearly opted for the former in- terpretation, and argued that it was within the federal domain to establish protectings binding on individual states. Typical of the arguments is that of James Wilson when supporting the House version of the Civil RIghts Act of 1866: As I have already said, "If the citizens of the United States, as such, are entitled to possess and enjoy the great fundamental civil rights which it is the true of- fice of the Government to protect, and to equality in the exemptions of the law, we must of necessity be clothed with the power to insure to each and every cit- izen these things which belong to him as a constituent member of the great national family." Whatever these great fundamental rights are, we must be invested with power tolegislate for their protection or our Constitu- tion fails in the first and most important office of Government. . . . . Before our Constitution was formed, the great fundamental rights which I have mentioned, belonged toevery person who be- came a member of our great national family. No one surrendered a jot or a tittle of these rights by con- senting to the formation of the Government. And these sevesral departments of Government possess the power to enace, administer, and enforce the laws "necessary and proper" to secure these rights which existed anterior to the ordination of the Constitution. Any other view of the powers of this Government dwards it and renders it a failure in its most important office (Virginia Commission on Constitutional History, 1967: 164-165). In response, New Jersey states' rights Democrat Andrew Rogers summarized the position of position of the opponents of federal powers: Now, sir, it cannot be pretended by any lawyer in this House, whatever his political opinions may be, who will base his integrity upon his professional experience, that there is any authority in the Congress of the United States to enter the domain of a State and inter- fere with its internal police, statutes, and domestic regulations (Virginia Commission on Constitutional His- tory, 1967: 165). Representative Rogers' position typified the combination of ra- cial attitudes and judicial ideology: Now, sir, if you pass this bill you will allow the neg- roes of this country to compete for the high office of President of the United States. Because if they are citizens at all, they come within the meaning and let- ter of the Constitution of the United States, which al- lows all natural born citizens to become candidates for the Presidency, and to exercise the duties of that of- fice if elected. [Unidentified House member]: Are you afraid of that? Mr. Rodgers: I am afraid of degrading this Government. I am afraid of danger to constitutional liberty. I am alarmed at the stupendous strides which this Congress is trying toinitiate. And I appeal in behalf of my country, in behalf of those that are to come after us, of generatins yet unborn, as well as those now living, that convservative men on the other side should rally to the standard of sovereign and independent States, and blot out this idea which is inculcutaing itself he- re, that all the powers of the States must be taken away and the power of the Czar of Russia or of the Em- peror of France must be lodged in the Federal Govern- ment. Sir, where is the civilized country on the face of the earth that gives tothe negro the right tohold the high- est office within the gift of the sovereign people, or any other office? (Virginia Commission on Constitution- al History, 1967: 167). Despite bitter debates, Civil War civil rights legislation and amendments passed. The debates clearly indicate that the Con- gressional lawmakers understood full-well the implications of their actions. They judged that they were developing laws ex- plicitely within the framework of the Constitution and Bill of Rights, and that their actions were consistent with and a logical extension of the intents of Constitutional writers. The current view of conservatives that the Fourteenth Amendment was not in- tended to apply to states (Meese, 1985) is belied by the post-War debates. John Bingham, the Ohio Representative who drafted the first section of the Fourteenth Amendment, was unequivocal in stating his intention. In an 1871 speech before the House on re- enactment of the Civil Rights Act, he explained his purpose in drafting the earlier legislation, and argued that no state ever had the right to defeat the purpose of government. In describing how he had attepted to imitate the framers of the Constitution in language and intent, he read the first eight articles of the Bill of Rights in order to specify the liberties belonging to all na- tional citizens. He then reaffirmed his intention of expanding these rights to the states: These eight articles I have shown never were limita- tions upon the power of the States, until made so by the fourteenth amendment. The words of that amendment, "no State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States," are an express prohibition upon every State of the Union, which may be enforced under exist- ing laws of Congress, and such other laws for their better enforcement as Congress may make. . . . Sir, before the ratification of the fourteenth amend- ment, the State could deny to any citizen the right of trial byjury, and it was done. Before tht the State could abridge the freedom of the press, and it was so done in half of the States of the Union. Before that a State, as in the case of the State of Illinois, could make it a crime punishable by fine and imprisonment for any citizen within her limits, in obedience to the in- jucntin of our divine Master, to help a slave who was ready to perish; togive him shelter, or break with him his crust of bread. The vlidity of that State restric- tion uponi the rights of conscience and the duty of life was affirmed, to the shame and disgrace of Ameri- ca, in the Supreme Court of the United States; but nev- ertheless affirmed in obedience to the requirements of the Constitution. Under the Constitution as it is, not as it was, and by force of the fourteenth amendment, no State hereafter can imitate the bad example of Illinois, to which I have referred, nor can any State ever repeat the exam- ple of Georgia and send men to the penitentiary, as did that State, for teacing the Indian to read the lessons of the New Testament, to know that new evangel, "The pure in heart shall see God." Mr. Speaker, this House may safely follow the example of the makers of the Constitution and the builder of the Republic, by passing laws for enforcing allthe privileges and immunities of citizens of the United States, as guarantied by the amended Constitution and expressly enumerated in the Constitutin. Do gentlemen say that by so legislating we would strike down the rights of the State? God forbid. I believe our dual system of government essential to our national exis- tence. . . . The people of the United States are entitled to have their rights guarantied to them by the Constitution of the United States, protected by national law. I enter upon no new construction. The role of governmentis to protect the rights and interests of indi- vidual citizens, and argument that duplicated the philosophy of the writers of 1789. The passage of the civil rights acts was, then, not the outcome of hasty legislation and uninformed debate. Nor did it simply reflect a power minority imposing its will on the majority; the legislation was passed by Congress, and the Amendments were rati- fied by the requisite two-thirds of the states. Lawmakers and citizens alike were aware that they were not creating new rights nor usurping power from the states for the federal government. They fully believed, and cited appropriate law and debates from the original Constitutional Convention to substantiate their po- sition, that the Constitution was intended to protect all the liberties it specified. These amendments and legislation were sound in theory, however, but ineffective in practice. Any immediate gains of the civil rights amendments and legislation were short-lived. Although the legislation resulted in a set of legal principles that expanded rights for previoulsy excluded groups, there was no explicit ex- tra-legal machinery created to protect the rights, since it was assumed that the judicial enforcement of legislation and amend- ments would suffice for the task. This assumption was mistaken. The state courts thus continued to affirm regional social prac- tices, and the federal district courts were hesitant to review state practices; even when they did, they tended to ignore bla- tant state violations of civil rights. It would be too simplistic, however, to view the post-Civil War federal judiciary as simply affirming the states' rights doc- trine. Federal decisions in fact reflected an attempt to main- tain a delicate balance of power between states and the federal judiciary at a time when the need to re-establish political har- mony was crucial. The post-war federal judiciary was committed to maintaining and extending national power while simultaneously allowing especially the Southern states to retain a semblance of autonomy following the divisive conflicts created by the civil war. In a sense, the post-war judiciary did indeed reaffirm the in- tents of the nation's founders, but not by advocating states' rights. Congress began implement in practice George Washington's tenet that the Constitution created "one people." The process be- gan slowly, almost imperceptibly; the Nation was establishing a fundamental law for all subjects. The protections in the Consti- tution and amendments, intended by the framers to guarantee lib- erty, was--with the help of legislation and the Fourteenth Amend- ment--gradually extended to fulfill the original intents: It was forming a more perfect Union, establishing justice, promoting the general welfare, and securing the blessing of liberty to a larger body of the population. Judges also recognized that the Constitution was a living docu- ment that could be used as a political tool to balance a diversi- ty of interests, maintain social and political harmony, facili- tate growth of a rapidly growing and changing economy, and at the same time preserve federalism by strengthening its right to adju- dicate state matters. Judges also recognized that the Constitu- tion could be used as a passive instrument by denying of certiar- ori to appellants or through decisions that would preserve state practices while retaining the judicary's right to review such practices. This had the paradoxical outcome of preserving re- pressive laws while expanding judicial authority, implying that such laws could be reinterpreted at a later date. As a conse- quence, the number of petitions brought before the court by civil rights advocates, economic interests, and others, rose. But this increase of federal activity, the rise of corporate business and the expansion of federal power thorugh judicial interpretation placed a burden on the federal court which it was not able to handle (Richardson and Vines, 1970: 28). By the end of the 1870s and the re-emergence of the successionist states to grace, little attention was given to Constitutional rights, and by the next Constitutional period, the gains obtained immediately after the war were considerably diminished by Southern Black Codes, "Jim Crow" laws and federal quiescence in acting on civil rights is- sues[41]. The decline of the Republican party also reduced the impetus for enforcement of previous Republican legislation: In the election of 1874, the Republican Party lost con- trol of the House and was no longer in the position to continue the enactment of reconstruction legislation. In 1876, the Republican Party continued to lose con- gressinal seats, and the election of that year--by com- mon understanding--is considered the termantin of the reconstruction period (Virginia Commission on Constitu- tional Government, 1967: Preface). Federal power necessitated by the war was in decline, and both courts and Congress moved toward a new federal-state equilibrium. This balance was brought about by reinterpretation of law, as typified in the Civil Rights Cases (109 U.S. 3, 1883). In these cases the Court adopted a narrow interpretation of civil rights legislation and amendments, and effectively struck down the pub- lic accommodations section of the Civil Rights Act of 1875. Other post-Reconstruction decisions upheld disciminatory capital punishment based on race, the exclusion of Blacks from juries and restrictive voting practices. The Civil Rights Cases passed the political power from the federal government back to the states, and especially in the south an apartheid system became a funda- mental part of the social structure. By 1890, most Southern and some Northern states had restrictive laws against Blacks, and the civil rights legislation of the post-war decade had become inop- erative. In civil rights matters, federal courts generally avoided confrontation with, or repeal of, Southern state laws and decisions, holding to the principle that all powers not expressly given to the federal government remained with the states, regard- less of the perceived Constitutional discrepancies (Bloch, 1958: 49). A spate of decisions held that racial discrimination in em- ployment, exclusion on juries, disparate sentencing in criminal offenses and in public accommodations were either not necessarily unconstitutional or not within the domain of federal jurisdic- tion. The Slaughter-House Cases (16 Wallace 36, 1872), provide the most dramatic examples of this process. The court upheld the right of businesses to form monopolies by aplying the Fourteenth Amend- ment's Due Process Clause. The Slaughter-House Cases hold a cu- rious place in U.S. Constitutional history. On one hand, they provided a narrow interpretation of the Fourtheenth Amendment which functioned to weaken much of the Reconstruction legisla- tion. It limited the "privileges and immunities" clause of Sec- tion I, and argued: We doubt very much whether any action of a State not directed by way of discrimination against the negroes as a class, or on account of their race, will ever be held to come within the purview of this [fourteenth amendment] provision. It is so clearly a provision for that race and that emergency, that a strong case would be necessary for its application to any other. One the other hand, it had three long-range consequences for subsequent judicial theory. First, despite the apparently narrow interpretation, the decision effectively created a new category of litigants to whom the concept of due process would apply. This implicitely re-affirmed court power to bring new legal sub- jects under Constitutional protection. Second, the decision ex- panded the legal status of business by granting them the same status as "persons." The "citizenship" clause of Section I of the Fourteenth Amendment provided that "all persons born or natural- ized in the United States, and subject to the jurisdiction there- of, are citizens." By extending Constitutional protections to corporate entities, the definition of citizenship was explicitely and dramatically expanded. Hence, the inclusion of new groups to be protected by the Constitution is hardly a recent development of "activist judges." In the late nineteenth century, businesses played much the same role in expanding Constitutional legal theory as civil rights groups have done since the 1960s, and with the same result: The Law of the Land was brought in line with the times, and legal models were created by which to resolve through legal means those social problems which others forms of dispute resolution could not. Finally, the Slaughter-House Cases established one source of federal power to control private conduct (Barret and Cohen, 1985: 1016). This conservative decision by a conservative court was intended to limit federal intervention into the social sec- tor, even while expanding it in the economic realm. It had, how- ever, the ironic outcome of providing precedent for judicial in- tervention into a broad range of activities which had previously been avoided. The narrow interpretation of due process and equal protection in- tended by the Slaughter-House Cases gradually eroded. The limit- ed application of equal protection to non-Black groups estab- lished by this decision was altered. In Strauder v. West Virginia ( 100 U.S. 303, 306, 307), the Court ruled that a state statute limiting juries to whites was unconstitutional. By 1885, the Court had expanded its interpretation of the Four- teenth Amendment, and as Barrett and Cohen, 1985: 662) have ar- gued, by the mid-1880s, Chinese--and eventualy other groups--were considered to be groups entitled to its protection. Despite re- sistance to nationalization of the Fourteenth Amendment in the two decades following the Civil War, the mid-1890s, the courts had reinterpreted the Due Process Clause to guarantee rights pre- viously rejected under the Privileges and Immunities Clause in the Slaughter House Cases (Cortner, 1981: 23). Federal courts may have been cautious in their interpretion of the Constitution and federal legislation in civil rights cases, but they were far less so in other areas. Faced with the aftermath of social and economic disruption, Con- gress focused both time and resources primarily on returning the country to stability and growth. The post-civil war era had stimulated both the Northern and Southern economy, and industrial expansion in the North led to the influx of Northern capital and industrial development in the South. Territorial expansion led to rapid and dramatic growth of rail- roads and corresponding manufacturing. Such industries as coal, steel, mining and textiles flourished. After 1866, the four- teenth Amendment to the Constitution proved to be an invaluable aid to these new industries. Business not only needed the assis- tance of politicians, but also the help of the courts: Interpre- tation of the law was as important as the law itself. (Nye and Morpurgo, 1965: 584). Railroads, coal, oil and mining companies, as well as trusts benefited from litigation. Prior to civil war, businesses were small, local, and usually not incorporated. Eco- nomic necessity and technological advances transformed society from one based on labor intensive to capital intensive produc- tion. This required new laws and appropriate judicial interpre- tation to assure smooth commercial growth. Northern victory meant that Northern industrial and business interests, represent- ed by Republicans previously held in check by a coalition of Southern and northwestern interests, were free to run the nation as they wished. Federal litigation helped change this when busi- nesses began challenging state laws perceived to inhibit com- merce. The power of the economic structure on court issues and decisions continued through the close of the century. In 1886, it was "discovered" that corporations were constitution- al subjects, and thus entitled to protection under the "due pro- cess of law" clauses (Santa Clara County v. Southern Pacific Railway, 118 U.S. 394, 1886), when Chief Justice Waite declared that 14th amendment applies to "corporations" as well as persons. This represented a dramatic shift in the concept of legal rights in that non-persons now possessed rights which had previously been granted only to persons. The Due Process Clause of the fourteenth, cited by conservatives as a threat to states' rights, amendment became a convenient tool for businesses to establish and protect their rights when it served their interests. Prior to the civil war, on only two occasions did the court at- tempt to define the scope of the "due process" phrase of the fifth amendment (Barrett and Cohen, 1985: 481). After the war, changing concepts of rights, of due process, and above all, a changing society that challenged previous concepts created new social--and by extension legal--conflicts for the Court to re- solve. The first and most dramatic litigation was the "slaugh- ter-house" cases (16 Wall. 36, 1872), in which the state of Loui- sana chartered a corporation and allowed it exclusive right to conduct business in New Orleans and required all competing compa- nies to close. The statutes were challenged on the basis that they elevated the privileges of a powerful monopoly at the ex- pense of the polity in general. The plaintiffs claimed that the statutes violated the thirteenth amendment (by creating involun- tary servitude), and the fourteenth amendment (through depriva- tion of property without due process, abridging privileges and immunities of U.S. citizens, and denying plaintiffs equal protec- tion of the law). Despite an eloquent dissent by Justice Field, the court upheld the Constitutionaity of the statutes. In siding with monopolistic enterprise, the court suggested that there were areas in which the judiciary should not interfer lest it upset the balance between state and federal power. But this was not so much a states' rights issue as the reflection of a broader trend which transcended individual states. In an era of emerging monopolies, which broke down political and ideological barriers between states, this decision supported a trend that fa- cilitated the creation of a national economy along monopolistic lines, and thus contributed to the growing need for a strong cen- tral authority to maintain the production/distribution cycle of commerce. The Supreme Court further established itself as the protector of national norms in declaring bigamy illegal in Utah (Reynolds v. U.S., 98 U.S. 145, 1878). The court ruled that the state laws banning the practice did not consistute violation of freedom of religion. Writing for the majority, chief justice Morrison R. Waite argued that although religious freedom should prevail, leg- islation in the states could enact laws prescribing a rules for preservation of fundamental institutions such as marriage or fam- ily relations. While the decision may seem on its surface to up- hold the doctrine of states' rights, it actually elevated the federal judiciary as ultimate judge of national norms. The transition between the first and second Republican periods was marked by the Plessy v. Ferguson decision (163 U.S. 537, 1896). At issue was the constitutionality of racial discrimina- tion, and in upholding the practice, the decision guided state policies for the next 60 years. At issue was the constitutional- ity of an 1890 Louisiana act providing separate railway carriages for whites and blacks. The court ruled that racial separation did not necessarily stamp "the colored race with a badge of in- feriority," and created the "separate but equal" doctrine to jus- tify its position. In writing the majority opinion, Justice Brown argued that races cannot be "put on the same plane" by ju- dicial fiat: Legislation is powerless to eradicate racial instincts, or to abolish distinctions based upon physical differ- ences, and the attempt to do so can only result in ac- centuating the difficulties of the present situation. If the civil and political rights of both races be equal, one cannot be inferior to the other civilly or politically. The court did not rule that it lacked jurisdiction in such mat- ters, for it explicitely accepted that right without modifica- tion. It also created a specific doctrine, "separate but equal," to be used as a standard by which to judge future cases. The First Republican period has left an important legacy to con- temporary civil rights litigation. First, it provided the basis for intervention by the federal judiciary into private conduct. The scope of this intervention was not clearly defined, however, and subsequent decisions provided the judicial logic for expan- sion. Second, the Fourteenth Amendment was used to bring state legislation and judicial practice in line with federal norms, and thus functioned to bring a certain homogeneity to national judi- cial activity. Third, several clauses in the Fourteenth Amend- ment were reinterpreted to protect the rights of a variety of so- cial subjects that had previously been unprotected. The "citzenship," "due process," and "equal protection" clauses espe- cially were expanded to extend rights to corporations, minorities and others. It should be re-emphasized that the decisions, espe- cially those of civil rights, were often unfavorable to minori- ties. Nonetheless, the legal theories and judicial logy was fo- rulated by which the federal judiciary later justified intervention on the basis of the Fourteenth Amendment. This pro- vided the fundamental basis for subsequent intervention, which some call "judicial activism." In the next period, the courts were relatively quiet, protecting their power and consolidating the social and economic decisions to conform to the emergent cor- porate-capital phase of history. THE SECOND REPUBLICAN PERIOD (1896-1932) In the 36 years since the First Republican period, 12 new states were added to the union, and the population more than doubled from the 1860 total of 31,500,000. By 1896 the nation was still rural, but the urban poplulation was increasing rapidly. The country was in the middle of its industrial revolution--200 years after that of England--and large corporations were becoming more powerful. The Standard Oil Company had formed the first trust in 1882, and within the next few years large trusts were controlling considerable resources and power. By the 1890s, liberal thinkers judged government controlled by a privileged few who ran it for the benefit of businesses, banks railroads and large industry. In some respects, early twentieth century economic forces spurred "judicial activism" in much the same way as civil rights pres- sures did 60 years later. The growth of national industry and the need for a corresponding set of laws and regulations demanded consistent legal policies and practices, and the courts were used to challenge those laws which stifled economic freedom. Through Constitutional interpretation and enforcement, the federal judi- cary consistently voided state laws that stifled the growth of a national economy, enforced the right of contract as a Constitu- tional right, and effectively shifted power from the states to the federal government. Thus began the Progressive era in which the federal government took an increasingly prominent role in maintaining the stability and harmony of the social and economic order. William McKinley began the first of his two terms, and campaigned as an advocate of big business. During this era, the government took an aggressive role, largely at the prompting of big business and such organizations as National Association of Manufacturers and National Civil Federation, to regulate commerce and industry. The Sherman Anti-Trust Act, passed in 1890, prohibited in vague language all cominations of restraint in trade. It was largely ineffective in its first 15 years, but after the turn of the cen- tury legal issues raised by the act were beginning to reach fed- eral courts. Following the mood of the time, the Supreme Court upheld the act, further strengthening the legitimacy of judicial intervention in private affairs. Other signiicant legislation included the Federal Reserve Act and the Federal Trade Commis- sion. The former brought the nation's financial institutions un- der regulative control and thus insured stability in the economic environment The latter act, along with the Food and Drug Act and Meat Inspection act, was passd at the behest of large firms with- in each industry in order to control smaller competitors and at- tain product credibility (Greenberg, 1974: 94-95). For excel- lent discussions of the political[42] By the 1920s, the ideology of "equal opportunity" and "liberty for all" was being shattered by economic inequality, repression of socialist thought, and a political system that seemed indiffe- rent to the needs of a growing underclass. Any hope of re-estab- lishing social harmony consistent with the principles of laissez faire economic principles and a "hands-off" judicial philosophy was shattered by the Great Depression. The social conditions spawned by a changing society in chaos, and the emerging struggle for for rights afterwards, led to perhaps the most extensive le- gal changes in the nation's history. 6. LAW IN THE "MODERN ERA" The new deal brought with it profound changes between the federal government and the states, and this relationship led to the im- portance of the U.S. Supreme Court in reviewing both state and federal statutes and procedures. THE NEW DEAL ERA (1932-1968) If the second Republican period was one of mediating inter-class conflicts in the realm of commerce and industry, the New Deal era was one of mediating social conflicts created by the Great De- pression. The population continued to grow, partly because of the influx of foreign labor, and the economic structure was in- creasingly unable to accommodate a growing underclass that was unable to find secure employment and that was also excluded from fundamental liberties such as free speech and assembly, and gen- erally living on the periphery of an affluence shared by a minor- ity of the population. When the courts ruled on the constitu- tionality of laws, they consistently affirmed federal legislation controlling economic enterprise. Civil rights issues were not common, but corporate rights were nonetheless extended, and in- cluded such issues as tort, contract, interstate trade and intra- corporate regulation. In fact, Miller (1982: 165) has argued that from 1890-1937, justices read freedom of contract into the Constitution's Due Process Clauses, This dramatically altered the concept of legal rights by creating new categories of protected persons. In short, this was the era of Big Business and emerging monopoly capitalism, and the courts spend virtually no time mulling over issues of individual rights or liberty. Legislators, the judici- ary, and other social institutions were inattentive to the chang- ing social conditions, and the economic collapse of 1828 provided the opportunity for change. The ideal of equality during the Second Republican era had been dept alive by the ideal of occupa- tional mobility (Aronowitz, 1973: 154). It became increasingly clear that the ideology of opportunity was belied by the reality of class, exploitation, and general insensitivity by state and federal government to the problems of survival for an increasing portion of the population. National unemployment reached 15 mil- lion on the day of Roosevelt's inauguration (Greenberg, 1974: 105), and it became clear that the federal system, to preserve the capitalist structure, would be required to attack social ills as aggressively as it had tackled the economic ills in the Pro- gressive Era. The federal machinery that had been used to create economic regulation in the business environment was now turned upon social regulation. Thus began the new cycle of federal in- tervention in the New Deal. The marriage between big business and government was transformed with the election of President Roosevelt and the "New Deal." This period was characterized by the emergence of the "welfare state" in which the federal government began to assume responsibility for maintaining social harmony Using a variety of political and legislative strategems, President Roosevelt took an aggressive role in creating national recovery programs. His social programs especially have been criticized as "creeping socialism." These social programs in fact staved off dramatic social change by ame- lioriting the harsher conditions of the depression. Public works provided unemployed workers with at least a minimal income; wel- fare programs helped others meet daily requirements for survival. To meet the constitutional challenges to his recovery policies, Roosevelt recognized that a sympathetic judiciary was necessary, and this led to his attempt in 1937 to pack the Supreme Court with co-ideologues who would presumably rule in his favor on con- troversial cases. His bill to increase the court to 15 members, thus allowing him to appoint up to six additional justices, failed. Nonetheless, he was ultimately successful in court-pack- ing, and when he died in 1945, the only non-Roosevelt appointee was Justice Roberts, and he was soon replaced by President Tru- man. In the middle of Roosevelt's presidency, civil rights legislation re-emerged. The most important included the Fair Labor Standards Act (1938) The World War II Federal Employment Practices Commit- tee (1941, 1943), and the Wartime Voting Act (1941) which was later amended and strengthened in the Federal Voting Assistance Act (1955). In addition, much of the New Deal legislation con- tained clauses establishing the principle of non-discrimination and equality of opportunity. Well-intended as this legisation was, however, it was largely symbolic. There were no provisions for defining discrimination and no machinery for sanctioning vio- lations (BNA, 1964: 10). By the late 1930s, federal support of business had reversed and was replaced by social welfare concerns. The post-1937 Supreme Court economic decisions left intact most state and federal laws regulating economic life, and the Supreme Court consistently de- nied certiorari in cases challenging the constitutionality of such legislation (Goldman and Jahnige, 1985: 187). Despite the general support of social legislation, federal courts also upheld the constitutionality of one of the most blatant examples of ra- cism in our nation's history. In the months following the decla- ration of war with Japan, a series of executive orders, state and federal acts were passed directed against persons of Japenese de- scent, many of whom were second or third generation U.S. citi- zens. Using descent as the target category, these acts variously established curfews, restricted travel and reduced the first amendment rights of Japanese. The most controversial federal policy required relocation of large entire populations of Pacific coast Japanese to detention camps, and included confiscation of property and possessions as a practical, if not explicitely au- thorized, outcome. Although persons of German descent were not so-treated, in a series of cases in 1943 and 1944, the Supreme Court upheld the policies, arguing that persons of Japanese de- scent presented a special danger to the community in the context of the war (Hirabayashi v. U.S., 320 U.S. 81, 1943). These deci- sions were, however, overruled in Following Roosevelt's death in 1945, President Truman generally continued New Deal policy. Al- though not fully sharing the social philosophy of his predeces- sor, Truman nonetheless was committed to continuing the general thrust of Roosevelt's programs, even if not with the same enthu- siasm. Although the Roosevelt years produced no single dramatic civil rights decisions, it remains a significant period in the Consti- tutional history of civil rights for several reasons. First, and most important, it established an operative ideology of social justice--albeit in rudimentary form--by creating the rationale for protection of "the little guy." This was done through New Deal legislation, re-emergence of civil rights legislation, and above all, through translating social issues of poverty and pub- lic welfare to national policy. Second, the federal judiciary, through narrow but explicit decisions, slowly chipped away at laws that repressed individual freedom. The NAACP was particu- larly active, but other groups also sought to redress social grievances through litigation. Finally, the Supreme Court re- mained a Roosevelt court into the 1950s, thus providing a block of civil rights supporters that formed the backbone of the Warren court in the 1950s and beyond. The election of President Eisen- hower has been considered by many to represent a backlash to New Deal policies of his predecessors. This is only partially true, however, since Roosevelt's policies remained intact and continued to provide the model for federal policy for the next 15 years. President Eisenhower believed he could reverse the Court's phi- losophy when he appointed Earl Warren, a political conservative and judicial moderate, as the Court's Chief Justice in 1953. He was wrong. Driving along the nation's highways in the 1950s and 1960s, one would see sporadically-placed billboards with a three word mes- sage: "IMPEACH EARL WARREN!" In Michigan, and perhaps in other states as well, these signs were sponsored by John Birch Society sypmathizers. The sponsors, with reasoning that presaged conser- vative critics of the 1980s, argued that the Warren Court was vi- olating the Constitution and moving the country toward socialism with its radical and unfounded interpretation of the law and in- tervention into the lives of "the people." The Warren Court consolidated through judicial means the social reforms enacted by New Dealers. Almost immediately, the new Chief Justice established himself and his court as an advocate for social change. The first landmark decision, Brown v. Board of Education (347 U.S. 483, 1954) overturned Plessey v. Ferguson, and has been called the "second reconstruction" because of its profound impact on civil rights and dramatic resurrection of the rights contained in the Fourteenth Amendment. Brown was not the first case to succesfully chenge the Plessy decision, but it was the most dramatic and comprehensive. It consolidated the previ- ous decisions by making explicit the legal theories underlying Constitutional guarantees. Legal attacks on school segregation began in the 1930s, led by Black lawyers. In consistently ruling for the plaintiffs, the Supreme Court slowly chipped away at the Plessy decision, but it avoided direct confrontation with that decision until Brown. The Brown suit challenged the "separate but equal" doctrine es- tablished in the Plessy decision and was brought against the school districts of several states. The plaintiffs argued that racial segregation in public schools denied children equal pro- tection under the fourteenth amendment by denying them access to White schools which were considered superior. Although the case was originally argued in 1952, reargument was heard in 1954 be- cause a number of unanswered questions remained concerning the applicability of the fourteenth amendment to the circumstances. Writing for the majority, Chief Justice Warren wrote: Does segregation of children in public schools solely on the basis of race, even though the physical facili- ties and other "tangible" factors may be equal, deprive the children of the minority group of equal educational opportunities? We believe that it does. The Brown decision overturned Plessy, and held that using race as a criteria denied due process under the fourteenth amendment. More significantly, the decision explicitely ordered remedial ac- tion and established the federal government as the proper agent for carrying out the order. The civil rights movement began in the 1950s, and by the end of Eisenhower's second term had become a cause celebre for Blacks, white liberals and especially for politicians sensitive to the political advantages the support of this new constituency could convey. The election of John F. Kennedy in 1962 represented a re-affirmation of the New Deal and government involvement in me- diating social and political problems, and rejection of conserva- tive "hands-off" states' rights philosophy. Kennedy's New Fron- tier was in effect a series of policies aimed at garnering the support of groups previously excluded from political power. In developing programs to help minorities and the poor, Kennedy pro- vided the structure and ideology for of the civil rights movement for the next decade. The Kennedy era did not represent a reversal of the policies of previous decades; it was in fact a continuation of a trend that had waxed and waned since the 1930s. Since the 1930s, minorities had persistently litigated fourteenth amdendment issues. Blacks continued their assault on racial separatism, especially in schools and accommodations; Hispanics from the southwest chal- lenged restrictive laws barring them from full enjoyment of rights; Asians litigated against relocation and immigration; and new groups (handicapped, mentally impaired, juveniles) challenged state laws that were alleged to reduce their rights. Not all cases were equally successful, and no successful case was partic- ularly dramatic. Many cases were lost, the Supreme Court denied certiorari to many others, and even when a decision was favorable to the plaintiff, it tended to be narrow in scope. Nonetheless, the legal trends had begun under the New Deal as the courts be- came recognized as a legitimate and occasionally useful avenue to redress perceived wrongs on Constitution grounds. During the eight years of the Kennedy/Johnson administrations, broad-reaching legislation implied by Brown was enacted to pro- tect civil liberties. The most notable was the Civil Rights Act of 1964. Unlike similarly intended legislation of Roosevelt's Administration, this Act was far-reaching. It in principle banned discrimination in numerous areas, including employment, voting and public accommodations, on the basis of race, ethnici- ty, religion or sex. After three months of heated and often hos- tile debate, the law was implemented. Following the 1964 Act, several civil rights acts were passed. Among the most significant include The Housing Act of 1968, sev- eral acts prohibiting discrimination in federally-funded pro- grams, a new Voting Rights Act (1965), and the Indian Civil Rights Act (1968)[43]. It also provided the means of enforcement by creating the Equal Employment Opportunity Commission empowered with a variety of powers to redress violations. In addition, state laws restricting Bill of Rights protections to state defen- dants were being chipped away. For example, 25 states had enact- ed laws similar to the federal Civil Rights Act by 1964, although these were enforced unequally among the states. The process of expanding civil rights had begun in the 1930s, but escalated dramatically in the 1960s. Describing the expansion of protected rights risks the danger of implying that such expansion occurs in a smooth, linear manner. But legal change rarely occurs without corresponding social con- flicts. When the first civil rights revolution occurred in the 1860s, U.S. society was relatively segmented. There was no na- tional media to immediately make visible struggles for rights or to announce federal policy and decisions. Geographic mobility was limited, and groups supporting or opposing issues could not quickly descend upon a city or government agency to demonstrate on behalf of their cause. There was no history of civil disobe- dience or social activism to provide models or strategies for systematic activist involvement. This had changed by the second civil rights revolution of the mid-twentieth century. News media provided immediate information, transportation allowed mobiliza- tion of issue-oriented sympathizers, and there had emerged a va- riety of strategies for social protest. The law became a focal point around which social activists mobilized. When Rosa Parks refused to give up her seat on a Montgomery, Ala- bama, bus in 1955, she provided the symbol around which civil rights activists mobilized. Opponents of racial segregation re- sponded as early as 1956, when massive protests against the Su- preme Court ruling to desegregate schools was organized by South- ern Congressional representatives. The following year, Arkansas Governor Orval Faubus called out the national guard to prevent nine black children from entering an all-white highschool. George Wallace successfully campaigned for governor of Alabama on an explicity racist platform, Georgia Governor Lester Maddox Mad- dox stood at the door and 3,000 federal troops were called out to put down riots at the University of Mississippi when James Mere- dith became the first black ever to enroll in the school. Mere- dith was later shot to death in an ambush for his civil rights involvement. Viola Liuzzo, a white civil rights worker, was mur- dered returning from a demonstration in a crime that ultimately implicated the FBI[44]. Three civil rights workers were murdered in Mississippi in a police conspiracy in 1963 (see U.S. v. Price, 383 U.S. 787, 1966), and Martin Luther King was murdered while standing outside his Memphis motel in 1968. In addition, state and federal law enforcement agencies, along with conservative "monitoring" organizations conducted systematic surveillance, en- gaged in disruptive activity, and responded with punitive meas- ures to civil rights activists engaged in legal activities (Church Committee, 197*; Thomas, 1981). Changing technology of the post-World War two years required re- assessment of Constitutional protections against invasion unrea- sonable search and seizure, and self-incrimination. Sophisticat- ed surveillance devices, for example, have enabled law enforcement agents to listen to or view behaviors in ways never imagined by the writers of the Constitution. The Supreme Court directly confronted technological abuses in Katz v. United States (389 U.S. 347, 1967), when it reversed a 40 year old decision and precluded the use of evidence obtained from illicit wiretapping. Social norms and values transformed radically in the New Deal years, and attacks on local restrictions on literature and speech expanded the freedom of communication. The anti-communist hyste- ria of the post-war years resulted in challenges against suppres- sion of speech and assembly. Transition from corporate capital- ism to monopoly capitalism with an international character demanded new interpretions of the legal rights and status of cor- porations, of corporate law, and of tax law. A proliferation of federal agencies churned out laws, policies and regulations to monitor and administer steering strategies and thus prevent na- tional chaos. Typical of landmark civil liberties decisions are those that addressed criminal procedures and the liberties of su- spects. These included especially Mapp v. Ohio (367 U.S. 643, 1961), which expanded protection against illegal searches and/ provided the logic for the current "exclusionary rule" against use of illegally obtained evidence in criminal trials; Escobedo v. Illinois (378 U.S. 478, 1964), which/ protected the rights of suspects during interogation; and especially Miranda v. Arizona (384 U.S. 436, 1966), which held that suspects must be read their rights when an investigation/ moves to the accusatory stage, gave the Warren Court the undeserved reputation of judi- cial permissiveness and excessive activism. During this period this most important prisoner petition to that time, Gideon v. Wainwright (372 U.S. 335, 1963) was decided. Gideon, the plaintiff, was serving a sentence in Florida for breaking and entering a poolroom. Writing from his prison cell, he filed for a writ of habeas corpus, claiming that he was not represented by counsel at his state trial. He argued that he was entitled to counsel as a Constitutional right. For 30 years the nation's courts had operated on a principle established in Betts v. Brady (316 U.S. 455, 1942), which held that the concept of due process did not necessarily entitle state defendents to counsel in every non-capital case. The Gideon decision overturned Betts, and established that the right to counself was fundamental and essential to fair trials, and must be protected. This decision was far-reaching not only because of the substance of the deci- sion, but also because it provided both a model and the motiva- tion for other state prisoners to petition for writs of habeas corpus in federal court if they could identify violations of Con- stitutionally-protected rights. One federal judge has suggested that the Gideon case typifies what "prisoner litigation is all about:" You know, the most intriguing case to me that ever was filed by a prisoner was Gideon vs. Wainright . . . where an age-old practice that nobody had challenged; well, it had been challenged from time to time, but the right to a lawyer at your trial was left to the state, except in exceptional circumstances. If you couldn't speak the language, or were mentally defective, or whatever. And Gideon files this case out of Florida prison, and by God, the Supreme Court of the United States listens to it, appoints a great lawyer to repre- sent, and changes the whole rule. And that's why pris- oner cases in one sense are kind of fun, because, yes, a lot of cases lack merit, and every once in awhile you find one that's sort of a pearl that you look at and say "you know, he's put his finger on what I perceive to be a real problem (Illinois Federal Judge, 1985: personal interview). A national economy and a communication structure in which the me- dia were becoming less parochial had a homogenizing effect on the nation, and the Supreme Court became a significant mechanism for bringing local custom in line with national needs. In one sense, it is incorrect to view the judicial activism of the 1960s as a juridical revolution or as a shift to a remarkably new period in judicial philosophy. Granted, the judicial players on Supreme Court acted out the legal drama with flair, even ad-libbing when the occasion arose. But if the script of the legal play was al- tered somewhat, the genre was not. Just as West Side Story was an updated version of Romeo and Juliet, the Warren Court, with five of its members appointed by Eisenhower, two of which were later replaced by Kennedy, continued the ideological and philosophical script that had been created decades earlier. It was with relief and optimism that conservatives welcomed Richard Nixon's inaugu- ration in 1969, for it was believed that he would reverse the tide of perceived liberalism in the federal courts. Although the extension of rights became highly visible in the dawn of the War- ren court, it RETRENCHMENT: 1968 AND AFTER In the main, Goldman and Jahnige (1985: 232) are correct in argu- ing that New Deal policies begun in the 1930s ended with the election of Richard Nixon in 1968. Nixon acted quickly in an attept to shape the court to one of his liking. He had been impressed with the conservative judicial philosophy of Warren Burger, and appointed him as Supreme Court Chief Justice when Earl Warren resigned. Within his first 30 months, Nixon was able to appoint three additional justices. In his first few months in office, he also orchestrated attacks upon liberal justices who he felt were excessively liberal. In 1969, President Nixon, through Attorney general John Mitchell, prepared charges against Associate Justice Abe Fortas. Fortas was forced to resign because of earlier violations that were considered in- defensible for a Supreme Court Justice. Following the defeat of two Nixon nominees to replace Fortas, Nixon, Attorney General John Mitchell and House Republican Leader Gerald Ford joined to attack Justice William O. Douglas, considered the most-liberal of the justices. In a speech on the House floor, Ford demanded that Douglas be impeached for his unorthodox views, liberal publica- tions and life style[45]. Douglas survived the attack, but the Supreme Court became more visible in the public eye perhaps than at any previous time, and the Court lost much of its luster as a legitimate, impartial body. In some ways, the emergence of Nixon was reminiscent of Jackson's election in 1828: The country was ideologically split between na- tionalists and those of a more parochial view, and a president was elected who, it was believed, would plug the dyke and roll back the flood of federal intervention in matters considered by many to be private. President Nixon had boasted in 1968 that he would fill the federal courts with judicial conservatives to make the Constitution "more secure," and since 1969, judicial appoint- ments have included consideration of whether the candidate was "soft on crime" (Goldman, 1975: 497). Nixon appointed a Chief Justice, Warren Burger, and three associate justices to the Su- preme Court, and his successor, Gerald Ford, appointed one asso- ciate justice. The Nixon court became known as the "four plus one" court, and given that Nixon was meticulously careful about appointing co-ideologues, it was assumed that the juducial trend would be retarded, if not actually reversed. Such was not the case. If opposition to civil rights legislation and federal polices, and political intimidation of the federal judiciary were intended to influence judicial outcomes, they were unsuccessful. Although the Nixon "block of four" voted together on 54 of the 66 (82 per- cent) cases it heard in the 1972 term, none of the Warren Court decisions were overturned (Pollack, 1979: 307). The momentum of the civil rights, anti-war and other social activist movements had waned, but the impetus for change remained. Hippies and yip- pies moved from the streets and college campuses into yuppie world of law and intra-system change. The courts remained an arena for social struggle, and whatever their political ideology prior to enlistment on the bench, Supreme Court justices contin- ued to expand individual rights. In the 1970s, the court continued to affirm the New Deal and War- ren Court legacy, although with little enthusiasm. Decisions in- consistent with the legacy tended to be narrow in scope, and had little impact on reversing the civil rights trend. Roev. Wade (410 U.S. 113, 1973), which overturned as unconstitutional state legislation prohibiting abortion, symbolized the momentum of civ- il liberties. The case challenged Texas anti-abortion statutes as unConstitutional under the concept of personal liberty embod- ied in the Fourteenth Amendment's Due Process Clause, and under personal, marital, familial and sexual privacy outlined in the Bill of Rights. In writing the majority opinion, Justice Black- mun wrote: We therefore conclude that the right of personal priva- cyincludes the abortion decision, but that this right is not unqualified and must be considered against im- portant state interests. The Roe decision has been criticized for "faulty legal logic." This criticism is based on the Court's attempt to proscribe Con- stitutional guidelines for anti-abortion state laws based on a trimester concept of pre-natal life stages. Awkward as the Court's reasoning may have been, it was attempting to confront the definition of "person," a definition never specified in the Constitution. The Court was not making new law in this attempt. It was attempting to balance states' interests in protecting pre- natal life with womens' right to sexual privacy. In so-doing, the Court was faced with problems of legal definitions, medical technology which changed conceptions of "life" and Fourth Amend- ment rights by way of the Fourteenth Amendment. The decision il- lustrates the impossibility of literally application of Constitu- tional language. Despite the complaints of strict Constitutional constructionists, changes occur for which previous concepts of and method for dispute resolution are unworkable. When the judi- ciary recognizes and attempts to address these changes through interpretation of law, it is accused either of "making new law" or of rewriting the Constitution. These criticisms tend to oc- cur, however, only when decisions challenge a preferred view of social order rather than on the legal logic itself. Examination of legal logic tends to be used, as discussions of Roe vs. Wade indicate, as a rhetorical strategy to promote political ideology. This rhetorical strategy has been used frequently especially by conservatives when their appointees attempted to follow Constitu- tional ¤rather than political principles in constructing deci- sions. Civil rights advocates, however, are not immune from such criti- cisms. They, too, claimed "foul" when the Constitutional logic appeared to counter the logic of civil liberties[46]. Further, aggressive enforcement of civil rights legislation continued dur- ing the Nixon Administration, largely as the result of career civil servants retained from earlier years[47]. On the whole, rights that were previously established were consistently pro- tected, and although the trend toward expansion of rights has visibly slowed, it has not halted. This period is, it should be remembered, the one in which the rights of criminal defendants and prisoners was dramatically increased. Contrary to some views, the administration of President Carter was not a reversal of Nixon's program. As * (198*) has persua- sively argued, Carter's general political program was--if for different reasons--similar, if not identical, to that of his suc- cessor, Ronald Reagan. Carter appointed no Supreme Court justic- es and relative few (*) district or appellate judges. Carter's emphasis on civil rights did not translate into a resurgence of civil rights litigation in the courts. The civil rights litiga- tion rate (sum it). There is some evidence that his federal ap- pointees were somewhat more conservative than other democrats in deciding some liberty issues, and in fact approximated the stance of Reagan's ppointments (Suchner, Thomas and Aylward, 1986). It was under President Reagan that a direct broadside on "judi- cial activism" and civil liberties was levelled. Reagan pledged both during his first presidential campaign and after election to reverse the trend of "judicial liberalism." He delegated his At- torney General, William French Smith, the task of bringing the federal judiciary into ideological alignment with conservative principles: In October, 1981, Attorney General William French Smith launched a broadside attack on the federal courts for "subjective judicial policy-making." President Reagan, he said, would appoint new judges attuned to "the groundswell of conservatism evidenced by the 1980 elections." Mr. Reagan has done that. . . (Taylor, 1984: E5). The view persists that "judicial activism" has created excessive judicial abuses and should be reversed (Burger, 1974, 1982; Meese, 1985; Smith, 1982). Mid-way through his second term, Reagan has appointed political and judicial conservative Sandra Day O'Connor to the Supreme Court. Her appointment has created a solid conservative voting block that includes Chief Justice Burg- er and Justices Rehnquist and White. As a consequence, a single vote by a moderate judge has created the 5-4 majority required to rule against civil liberties issues. Rulings have gone particu- larly against suspects in criminal proceedings and for states rights, although there have been some pro-rights surprises in these areas. 6. BUSH AND CLINTON (omitted) 7. THE CURRENT LANDSCAPE: BUSH AND THE CONSERVATIVE BACKLASH (omitted) Summary Different social eras create different social isues, and this re- quires refinement, even creation, of new legal norms to replace older ones that no longer suffice to resolve conflicts or main- tain social harmony. So countervailing forces to industry power came into being---(miller, 1982: 73)---in 1860s, civil rights law; anti-trust in progressive era (bring in stuff from hist he- re); labor in 1930s, civil rights in 1960s. [Note the difference between Status rights and personal rights (Miller, 1982: 92). Status rights may conflict with personal rights, and this has im- pelled much of the response of Burger court against prior Supreme Court decisions. (Miller, 1982: 92). The use of courts in so- cial struggle has its roots in the transition to an industrial economy during the closing decades of the nineteenth century and the social transformations of the first decades of the twentieth. With the lag of about a generation between changes in the social and economic system, the Supreme Court during this period remade the Constitution in the image of Social Darwinism, supporting of the interests of big business (for an empirical discussion of Su- preme Court ideology and decisions during this period, see espe- cially Schubert, 1974). With the emergence of large, centralized industrialized bureaucracies, corporations began to acquire the status of legal subjects. This dramatically changed the concep- tion of the legal subject in that entities other than individuals became bearers of rights and privileges, and could in principle engage as "equals" in litigation. The transition from laissez faire to monopoloy capital also re- quired transformations in the legal relations governing the pro- ductive and exchange structure between corporations. Legal rela- tions were further mediated by labor struggles of the late nineteenth and early twentieth century. The outcome was an ex- pansion of rights--albeit in asymetrical balance--for individu- als, corporations (which acquired and strengthened their subject status) and the state itself (as it acquired increasing legal power and authority by which to intervene in mediating social ex- istence). Although this increased subject status conferred a va- riety of rights, it also implied obligations in that legal sub- jects such as corporations and government agencies, became potential targets for litigation, thus creating a new avenue for resolving social conflict under federal laws. CONCLUSION The purpose of this manuscript has been to illustrate the manner in which a variety of social forces have guided the development of the content and application of law over the centuries. The emergence of law as a social practice began at least 3,000 years ago, and has changed in response to new social conditions. The laws of Hammurabi were not appropriate for more complex societies such as Greece or Rome. Mosaic law was fine for a relatively un- complex and homogeneous society, but it was not appropriate for a society that required meeting the needs of diverse groups. The legal principles of England, although still with us today, were practiced much differently, primarily because the nature of Eng- lish society was much different than the one in which we current- ly live. The laws of the post-Civil War era were likewise modi- fied, because the industrialization and emergence of new social groups had different needs than existed prior to the Civil War. What does this tell us about the relationship between law and so- ciety today? It demonstrates that law changes in response to so- cial conditions, and that legal principles can be interpreted-- correctly--to meet the changing social conditions. The meaning of the Fourteenth Amendment, for example, has changed largely be- cause new groups have demanded equal protection, and the princi- ples embodied in the Fourteenth Amendment provided the logic, but not necessarily the explicit provisions, to meet them. Hence, when we speak of "legal fundamentalism" or a "doctrine of origi- nal intents," we must first understand the role of law in socie- ty, how law changes, and above all, the different intents of con- stitutional principles. The Constitution, as a document of compromise, was, above all, a set of guidelines for reconciling diverse interests and goals, not an exact blueprint to be liter- ally followed to the letter. Footnotes [1] My own view is that legal fundamentalism is a political, not a judicial, ideology. This would make a good paper topic. [2] In some ways, this system was similar to the logic of civil law, in which offenders are expected to pay compensation and penalties. In blood feuds, the wrong was "corrected," and a bit more tacked on as punishment. This, on occasion, perpet- uated a feud, especially when the offender's family felt too much vengeance had been extracted, and retaliation was re- quired. [3] Feudalism was the dominant form of social organization during the Middle Ages. The term "medieval" as used here is synony- mous with "Middle Ages," and refers roughly to a period be- tween the fall of the Roman Empire (fifth century A.D.) and the Renaissance (fifteenth century A.D.). Feudalism has been called an invention of historians (Bean, 1968: 1) in that the concept itself was not used until the nineteenth century. Customary historical usage defines feudalism consistent with the root meaning of feudum, namely, a designation of the mil- itary obligations required in return for holding a portion of land. It is especially these obligations and their corre- sponding social relations that formed the bulk of civil law through the Middle Ages. Wallerstein's definition is pre- ferred as the most descriptive. [4] "suitors," Suitors were the owners of property and the elect- ed men of the hundreds (or townships). By the eleventh cen- tury, much of England was divided into shires, except where Danish influence prevailed, and each shire was divided into small units known as hundreds for fiscal purposes. The hun- dred was both a territorial division and a court, and as Holdsworth (1956: 7) has argued they were also a form of de facto police organization. The hundred court was the judi- cial unit for ordinary affairs and met every four weeks, while the county court was appointed to be held twice a year (Pollack and Maitland, 1968: 42). [5] The witan was a feature of European administration and refers to a body elected or appointed to advise the king. Oleson (1955: 110) contends that the term "witenagemot" has no broader technical meaning other than as a meeting of the wi- tan. [6] The concept of the king's peace did not originally apply to all subjects, but was limited to protect the king in his house and travels. A violation was an act of personal dis- obedience toward the king, much more serious than a breach of simple public order. After the Normans, however, the concept rapidly expanded and was used as a general rule by which to maintain public order. [7] The continental practice of trial by combat was not used un- til the Normans, and the customary procedure in English tri- als was the oath, a system in which a defendant was required to have a designated number of "oath helpers" swear to his or her character. In the oath system, which became popularized especially after the twelfth century, the district's reputa- ble men who were presumed to know the facts of the case were summoned to pronounce on oath the truth of the matter, thus deciding the case (Poole, 1964: 406). Failing the oath, the ordeal, usually of hot water or iron, was employed to deter- mine the verdict. (Barlow, 1972: 51). [8] although Edward's reign was marked by a struggle for power between natives and foreigners, primarily French (Oleson, 1955: 5). it tends to be forgotten that William's claim to the throne was based in part from his English ancestry, and the close relationship between England and Normandy during this period. There is also strong evidence that Edward the Confessor himself favored Duke William as his successor. Rather than a major watershed in English history, the so- called Norman conquest was a more or less typical violent transition, and not the first time a foreigner had been an English King. [9] These custom-based procedural importations included trial by ordeal and combat, which the Normans preferred as a means of resolving disputes. The theory behind this process was "di- vine intervention," although its use in England has probably been overstated. They also had inherited a tradition of use of the Carolingian missi dominici and of the sworn investiga- tion, which they reshaped (Barlow, 1972: 107). Barlow (1972: 107) has reminded us, however, that although Norman law was French in origin, it was shaped according to provincial cus- tom and had never been committed to writing. The Normans al- so introduced trial by combat; however in the Norman system, the defendant had the explicit right to refuse combat, al- though the defendant might then face trial by ordeal. [10] That he ruled for over a decade may be due in part to his counsellors, especially Anselm, Abbot of Bec, who suggested that William 1) recognize the harshness of his rule, 2) for- give the debts due him, 3) restore the laws of the Confes- sor, 4) reduce his ministers' oppression of the populace, and 5) redress the wrongs of the Church (Davis, 1957: 89). [11] A functional equivalent of this body had existed for several centuries, and it slowly became a formal and departmental- ized institution and an effective organ of Norman and Angev- in administration. Under Edward the Confessor, this body was the witan, but under the Normans became the Curia Regis. In addition to its judicial role, it kept careful records of all cases which came before it, thus providing a written legacy for subsequent generations. As Poole (1964: 11) has observed, it was, at least through the eleventh century, a court essentially feudal in character comprising high-rank- ing persons and bishops who sat as barons. It was a tribu- nal of loyal supporters, but nonetheless a court that at- tempted, for the time, to administer law systematically. In the eleventh century, the curia Regis were those assemblies that met with the king three times annually and performed judicial tasks. Under Henry II, it began taking shape as a strong, central court which later produced the court of Com- mon Pleas. The advice of this body, even in its infancy, could not be ignored, for without the material support of the participants, the king could not carry out his policy (Poole, 1964: 11). [12] Ecclesiastical law remained more rational than English law. Under canon law, the rules of evidence were balanced in fa- vor of the defendant. There were two stages to an ecclesi- astical evidentiary proceeding: In the first, the evidence brought by the accuser was marshalled and sifted; secondly, if the evidence was regarded as inconclusive, the accused had the right of clearing himself by the oath of compurgators. The law of evidence, as understood by the Church, was compara- tively scientific, and many accusations which the untu- tored common sense of a lay judge would have regarded as completely proven were rejected as baseless in the courts-Christian (Davis, 1957: 208). [13] This expansion of administration is analogous to our contem- porary judicial response to overload in which Chief Justice Berger, rather than transfer power outside the judiciary, has recommended new inferior courts, under jurisdiction of the U.S.S.C., be created to process additional cases. [14] Forest law, which governed the vast extent of the king's do- mains, was bound neither by Norman legal forms nor by Eng- lish traditions, but was framed absolutely at the king's will. These forest laws were later to become a key focus of class struggle, symbolizing the diverse interests of a vari- ety of groups (see Thompson, 1975). [15] Members of this body were actually nobles, but were called justices when they assumed their new position. [16] The Athenian jury was more a forum than a trial, and trials with several thousand "jurors" were not uncommon. Unlike its later English distant cousin, the Athenians did not rely on evidence, witnesses, or "rules of fairness." Although ju- ries derived from statute law, the procedures did not. Most scholars also agree that the jury was not a novelty in the twelfth century. It had been employed in primitive form in Anglo-Saxon England and, on the continent, by the Carolingi- an emperors in the ninth century before passing to the Nor- mans. [17] For an excellent discussion of this aspect of law and jus- tice in the twelfth century, see especially Poole, 1964:385-424. [18] An assize referred to a convening body, and the laws enacted at such sittings were referred to as "assizes." The title of a particular assize generally took the name of the location in which this body sat. [19] Henry attempted to put in writing those limitations on the clergy that had previously been custom, and he attempted to force the bishops to commit themselves publicly to obey crown authority. The Pope, normally predisposed toward Hen- ry, rejected these constitutions and sided with Becket, who rejected the king's attempt to explicitly subordinate the Church. It was this assize particularly which illustrated the independence of archbishop Thomas Becket, Henry's close friend, from his former mentor. Although Henry carefully modified his proposals when confronted with opposition from the church (and Becket, prior to his murder), these consti- tutions for the first time in English history created a code of laws issued by the sole authority of the king, without any appeal to the sanction of binding and immutable custom (Green, 1968: 128). [20] As Rembar (1980: 20) has observed, appeal originally re- ferred to a criminal proceeding brought by a private citi- zen, the practice of appeal and indictment existed side by side. Appeal tended to culminate in a jury trial. It was not until several centuries later that the meaning of appeal as judicial review of legislation or litigation became com- mon. [21] The Church withdrew the sanction of its authority from all forms of ordeal by 1215, but even prior to this there was decreasing confidence in its validity (Warren, 1973: 321). [22] John sought Papal intervention, not as King of England, but as Papal servant and bearer of Christianity, and he con- vinced the Pope that the Magna Carta threatened the Cru- sades. [23] Although the Magna Carta extended the rights of men, it was not so generous in recognizing the rights of women. Chapter 34, for example, explicitly strengthened their subservient social status: "No one shall be seized nor imprisoned on the appeal of a woman concerning the death of any one except her husband." [24] The term Parliament came into use in the mid-thirteenth cen- tury, but the barons who met at Runnymede, despite their ap- parent lack of representation from shires and boroughs, were labeled retrospectively Parliamentum Runimedae (Maitland, 1913: 72). [25] This contributed to the rise in the popularity and power of the court of equity in the chancery: because of the hardening and definition of the Common Law, because of the decline of the personal monarch and the continued delegation of his function, including even some of his prerogative powers, and because of the unsettled times, the chancery emerged unmistakably as a great court of equitable jurisdiction, with power, precedents, and procedures of its own (Wilkinson, 1964: 266). [26] An analysis of the political and ideological impact of the Inns of Court on law and the judiciary remains to be done. One one suspects it was substantial, given the conflicts be- tween the nobility and crown, and their joint opposition to the church. [27] This was the period of the Carrier Case (1473), a landmark in theft law. In this case, a person who had been assigned responsibility for transporting bales had taken the contents for personal use, and was apprehended and charged with a felony. Under the laws of the period, a person who came le- gally into possession of an object was not considered guilty for converting it for personal gain, and this incident, al- though it may seem odd in the hindsight of legal history, nonetheless required considerable debate and new interpreta- tion of the law by which felonious theft was defined. [28] Although the Star Chamber was referred to in the fourteenth century (Holdsworth, 1956: 496), its origins are considered by most historians to be more recent. Consensus holds that it took the form by which we know it primarily under Henry VII and the name was taken from the shape of the room in which it met. It was under Henry VIII and Elizabeth, how- ever, that its character as an abusive, powerful body was shaped. Its significance was not so much judicial as polit- ical, for it operated beyond the reach of local terrorism and was empowered not only to issue writs of subpoena but also to examine defendants upon oath. It dealt with a broad range of offenses, and its jurisdiction stretched to include nobility who had been previously exempt from ordinary tribu- nals (Fisher, 1913: 21). [29] Public trials, explicit procedural rules, emphasis on the state being required to prove the case, and relative freedom to speak in court distinguished English from European trials at this time. [30] This was the period of Thomas More's UTOPIA (1516), in which he described a mythical society in which there were few laws and no lawyers. [31] For an excellent review of and response to doctrinaire states' rights advocates and critics of Constitutional ac- tivism, see especially Miller, 1982. [32] For a brief but excellent history of English common law in the colonies, see especially Reinsch, 1968. [33] The decline of Puritanism occurred partially through inter- nal schisms between commercial and agrarian interests, and partly because of competing challenges from non-Puritans. Perhaps the most significant reason for the decline of Puri- tanism lay in its doctrine: It was always a difficult creed to hold, containing seemingly irreconcilable principles which had to be kept in alignment by constant argument and adjustment. Its concepts of God, free will, knowledge and revela- tion, sin, and moral duty were maintained throughout the seventeenth century in delicate intellectual and imaginative balance; to later generations of ministers and laity they seemed les capable of proof or reconcil- iation. As the concepts themselves came under the scrutiny of a rationalistic, hard-headed age, the sys- tem they supported disintegrated. . .(Russell and Mor- purgo, 1965: 345). [34] The first major restrictive act was the Navigation Act (1660), which regulated colonial commerce in order to expand English trade. A century later, the Sugar Act (1764), the Stamp Act (1765), the Townshend Acts (1767) and the "Intol- erable Acts (1774) prompted overt opposition to the Crown's legal authority and created fertile ground for resistance to English legal and political authority. Had the Crown taken a less restrictive policy toward the Colonies, it is unlike- ly the rebellious merchants would have found sufficient sup- port for their cause. [35] For a sympathetic but nonetheless highly critical evaluation of Beard, see especially Brown, 1965. See also the work of Alfred A. Young, of NIU, in In These Times, Vol. 11, #34, Sept 9-15: 12-13. [36] The term "radical Republican" did not mean that this group shared the political philosophy of what has become known as "leftists." The advocacy of minority rights to which this group adhered was not motivated by broad philosophic con- cerns, but by political expediency. In the areas of com- merce, individual rights and other issues, they were not significantly distinguishable from their colleagues. [37] Collins (1974/1912: 7-12) has argued that the primary rea- sons for the passage of the Fourteenth Amendment were polit- ical. While acknowledging racial equality as one motivating factor, he adds that other functions included punishing the South, expanding and centralizing the power of the federal government, and enhancing control of the Republican party. [38] There were three other sections in the fourteenth amendment, none bearing on civil rights. The second section specified that representative apportionment in Congress would be pro- portionate to state population; the third disallowed persons taking part in "insurrection or rebellion against the United States" from serving as federal officials except by two- thirds vote of Congress; the fourth removed federal and state liability for or debts incurred through the civil war. The final section provided Congress with the "power to en- force, by appropriate legislation, the provisions of this article." [39] The following states were excluded: Alabama, Arkansas, Flo- rida, Georgia, Louisiana, Mississippi, North Carolina, South Carolina, Tennessee, Texas and Virginia. By 1868, seven of the confederate states were re-admitted to the Union, and Texas, Virginia and Mississippi were re-instated during the Grant administration after they had endorsed the fifteenthh Amendment and Black sufferage. [40] The Congressional debates on civil liberties legislation and amendments between 1849-1876 have been reprinted by the Vir- ginia Commission on Constitutional History, 1867. [41] Jim Crow laws were laws specifically intended to maintain racial segregation by placing restrictions on interracial marriage, voting, ownership of property, employment, resi- dence, use of public accommodations and education. They functioned as current Apartheid law does in contemporary South Africa. [42] economy of the Reform Era, 1890-1948, see especially Green- berg, 1974; Kokol, 19**; Weinstein, 19**; Chandler, 1972, and Aronowitz, 1973). [43] The best summary of federal civil rights legislation and corresponding legal cases affirming them is probably Antieau (1980). [44] Gary Rowe, an FBI informant, was implicated in the 1965 mur- der. A subsequent civil suit alleged that the FBI new of the danger to Ms. Liuzzo's saftey, but failed to take pro- tective action (Peterson, 1983). [45] Ford apparently had misgivings about his involvment in the affair, and later suggested that he had been "had" by his colleagues (Pollack, 1979: 299). [46] Two examples of this include Bakke v. *, (* v. * ), in which the court ruled in favor of merit qualifications for admis- sion to a California medical school, and in *, in which the Court ruled in favor of laying-off municipal workers on the basis of seniority rather than minority preference. The Constitutional logic of both cases was sound, and there is no evidence that either case had any impact on subsequent civil liberties cases. [47] For an excellent discussion of federal application of civil rights policies, see especially U.S. Commission on Civil Rights, 1976). BIBLIOGRAPHY Bibliography available on request
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